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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

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Ben Bates

Named as an officer, director or promoter on SEC Form D filings · TX · Dec 30, 2021 → Jan 20, 2026

10deals (issuers)
$1.15Breported sold
915investors
11Form D filings
2021–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ben Bates is listed as an executive officer, director, and promoter on 11 SEC Form D filings by 10 issuers between Dec 2021 and Jan 2026. Largest by amount reported sold: CHCP Direct Investors, L.P. (Dallas, TX — pooled investment fund — 2023; $466.5M reported sold to 273 investors), CH-IP Owl Rock Tech II, L.L.C. (Dallas, TX — pooled investment fund — 2021; $178.8M reported sold to 141 investors), CH-IP ORCTH II, L.L.C. (Dallas, TX — pooled investment fund — 2022; $176.8M reported sold to 140 investors), CH-IP Direct Investment Fund II, L.P. (Dallas, TX — pooled investment fund — 2022; $125.9M reported sold to 122 investors), CH-IP Private Equity 2021, L.P. (Dallas, TX — pooled investment fund — 2022; $81.9M reported sold to 91 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, director, and promoter, over about 5 years. Across those companies the filings report $1.15B sold in total.

Listed alongside Michael R. Silverman (11 shared filings), Diane Tobin (8 shared filings), Kirk L. Rimer (6 shared filings), L. CH Investment Partners, L.L.C. (4 shared filings, management entity), Oak Lawn Direct Investors GP, L.L.C. (4 shared filings, management entity) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ben. Each name links to their own page.

The issuers belong to 2 sponsor groups: Crow (66 issuers, $13.09B reported sold, 2011–2026) and Cresset (47 issuers, $1.88B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Ben Bates and found 7 differences, 1 worth asking the sponsor about: Ben Bates is no longer listed on the Oct 29, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ben Bates has not run yet — it is joining a line of 15,841 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ben Bates..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Sandra J. Bates and Ben R. Bates closed
United States Bankruptcy Court, E.D. Wisconsin · No. 03-34315 · Filed Sep 22, 2003 · Closed Mar 9, 2009
Role of Ben R. Bates: Debtor · Outcome: Case closed 2009-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Ben Bates — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Oct 26, 2023 – Oct 29, 2024

Ben Bates is no longer listed on the Oct 29, 2024 amendment — CHCP Direct Investors, L.P.

Ben Bates appears on the Oct 26, 2023 Form D/A (executive officer) but not on the Oct 29, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 26, 2023 ↗Form D/A · Oct 29, 2024 ↗Ben Bates — PartnerFacts page ↗CHCP Direct Investors, L.P. — PartnerFacts page ↗
Sources
Note · Oct 28, 2022 – Nov 14, 2022

Form D filed 17 days after the first sale — CH-IP Px3 (Alamo), L.L.C.

The filing says the first sale was Oct 28, 2022. The Form D was filed Nov 14, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 14, 2022 ↗CH-IP Px3 (Alamo), L.L.C. — PartnerFacts page ↗
Sources
Note · Dec 14, 2021 – Feb 7, 2022

Form D filed 55 days after the first sale — CH-IP ORCTH II, L.L.C.

The filing says the first sale was Dec 14, 2021. The Form D was filed Feb 7, 2022 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 7, 2022 ↗CH-IP ORCTH II, L.L.C. — PartnerFacts page ↗
Sources
Note · Dec 14, 2021 – Dec 30, 2021

Form D filed 16 days after the first sale — CH-IP Owl Rock Tech II, L.L.C.

The filing says the first sale was Dec 14, 2021. The Form D was filed Dec 30, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2021 ↗CH-IP Owl Rock Tech II, L.L.C. — PartnerFacts page ↗
Sources
Note · Jun 1, 2021 – Mar 11, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CH-IP Private Equity 2023, L.P. (latest filing Mar 11, 2024) · No amendment in the last 12 months on an offering that may still be open — CH-IP Px3 (Alamo), L.L.C. (latest filing Nov 14, 2022) · No amendment in the last 12 months on an offering that may still be open — CH-IP Direct Investment Fund II, L.P. (latest filing Jun 6, 2022) · No amendment in the last 12 months on an offering that may still be open — CH-IP Private Equity 2021, L.P. (latest filing May 25, 2022) · No amendment in the last 12 months on an offering that may still be open — CH-IP ORCTH II, L.L.C. (latest filing Feb 7, 2022) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 11, 2024 ↗CH-IP Private Equity 2023, L.P. — PartnerFacts page ↗Form D · Nov 14, 2022 ↗CH-IP Px3 (Alamo), L.L.C. — PartnerFacts page ↗
Sources
Note · Dec 30, 2021 – Jun 6, 2022

Ben Bates is written 2 different ways on the filings

listed as "Ben Bates" on 9 filings (from Dec 30, 2021), and "Ben L. Bates" on 2 filings (from Jun 6, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 30, 2021 ↗Form D/A · Jun 6, 2022 ↗Ben Bates — PartnerFacts page ↗
Sources
Note · Aug 11, 2009 – Oct 19, 2011

Same name, different state: "Ben Bates, Jr." (FL) is a separate record

This page covers filings where the address state is TX. A separate record, "Ben Bates, Jr." with address state FL, is listed on 2 filings — most recently by Neighborhood Bank Corp (Oct 19, 2011). The two records do not overlap in time: this page runs Dec 30, 2021 to Jan 20, 2026; the other runs Aug 11, 2009 to Oct 19, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Ben Bates, Jr. (FL) — PartnerFacts page ↗Form D · Oct 19, 2011 ↗Neighborhood Bank Corp — PartnerFacts page ↗Ben Bates (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2026 D
Private Equity - LC Middle Market I Anchor (TE), L.P.
File 021-570456
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2026 D
Private Equity - LC Middle Market I Anchor, L.P.
File 021-570452
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2025 D
Private Equity - LE VII, L.P.
File 021-562776
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2024 D/A
CH-IP Private Equity 2023, L.P.
File 021-476765
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Oct 26, 2023 D/A
CHCP Direct Investors, L.P.
File 021-202998
$0$0$0
The issuer charges a management fee that is described in the issuer's offering documents.
None listed on this filingEDGAR ↗
Nov 14, 2022 D
CH-IP Px3 (Alamo), L.L.C.
File 021-464610
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 6, 2022 D/A
CH-IP Direct Investment Fund II, L.P.
File 021-401764
$0$0$0
The issuer charges a management fee that is described in the issuer's offering documents.
None listed on this filingEDGAR ↗
May 25, 2022 D/A
CH-IP Private Equity 2021, L.P.
File 021-400586
$0$0$0
The issuer charges a management fee that is described in the issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 7, 2022 D
CH-IP ORCTH II, L.L.C.
File 021-432545
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 30, 2021 D
CH-IP Owl Rock Tech II, L.L.C.
File 021-427233
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Ben Bates on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PE
Pooled Investment Fund · group: Cresset

Private Equity - LC Middle Market I Anchor (TE), L.P.

San Francisco, CA · Jan 20, 2026
  • Jan 20, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Director of Investment Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Ben is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Cresset

Private Equity - LC Middle Market I Anchor, L.P.

San Francisco, CA · Jan 20, 2026
  • Jan 20, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Director of Investment Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Ben is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Cresset

Private Equity - LE VII, L.P.

San Francisco, CA · Nov 3, 2025
  • Nov 3, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Director of Investment Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Ben is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Crow

CH-IP Private Equity 2023, L.P.

Dallas, TX · Mar 23, 2023 → Mar 11, 2024 · 2 filings
  • Mar 11, 2024 · D/A · $43,550,000 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (Vice President of General Partner of Issuer) EDGAR ↗
  • Mar 23, 2023 · D · $32,136,000 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer (Vice President of General Partner of Issuer) EDGAR ↗

Raised $43.5M from 60 investors as of the latest filing. Ben is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Crow

CHCP Direct Investors, L.P.

Dallas, TX · Oct 26, 2023
  • Oct 26, 2023 · D/A · $406,113,868 sold of Indefinite · 254 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $466.5M from 273 investors as of the latest filing. Ben is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Crow

CH-IP Px3 (Alamo), L.L.C.

Dallas, TX · Nov 14, 2022
  • Nov 14, 2022 · D · $77,297,000 sold of Indefinite · 88 investors · min. No minimum reported · role: Director (Managing Director of Managing Member of Issuer) EDGAR ↗

Raised $77.3M from 88 investors as of the latest filing. Ben is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Crow

CH-IP Direct Investment Fund II, L.P.

Dallas, TX · Jun 6, 2022
  • Jun 6, 2022 · D/A · $125,880,000 sold of Indefinite · 122 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $125.9M from 122 investors as of the latest filing. Ben is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Crow

CH-IP Private Equity 2021, L.P.

Dallas, TX · May 25, 2022
  • May 25, 2022 · D/A · $81,865,000 sold of Indefinite · 91 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $81.9M from 91 investors as of the latest filing. Ben is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Crow

CH-IP ORCTH II, L.L.C.

Dallas, TX · Feb 7, 2022
  • Feb 7, 2022 · D · $176,760,000 sold of Indefinite · 140 investors · min. No minimum reported · role: Executive Officer (Assistant Vice President of Managing Member of Issuer.) EDGAR ↗

Raised $176.8M from 140 investors as of the latest filing. Ben is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Crow

CH-IP Owl Rock Tech II, L.L.C.

Dallas, TX · Dec 30, 2021
  • Dec 30, 2021 · D · $178,760,000 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer (Assistant Vice President of the Managing Member of the Issuer) EDGAR ↗

Raised $178.8M from 141 investors as of the latest filing. Ben is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Ben Bates, Jr. — FL, 1 issuer, Aug 11, 2009 → Oct 19, 2011 · no shared issuer

People around Ben 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LC
Management entity

L. CH Investment Partners, L.L.C.

Executive Officer · 4 shared filings (4 issuers) · also on 9 other issuers

L. CH Investment Partners, L.L.C. is on 13 issuers in total — a repeat sponsor. Their page lists every one.

OL
Management entity

Oak Lawn Direct Investors GP, L.L.C.

Director, Promoter · 4 shared filings (4 issuers) · also on 5 other issuers

Oak Lawn Direct Investors GP, L.L.C. is on 9 issuers in total — a repeat sponsor. Their page lists every one.

IA
Management entity

I35 Advisors, Inc.

Executive Officer, Director · 3 shared filings (3 issuers) · also on 9 other issuers

I35 Advisors, Inc. is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CI
Management entity

CH Investment Partners, L.L.C.

Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Ben Bates. Their page shows their other deals.

LI
Management entity

L. I35 Advisors, Inc.

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

L. I35 Advisors, Inc. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

IA
Management entity

I35 Advisers, Inc.

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Ben Bates. Their page shows their other deals.

RC
Management entity

R. CH Investment Partners, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ben Bates. Their page shows their other deals.

R1
Management entity

R. 135 Advisors, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ben Bates. Their page shows their other deals.

1A
Management entity

135 Advisors, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ben Bates. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael R. Silverman

Executive Officer, Promoter, Director · 11 shared filings (10 issuers) · also on 31 other issuers

Michael R. Silverman is on 41 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Diane Tobin

Executive Officer · 8 shared filings (7 issuers) · also on 16 other issuers

Diane Tobin is on 23 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk L. Rimer

Executive Officer, Director · 6 shared filings (5 issuers) · also on 18 other issuers

Kirk L. Rimer is on 23 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tammy Harp

Executive Officer, Director · 4 shared filings (4 issuers) · also on 5 other issuers

Tammy Harp is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AC
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Person

a Delaware Corporation Cresset Control Corporation

Executive Officer · 3 shared filings (3 issuers) · also on 9 other issuers

a Delaware Corporation Cresset Control Corporation is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jared L. Johnson

Executive Officer · 2 shared filings (2 issuers) · also on 14 other issuers

Jared L. Johnson is on 16 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Rimer

Executive Officer, Director · 2 shared filings (2 issuers) · also on 3 other issuers

Kirk Rimer is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Crow

66 issuers · 180 filings · $13.09B reported sold · 2011–2026

One team, 66 deal companies. Ben Bates is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ben Bates.

C
Sponsor group

Cresset

47 issuers · 144 filings · $1.88B reported sold · 2010–2026

One team, 47 deal companies. Ben Bates is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ben Bates.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 10 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ben Bates by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ben Bates is listed on: none on file. No website or social profile named in CHCP Direct Investors, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #87,658 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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