Barbara Marcus is listed as a director on 10 SEC Form D filings by 1 issuer between Feb 2010 and Oct 2015: KNOWLEDGE HOLDINGS INC (Torrance, CA — industry reported as "Other" — 2010–2015; $26.8M reported sold to 12 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Lord (10 shared filings), Mike Kwatinetz (10 shared filings), Scott Siegler (8 shared filings), Richard Sullivan (7 shared filings), Arjun Gupta (6 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barbara. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Barbara Marcus and found 5 differences, 2 worth asking the sponsor about: Form D filed 266 days after the first sale; Form D filed 295 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.