PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

Sponsor Check › Person

BB
No photo found yet (own website and image search run after this page is viewed)

Barbara L. Bartmann

Named as an officer, director or promoter on SEC Form D filings · KS · Oct 8, 2009 → Oct 8, 2009

2deals (issuers)
$31Mreported sold
15investors
2Form D filings
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Barbara L. Bartmann is listed as a promoter on 2 SEC Form D filings by 2 issuers in Oct 2009: ICA 2008 Loan Trust I (Chicago, IL — pooled investment fund — 2009; $19.2M reported sold to 8 investors) and ICA 2008 Loan Trust II (Chicago, IL — pooled investment fund — 2009; $11.8M reported sold to 7 investors).

What this means 2 separate companies raised money with this person listed as promoter. Across those companies the filings report $31M sold in total.

Listed alongside David A. Dillon (2 shared filings), Donald G. Kane II (2 shared filings), Kevin Ellis (2 shared filings), Peter S. Mavrogenes (2 shared filings), David E. Ogden (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barbara. Each name links to their own page.

All 2 issuers belong to the sponsor group Ica (5 issuers, $54M reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Ica has 5 companies on file and $54M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 16 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Barbara L. Bartmann and found 3 differences, 2 worth asking the sponsor about: Form D filed 395 days after the first sale; Form D filed 555 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Barbara L. Bartmann has not run yet — it is joining a line of 50,098 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

16 cases: 12 dismissed, 4 closed (disposition not in docket feed)

Bartmann v. Falls Collection Service Inc dismissed
District Court, E.D. Wisconsin · No. 2:05-cv-00716 · Filed Jul 7, 2005 · Closed Oct 19, 2005 · Nature of suit: 890 Other statutory actions
Role of Bartmann: Plaintiff · Outcome: Terminated 2005-10-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in WI (not a filing state)
JP Morgan Securities v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:04-cv-00366 · Filed Apr 27, 2004 · Closed Jun 4, 2007 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Bartmann: Defendant · Outcome: Terminated 2007-06-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Pioneer Insur Co v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:04-cv-00084 · Filed Feb 5, 2004 · Closed Oct 12, 2005 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bank Austria AG v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:04-cv-00082 · Filed Feb 5, 2004 · Closed Oct 6, 2005 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bank Hapoalim B.M. v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:04-cv-00081 · Filed Feb 5, 2004 · Closed Oct 12, 2005 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
MPF Limited v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:04-cv-00080 · Filed Feb 5, 2004 · Closed Oct 6, 2005 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bartmann v. Commercial Financial closed
District Court, N.D. Oklahoma · No. 4:03-cv-00588 · Filed Aug 28, 2003 · Closed Aug 19, 2004 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Bartmann: Plaintiff · Outcome: Terminated 2004-08-19 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Commercial Fin Svc v. Bartmann closed
District Court, N.D. Oklahoma · No. 4:00-cv-00338 · Filed Apr 24, 2000 · Closed Dec 22, 2000 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Bartmann: Defendant · Outcome: Terminated 2000-12-22 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bristol Fund Ltd v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:99-cv-00943 · Filed Nov 5, 1999 · Closed Jan 30, 2002 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Bartmann: Defendant · Outcome: Terminated 2002-01-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bank Austria AG v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:99-cv-00873 · Filed Oct 15, 1999 · Closed Oct 6, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
AAA Investment Co. v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:99-cv-00874 · Filed Oct 15, 1999 · Closed Oct 12, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Cerberus Partners v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:99-cv-00864 · Filed Oct 8, 1999 · Closed Oct 6, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
AUSA LIFE INSURANCE, ET AL v. BARTMANN, ET AL closed
District Court, N.D. Oklahoma · No. · Filed Sep 30, 1999 · Closed Oct 12, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of BARTMANN: Defendant · Outcome: Terminated 2005-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
MPF Limited v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:99-cv-00829 · Filed Sep 30, 1999 · Closed Oct 6, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
AUSA Life Insurance v. Bartmann dismissed
District Court, N.D. Oklahoma · No. 4:99-cv-00825 · Filed Sep 30, 1999 · Closed Oct 12, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Bartmann: Defendant · Outcome: Terminated 2005-10-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
MAVERICK TUBE CORP v. BARTMANN closed
District Court, E.D. Oklahoma · No. · Filed Sep 16, 1988 · Closed Sep 19, 1988 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of BARTMANN: Defendant · Outcome: Terminated 1988-09-19 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Barbara L. Bartmann..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Chase Bank USA, N.A. and Chase Bank USA, N.A. as s v. Bartmann closed
United States Bankruptcy Court, N.D. Illinois · No. 09-01174 · Filed Nov 13, 2009 · Closed Mar 26, 2010
Role of Bartmann: Defendant · Outcome: Case closed 2010-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in the person's filing state (IL)
J. P. Morgan Securities Inc. v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 04-01065 · Filed Mar 8, 2004 · Closed Dec 3, 2004
Role of Bartmann: Defendant · Outcome: Case closed 2004-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Peoples Benefit Life Insurance Company et v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-00250 · Filed Dec 15, 2003 · Closed Aug 27, 2004
Role of Bartmann: Defendant · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bank Austria AG v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-00249 · Filed Dec 15, 2003 · Closed Aug 27, 2004
Role of Bartmann: Defendant · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
William R. Bartmann and HAG, L.L.C. - Adversary Proceeding closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-00248 · Filed Dec 15, 2003 · Closed Aug 27, 2004 · Nature of suit: 426 Dischargeability 523
Role of William R. Bartmann and HAG, L.L.C. - Adversary Proceeding: Debtor · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); different first name (william); court in OK (not a filing state)
Bank Hapoalim, B.M. v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-00245 · Filed Dec 12, 2003 · Closed Oct 29, 2004
Role of Bartmann: Defendant · Outcome: Case closed 2004-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Bank of America, N.A., successor to NationsBank, N v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-00243 · Filed Dec 12, 2003 · Closed Nov 17, 2005
Role of Bartmann: Defendant · Outcome: Case closed 2005-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Pioneer Insurance Co. v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-00244 · Filed Dec 12, 2003 · Closed Oct 29, 2004
Role of Bartmann: Defendant · Outcome: Case closed 2004-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
William R. Bartmann and HAG, L.L.C. closed
United States Bankruptcy Court, N.D. Oklahoma · No. 03-04975 · Filed Aug 27, 2003 · Closed Nov 17, 2006
Role of William R. Bartmann and HAG, L.L.C.: Debtor · Outcome: Case closed 2006-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); different first name (william); court in OK (not a filing state)
Commercial Financial Services, Inc. v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 01-00431 · Filed Jul 3, 2003 · Closed Aug 1, 2003
Role of Bartmann: Defendant · Outcome: Case closed 2003-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
Commercial Financial Services, Inc. v. Bartmann closed
United States Bankruptcy Court, N.D. Oklahoma · No. 99-00006 · Filed Jan 11, 1999 · Closed Jan 26, 2006
Role of Bartmann: Defendant · Outcome: Case closed 2006-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); surname only in the caption; court in OK (not a filing state)
William R. Bartmann closed
United States Bankruptcy Court, E.D. Oklahoma · No. 85-70665 · Filed Oct 25, 1985 · Closed Aug 2, 1989
Role of William R. Bartmann: Debtor · Outcome: Case closed 1989-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 32 federal dockets); different first name (william); court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Barbara L. Bartmann — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Note · Nov 13, 2009 – Mar 26, 2010

Bankruptcy case: Chase Bank USA, N.A. and Chase Bank USA, N.A. as s v. Bartmann — filed Nov 13, 2009

United States Bankruptcy Court, N.D. Illinois docket "Chase Bank USA, N.A. and Chase Bank USA, N.A. as s v. Bartmann" filed Nov 13, 2009, closed Mar 26, 2010. Barbara L. Bartmann is listed as Defendant ("Bartmann"). Our match estimate: 49%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Worth asking · Sep 8, 2008 – Oct 8, 2009

Form D filed 395 days after the first sale — ICA 2008 Loan Trust II

The filing says the first sale was Sep 8, 2008. The Form D was filed Oct 8, 2009 — 395 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 380 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Oct 8, 2009 ↗ICA 2008 Loan Trust II — PartnerFacts page ↗
Sources
Worth asking · Apr 1, 2008 – Oct 8, 2009

Form D filed 555 days after the first sale — ICA 2008 Loan Trust I

The filing says the first sale was Apr 1, 2008. The Form D was filed Oct 8, 2009 — 555 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 540 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Oct 8, 2009 ↗ICA 2008 Loan Trust I — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2009 D
ICA 2008 Loan Trust I
File 021-135083
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2009 D
ICA 2008 Loan Trust II
File 021-135087
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Barbara L. Bartmann on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

I2
Pooled Investment Fund · group: Ica

ICA 2008 Loan Trust II

Chicago, IL · Oct 8, 2009
  • Oct 8, 2009 · D · $11,812,500 sold of $11,812,500 · 7 investors · min. $1,050,000 · role: Promoter EDGAR ↗

Raised $11.8M from 7 investors (100% of the $11.8M target) as of the latest filing. Barbara is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

I2
Pooled Investment Fund · group: Ica

ICA 2008 Loan Trust I

Chicago, IL · Oct 8, 2009
  • Oct 8, 2009 · D · $19,162,500 sold of $19,162,500 · 8 investors · min. $1,050,000 · role: Promoter EDGAR ↗

Raised $19.2M from 8 investors (100% of the $19.2M target) as of the latest filing. Barbara is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Barbara 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter S. Mavrogenes

Promoter · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Barbara L. Bartmann. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Dillon

Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Barbara L. Bartmann. Their page shows their other deals.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Ellis

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Barbara L. Bartmann. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Donald G. Kane II

Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Barbara L. Bartmann. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

David E. Ogdon

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Barbara L. Bartmann. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

David E. Ogden

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Barbara L. Bartmann. Their page shows their other deals.

The team behind the deals

I
Sponsor group

Ica

5 issuers · 7 filings · $54M reported sold · 2009–2024

One team, 5 deal companies. Barbara L. Bartmann is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barbara L. Bartmann.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Barbara L. Bartmann by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Barbara L. Bartmann is listed on: none on file. No website or social profile named in ICA 2008 Loan Trust I's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,552 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Kansas state courts — find the court ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Kansas Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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