Ben H. Harris is listed as an executive officer and director on 15 SEC Form D filings by 5 issuers between Oct 2009 and Jan 2020: Bolts & Nuts Corp. (Chattanooga, TN — industry reported as "Other" — 2013–2018; $9.47M reported sold to 4 investors), NBC Bancshares, LLC (Lincoln, NE — other banking and financial services — 2010–2020; $7.2M reported sold to 21 investors), GRIT, LLC (Lincoln, NE — industry reported as "Other" — 2013–2017; $4.25M reported sold to 28 investors), SUNONE CLIMATE SOLUTIONS LLC (Lincoln, NE — pooled investment fund — 2009–2010; $1.35M reported sold) and NBC TRUST Co (Lincoln, NE — other banking and financial services — 2018; $135K reported sold to 19 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $22.4M sold in total.
Listed alongside David Hadani (15 shared filings), Lee Stuart (13 shared filings), Glenn Goodstein (4 shared filings), Keith E. Shope (4 shared filings), Timothy Dunn (4 shared filings) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ben. Each name links to their own page.
2 of the issuers belong to the sponsor group Nbc (2 issuers, $1.19M reported sold, 2009–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Nbc has 2 companies on file and $1.19M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Ben H. Harris and found 13 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.