Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:17 AM ET

Sponsor Check › Person

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Barbara Grimes

Named as an officer, director or promoter on SEC Form D filings · VT · Dec 10, 2009 → Nov 12, 2013

1deal (issuers)

$150Mreported sold

18investors

5Form D filings

2009–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Barbara Grimes is listed as a director on 5 SEC Form D filings by 1 issuer between Dec 2009 and Nov 2013: VERMONT TRANSCO LLC (Rutland, VT — electric utilities — 2009–2013; $150M reported sold to 18 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Kerrick Johnson (5 shared filings), Mary Powell (5 shared filings), David Hallquist (4 shared filings), Peter M. Bernhardt (4 shared filings), Christopher L. Dutton (3 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barbara. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 29 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Barbara Grimes and found 4 differences: Form D filed 42 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Barbara Grimes has not run yet — it is joining a line of 50,640 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Barbara Grimes..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 29 closed (disposition not in docket feed)

Barbara Grimes closed

United States Bankruptcy Court, C.D. California · No. 9:24-bk-10193 · Filed Feb 22, 2024 · Closed Jun 11, 2024

Role of Barbara Grimes: Debtor · Outcome: Case closed 2024-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CA (not a filing state)

Billy Grimes and Barbara Grimes closed

United States Bankruptcy Court, M.D. North Carolina · No. 19-80117 · Filed Feb 15, 2019 · Closed Jun 5, 2019

Role of Barbara Grimes: Debtor · Outcome: Case closed 2019-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NC (not a filing state)

John Francis Grimes and Barbara A. Grimes closed

United States Bankruptcy Court, E.D. Missouri · No. 13-46890 · Filed Jul 26, 2013 · Closed Nov 13, 2013

Role of Barbara A. Grimes: Debtor · Outcome: Case closed 2013-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MO (not a filing state)

Barbara M Grimes closed

United States Bankruptcy Court, E.D. North Carolina · No. 13-01024 · Filed Feb 18, 2013 · Closed Sep 24, 2018

Role of Barbara M Grimes: Debtor · Outcome: Case closed 2018-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NC (not a filing state)

William M Grimes and Barbara E Grimes closed

United States Bankruptcy Court, E.D. Michigan · No. 09-31241 · Filed Mar 12, 2009 · Closed Aug 11, 2009

Role of Barbara E Grimes: Debtor · Outcome: Case closed 2009-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MI (not a filing state)

Billy W. Grimes and Barbara A. Grimes closed

United States Bankruptcy Court, M.D. North Carolina · No. 09-80358 · Filed Mar 3, 2009 · Closed Jun 10, 2009

Role of Barbara A. Grimes: Debtor · Outcome: Case closed 2009-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NC (not a filing state)

Barbara Grimes closed

United States Bankruptcy Court, S.D. Alabama · No. 09-10760 · Filed Feb 17, 2009 · Closed Jan 14, 2013

Role of Barbara Grimes: Debtor · Outcome: Case closed 2013-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in AL (not a filing state)

Frank R Grimes and Barbara G Grimes closed

United States Bankruptcy Court, N.D. Florida · No. 08-30622 · Filed Apr 30, 2008 · Closed Aug 13, 2008

Role of Barbara G Grimes: Debtor · Outcome: Case closed 2008-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in FL (not a filing state)

Billy W. Grimes and Barbara A. Grimes closed

United States Bankruptcy Court, M.D. North Carolina · No. 07-81095 · Filed Aug 2, 2007 · Closed Jun 4, 2009

Role of Barbara A. Grimes: Debtor · Outcome: Case closed 2009-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NC (not a filing state)

Barbara E. Grimes closed

United States Bankruptcy Court, D. Massachusetts · No. 07-10389 · Filed Jan 23, 2007 · Closed May 4, 2007

Role of Barbara E. Grimes: Debtor · Outcome: Case closed 2007-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MA (not a filing state)

FRED ROLLEN GRIMES and BARBARA GRIMES closed

United States Bankruptcy Court, D. Montana · No. 06-60398 · Filed May 31, 2006 · Closed Sep 15, 2006

Role of BARBARA GRIMES: Debtor · Outcome: Case closed 2006-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MT (not a filing state)

Barbara M. Grimes closed

United States Bankruptcy Court, D. Maryland · No. 05-25967 · Filed Jul 15, 2005 · Closed Oct 27, 2005

Role of Barbara M. Grimes: Debtor · Outcome: Case closed 2005-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MD (not a filing state)

Barbara A. Grimes closed

United States Bankruptcy Court, D. Maryland · No. 05-25958 · Filed Jul 14, 2005 · Closed Nov 1, 2005

Role of Barbara A. Grimes: Debtor · Outcome: Case closed 2005-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MD (not a filing state)

Stephen M. Grimes and Barbara M. Grimes closed

United States Bankruptcy Court, N.D. Illinois · No. 05-11900 · Filed Mar 31, 2005 · Closed Jul 31, 2007

Role of Barbara M. Grimes: Debtor · Outcome: Case closed 2007-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in IL (not a filing state)

Barbara Grimes closed

United States Bankruptcy Court, S.D. Alabama · No. 04-14358 · Filed Jul 27, 2004 · Closed Dec 27, 2004

Role of Barbara Grimes: Debtor · Outcome: Case closed 2004-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in AL (not a filing state)

Dan T. Grimes and Barbara A. Grimes closed

United States Bankruptcy Court, M.D. Alabama · No. 03-33545 · Filed Nov 17, 2003 · Closed May 16, 2008

Role of Barbara A. Grimes: Debtor · Outcome: Case closed 2008-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in AL (not a filing state)

Terry A. Grimes and Barbara P. Grimes closed

United States Bankruptcy Court, S.D. Georgia · No. 02-10243 · Filed Jan 22, 2002 · Closed May 17, 2002

Role of Barbara P. Grimes: Debtor · Outcome: Case closed 2002-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in GA (not a filing state)

Larry Grimes and Barbara Grimes closed

United States Bankruptcy Court, E.D. North Carolina · No. 01-07292 · Filed Sep 24, 2001 · Closed Jul 29, 2004

Role of Barbara Grimes: Debtor · Outcome: Case closed 2004-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NC (not a filing state)

Barbara A. Grimes closed

United States Bankruptcy Court, E.D. Virginia · No. 00-23698 · Filed Aug 25, 2000 · Closed Dec 5, 2005

Role of Barbara A. Grimes: Debtor · Outcome: Case closed 2005-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in VA (not a filing state)

BARBARA G. GRIMES closed

United States Bankruptcy Court, S.D. Mississippi · No. 99-53901 · Filed Sep 22, 1999 · Closed Feb 8, 2000

Role of BARBARA G. GRIMES: Debtor · Outcome: Case closed 2000-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MS (not a filing state)

Barbara L Grimes closed

United States Bankruptcy Court, C.D. California · No. 1:98-bk-18911 · Filed Jun 26, 1998 · Closed Oct 23, 1998

Role of Barbara L Grimes: Debtor · Outcome: Case closed 1998-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CA (not a filing state)

Barbara D Grimes closed

United States Bankruptcy Court, C.D. California · No. 9:97-bk-10372 · Filed Jan 27, 1997 · Closed May 23, 1997

Role of Barbara D Grimes: Debtor · Outcome: Case closed 1997-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CA (not a filing state)

Barbara E. Grimes closed

United States Bankruptcy Court, W.D. Virginia · No. 94-02473 · Filed Nov 8, 1994 · Closed Mar 30, 1995

Role of Barbara E. Grimes: Debtor · Outcome: Case closed 1995-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in VA (not a filing state)

Max R. Grimes and Barbara J. Grimes closed

United States Bankruptcy Court, W.D. Tennessee · No. 94-10842 · Filed Apr 25, 1994 · Closed Apr 14, 1998

Role of Barbara J. Grimes: Debtor · Outcome: Case closed 1998-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in TN (not a filing state)

Gary Grimes and Barbara Grimes closed

United States Bankruptcy Court, E.D. Tennessee · No. 1:90-bk-13189 · Filed Aug 20, 1990 · Closed Jun 15, 1995

Role of Barbara Grimes: Debtor · Outcome: Case closed 1995-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in TN (not a filing state)

Fred R. Grimes and Barbara C. Grimes closed

United States Bankruptcy Court, M.D. Florida · No. 3:90-bk-00228 · Filed Jan 23, 1990 · Closed Sep 10, 1990

Role of Barbara C. Grimes: Debtor · Outcome: Case closed 1990-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in FL (not a filing state)

Barbara J. Grimes closed

United States Bankruptcy Court, D. Massachusetts · No. 89-12458 · Filed Aug 23, 1989 · Closed Dec 27, 1989

Role of Barbara J. Grimes: Debtor · Outcome: Case closed 1989-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MA (not a filing state)

Edward J. Grimes and Barbara D. Grimes closed

United States Bankruptcy Court, N.D. New York · No. 88-00878 · Filed Jun 6, 1988 · Closed May 29, 1990

Role of Barbara D. Grimes: Debtor · Outcome: Case closed 1990-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NY (not a filing state)

Barbara P. Grimes closed

United States Bankruptcy Court, M.D. Florida · No. 8:86-bk-00555 · Filed Feb 18, 1986 · Closed Aug 8, 1986

Role of Barbara P. Grimes: Debtor · Outcome: Case closed 1986-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Barbara Grimes (compared 5 filings on Oct 24, 2026)

Note · Nov 18, 2010 – Dec 30, 2010

Form D filed 42 days after the first sale — VERMONT TRANSCO LLC

The filing says the first sale was Nov 18, 2010. The Form D was filed Dec 30, 2010 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2010 ↗VERMONT TRANSCO LLC — PartnerFacts page ↗

Sources

Form D · Dec 30, 2010 ↗ (Dec 30, 2010)
VERMONT TRANSCO LLC — PartnerFacts page ↗ (Sep 4, 2026)

Note · Nov 7, 2013 – Nov 12, 2013

No amendment in the last 12 months on an offering that may still be open — VERMONT TRANSCO LLC (latest filing Nov 12, 2013)

The latest filing for this offering is dated Nov 12, 2013 (first sale Nov 7, 2013). It reports $23,677,000 sold of $30,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 12, 2013 ↗VERMONT TRANSCO LLC — PartnerFacts page ↗

Sources

Form D · Nov 12, 2013 ↗ (Nov 12, 2013)
VERMONT TRANSCO LLC — PartnerFacts page ↗ (Sep 4, 2026)

Note · Dec 8, 2009 – Dec 10, 2009

No amendment in the last 12 months on an offering that may still be open — VERMONT TRANSCO LLC (latest filing Dec 10, 2009)

The latest filing for this offering is dated Dec 10, 2009 (first sale Dec 8, 2009). It reports $10,133,900 sold of $49,161,060 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Dec 10, 2009 ↗VERMONT TRANSCO LLC — PartnerFacts page ↗

Sources

Form D · Dec 10, 2009 ↗ (Dec 10, 2009)
VERMONT TRANSCO LLC — PartnerFacts page ↗ (Sep 4, 2026)

Note · Dec 10, 2009 – Dec 30, 2010

Industry group changed between filings — VERMONT TRANSCO LLC

"Electric Utilities" (Dec 10, 2009 to May 11, 2010); then "Other Energy" (Dec 30, 2010 to Nov 12, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 10, 2009 ↗Form D · Dec 30, 2010 ↗VERMONT TRANSCO LLC — PartnerFacts page ↗

Sources

Form D · Dec 10, 2009 ↗ (Dec 10, 2009)
Form D · Dec 30, 2010 ↗ (Dec 30, 2010)
VERMONT TRANSCO LLC — PartnerFacts page ↗ (Sep 4, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 12, 2013 D VERMONT TRANSCO LLC File 021-206187	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 16, 2012 D VERMONT TRANSCO LLC File 021-187088	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 30, 2010 D VERMONT TRANSCO LLC File 021-152728	$0	$0	$0	None listed on this filing	EDGAR ↗
May 11, 2010 D VERMONT TRANSCO LLC File 021-141823	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 10, 2009 D VERMONT TRANSCO LLC File 021-93734	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Barbara Grimes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Energy

VERMONT TRANSCO LLC

Rutland, VT · Dec 10, 2009 → Nov 12, 2013 · 5 filings

Nov 12, 2013 · D · $23,677,000 sold of $30,000,000 · 2 investors · min. $10 · role: Director (Director of the Manager) EDGAR ↗
Nov 16, 2012 · D · $0 sold of $45,000,000 · 0 investors · min. $10 · role: Director (Director of the Manager) EDGAR ↗
Dec 30, 2010 · D · $67,712,280 sold of $67,712,280 · 7 investors · min. $23,250 · role: Director (Director of the Manager) EDGAR ↗
May 11, 2010 · D · $1,400,000 sold of $1,400,000 · 2 investors · min. $250,000 · role: Director (Director of Manager) EDGAR ↗
Dec 10, 2009 · D · $10,133,900 sold of $49,161,060 · 1 investors · min. No minimum reported · role: Director (Director of Manager) EDGAR ↗

Raised $150M from 18 investors (100% of the $30M target) as of the latest filing. Barbara is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Barbara 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity