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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:32 AM ET

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BR
No photo found yet (own website and image search run after this page is viewed)

Barbara Rumminger

Named as an officer, director or promoter on SEC Form D filings · IL · Mar 9, 2010 → Mar 15, 2011

3deals (issuers)
$456.3Mreported sold
825investors
5Form D filings
2010–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Barbara Rumminger is listed as an executive officer on 5 SEC Form D filings by 3 issuers between Mar 2010 and Mar 2011: TWIN LAKE TOTAL RETURN PARTNERS QP L.P. (Chicago, IL — pooled investment fund — 2010–2011; $252.6M reported sold to 296 investors), TWIN LAKE TOTAL RETURN PARTNERS L.P. (Chicago, IL — pooled investment fund — 2010–2011; $118.4M reported sold to 392 investors) and BW OPPORTUNITY PARTNERS L.P. (Chicago, IL — pooled investment fund — 2011; $85.3M reported sold to 137 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $456.3M sold in total.

Listed alongside Alan R. Wilson (5 shared filings), Brian Washkowiak (5 shared filings), Bruce Beerbower (5 shared filings), Edwin B. Ruthman (5 shared filings), Evan Dreyfuss (5 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barbara. Each name links to their own page.

The issuers belong to 2 sponsor groups: Twin Lake Total Return (10 issuers, $709.8M reported sold, 2009–2026) and Kdwc (4 issuers, $62.8M reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Barbara Rumminger and found 6 differences, 3 worth asking the sponsor about: Barbara Rumminger is no longer listed on the Aug 23, 2012 amendment; Barbara Rumminger is no longer listed on the Jan 25, 2012 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Barbara Rumminger has not run yet — it is joining a line of 18,380 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Republic Storage Systems Co v. Rumminger dismissed
District Court, D. South Carolina · No. 6:87-dv-02596 · Filed Sep 23, 1987 · Closed Aug 11, 1988 · Nature of suit: 370 Other fraud
Role of Rumminger: Defendant · Outcome: Terminated 1988-08-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in SC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Barbara Rumminger..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

BARBARA J. RUMMINGER closed
United States Bankruptcy Court, D. Nevada · No. 03-51055 · Filed Apr 3, 2003 · Closed Jul 15, 2003
Role of BARBARA J. RUMMINGER: Debtor · Outcome: Case closed 2003-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); first name matches; court in NV (not a filing state)
Barbara Rumminger closed
United States Bankruptcy Court, D. Massachusetts · No. 96-42495 · Filed May 10, 1996 · Closed Aug 16, 1996
Role of Barbara Rumminger: Debtor · Outcome: Case closed 1996-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); first name matches; court in MA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Barbara Rumminger — 3 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Mar 15, 2011 – Aug 23, 2012

Barbara Rumminger is no longer listed on the Aug 23, 2012 amendment — BW OPPORTUNITY PARTNERS L.P.

Barbara Rumminger appears on the Mar 15, 2011 Form D/A (executive officer) but not on the Aug 23, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 15, 2011 ↗Form D/A · Aug 23, 2012 ↗Barbara Rumminger — PartnerFacts page ↗BW OPPORTUNITY PARTNERS L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 10, 2011 – Jan 25, 2012

Barbara Rumminger is no longer listed on the Jan 25, 2012 amendment — TWIN LAKE TOTAL RETURN PARTNERS L.P.

Barbara Rumminger appears on the Mar 10, 2011 Form D/A (executive officer) but not on the Jan 25, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 10, 2011 ↗Form D/A · Jan 25, 2012 ↗Barbara Rumminger — PartnerFacts page ↗TWIN LAKE TOTAL RETURN PARTNERS L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 10, 2011 – Jan 25, 2012

Barbara Rumminger is no longer listed on the Jan 25, 2012 amendment — TWIN LAKE TOTAL RETURN PARTNERS QP L.P.

Barbara Rumminger appears on the Mar 10, 2011 Form D/A (executive officer) but not on the Jan 25, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 10, 2011 ↗Form D/A · Jan 25, 2012 ↗Barbara Rumminger — PartnerFacts page ↗TWIN LAKE TOTAL RETURN PARTNERS QP L.P. — PartnerFacts page ↗
Sources
Note · Mar 10, 2011 – Jan 25, 2012

Minimum investment changed between filings — TWIN LAKE TOTAL RETURN PARTNERS L.P.

The Mar 10, 2011 filing lists a minimum of $1,000,000; the Jan 25, 2012 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 10, 2011 ↗Form D/A (later) · Jan 25, 2012 ↗TWIN LAKE TOTAL RETURN PARTNERS L.P. — PartnerFacts page ↗
Sources
Note · Mar 10, 2011 – Jan 25, 2012

Minimum investment changed between filings — TWIN LAKE TOTAL RETURN PARTNERS QP L.P.

The Mar 10, 2011 filing lists a minimum of $500,000; the Jan 25, 2012 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 10, 2011 ↗Form D/A (later) · Jan 25, 2012 ↗TWIN LAKE TOTAL RETURN PARTNERS QP L.P. — PartnerFacts page ↗
Sources
Note · Mar 10, 2010 – Mar 10, 2011

Minimum investment changed between filings — TWIN LAKE TOTAL RETURN PARTNERS L.P.

The Mar 10, 2010 filing lists a minimum of $500,000; the Mar 10, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 10, 2010 ↗Form D/A (later) · Mar 10, 2011 ↗TWIN LAKE TOTAL RETURN PARTNERS L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 15, 2011 D/A
BW OPPORTUNITY PARTNERS L.P.
File 021-63941
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2011 D/A
TWIN LAKE TOTAL RETURN PARTNERS QP L.P.
File 021-58574
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2011 D/A
TWIN LAKE TOTAL RETURN PARTNERS L.P.
File 021-58524
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Barbara Rumminger on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BO
Pooled Investment Fund · group: Kdwc

BW OPPORTUNITY PARTNERS L.P.

Chicago, IL · Mar 15, 2011
  • Mar 15, 2011 · D/A · $82,316,480 sold of Indefinite · 125 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $85.3M from 137 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TL
Pooled Investment Fund · group: Twin Lake Total Return

TWIN LAKE TOTAL RETURN PARTNERS L.P.

Chicago, IL · Mar 10, 2010 → Mar 10, 2011 · 2 filings
  • Mar 10, 2011 · D/A · $78,697,539 sold of Indefinite · 183 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 10, 2010 · D/A · $74,860,539 sold of Indefinite · 174 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $118.4M from 392 investors as of the latest filing. Barbara is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TL
Pooled Investment Fund · group: Twin Lake Total Return

TWIN LAKE TOTAL RETURN PARTNERS QP L.P.

Chicago, IL · Mar 9, 2010 → Mar 10, 2011 · 2 filings
  • Mar 10, 2011 · D/A · $141,517,170 sold of Indefinite · 154 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Mar 9, 2010 · D/A · $134,141,265 sold of Indefinite · 145 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $252.6M from 296 investors as of the latest filing. Barbara is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Barbara 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TE
Management entity

TTRP Equity Partners LLC

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

TA
Management entity

Talon Asset Management, L.L.C.

Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

TT
Management entity

Talon Total Return Managers LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

ET
Management entity

E. Talon Asset Management, LLC

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

TO
Management entity

Talon Opportunity Managers L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Alan R. Wilson

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Evan Dreyfuss

Executive Officer · 5 shared filings (3 issuers) · also on 3 other issuers

Evan Dreyfuss is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William E. Wolf

Executive Officer · 5 shared filings (3 issuers) · also on 13 other issuers

William E. Wolf is on 16 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Terry D. Diamond

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin B. Ruthman

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Washkowiak

Executive Officer · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Barbara Rumminger. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Beerbower

Executive Officer · 5 shared filings (3 issuers) · also on 2 other issuers

Bruce Beerbower is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paulos Strike

Executive Officer · 4 shared filings (2 issuers) · also on 5 other issuers

Paulos Strike is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

TL
Sponsor group

Twin Lake Total Return

10 issuers · 115 filings · $709.8M reported sold · 2009–2026

One team, 10 deal companies. Barbara Rumminger is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barbara Rumminger.

K
Sponsor group

Kdwc

4 issuers · 7 filings · $62.8M reported sold · 2010–2026

One team, 4 deal companies. Barbara Rumminger is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barbara Rumminger.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 3 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): TWIN LAKE TOTAL RETURN PARTNERS QP L.P., TWIN LAKE TOTAL RETURN PARTNERS L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Barbara Rumminger by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Barbara Rumminger is listed on: none on file. No website or social profile named in TWIN LAKE TOTAL RETURN PARTNERS QP L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #9,292 of 374,652 in line (17 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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