Bader Alam is listed as an executive officer, director, and promoter on 7 SEC Form D filings by 6 issuers between Jul 2017 and Apr 2025. Largest by amount reported sold: Uplifting Results Labs, Inc. (Culver City, CA — industry reported as "Other" — 2025; $22M reported sold to 27 investors), Sparkling Cocktail Corp. (Austin, TX — manufacturing — 2017; $12.9M reported sold to 57 investors), Supergut Capital Partners I, LLC (Austin, TX — retailing — 2025; $7.01M reported sold to 41 investors), Austin Eastciders Holdings, Inc. (Austin, TX — industry reported as "Other" — 2017; $5.71M reported sold to 8 investors), Waterloo Sparkling Water Corp. (Austin, TX — manufacturing — 2017–2018; $4M reported sold to 16 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $54M sold in total.
2 of the issuers belong to the sponsor group Supergut (2 issuers, $9.4M reported sold, 2025).
What this means A sponsor group is one team that sets up a new company for each deal. Supergut has 2 companies on file and $9.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 7 public filings for Bader Alam and found 6 differences, 2 worth asking the sponsor about: Form D filed 63 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.