Ashwin Gupta is listed as an executive officer and director on 6 SEC Form D filings by 4 issuers between May 2018 and Jan 2022: 1869 Private Opportunities Partners I, LP (New York, NY — pooled investment fund — 2022; $597.9M reported sold to 443 investors), Cuebiq, Inc. (New York, NY — other technology — 2018; $32.8M reported sold to 26 investors), Schvey, Inc. (New York, NY — other banking and financial services — 2018–2021; $32.7M reported sold to 18 investors) and SONATYPE, INC (Fulton, MD — other technology — 2018; $25M reported sold to 9 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $688.4M sold in total.
The issuers belong to 2 sponsor groups: Aggregift (3 issuers, $21.5M reported sold, 2012–2023) and Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Ashwin Gupta and found 4 differences: Form D filed 42 days after the first sale; Form D filed 19 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.