BARBARA DOFA is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Mar 2015 and Apr 2018: NAPILI KAI, LTD. (Lahaina, HI — lodging and conventions — 2015–2018; $575K reported sold to 12 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside CARL CILKER (2 shared filings), DIANE FARNSWORTH (2 shared filings), GARY BRADY (2 shared filings), GREGG NELSON (2 shared filings), JAMES CUNNINGHAM (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around BARBARA. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for BARBARA DOFA and found 4 differences: BARBARA DOFA appears on 1 deal that stopped filing before reaching its target; Form D filed 35 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.