Barbara Mowry is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Jan 2012 and Dec 2021: Real Goods Solar, Inc. (Denver, CO — other energy — 2012–2013; $10.8M reported sold to 34 investors), Highwing, Inc. (Denver, CO — other technology — 2020–2021; $6.03M reported sold to 14 investors) and Axion Health, Inc. (Denver, CO — other health care — 2013; $4.75M reported sold to 36 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $21.5M sold in total.
Listed alongside Daniel Keough (2 shared filings), David L. Belluck (2 shared filings), Erik Mitisek (2 shared filings), John Schaeffer (2 shared filings), Robert Cohen (2 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barbara. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Barbara Mowry and found 7 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Real Goods Solar, Inc. (Sep 20, 2021); Bankruptcy case: Phillip M Mowry and Barbara S Mowry; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.