PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

Sponsor Check › Person

AG
No photo found yet (own website and image search run after this page is viewed)

Ashwin Gupta

Named as an officer, director or promoter on SEC Form D filings · NY, MD · May 16, 2018 → Jan 4, 2022

4deals (issuers)
$688.4Mreported sold
496investors
6Form D filings
2018–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ashwin Gupta is listed as an executive officer and director on 6 SEC Form D filings by 4 issuers between May 2018 and Jan 2022: 1869 Private Opportunities Partners I, LP (New York, NY — pooled investment fund — 2022; $597.9M reported sold to 443 investors), Cuebiq, Inc. (New York, NY — other technology — 2018; $32.8M reported sold to 26 investors), Schvey, Inc. (New York, NY — other banking and financial services — 2018–2021; $32.7M reported sold to 18 investors) and SONATYPE, INC (Fulton, MD — other technology — 2018; $25M reported sold to 9 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $688.4M sold in total.

Listed alongside Antonio Tomarchio (2 shared filings), Brian Hirsch (2 shared filings), C. Thomas Richardson (2 shared filings), Gregory Schvey (2 shared filings), JOSEPH RATTERMAN (2 shared filings) and 104 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ashwin. Each name links to their own page.

The issuers belong to 2 sponsor groups: Aggregift (3 issuers, $21.5M reported sold, 2012–2023) and Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 6 public filings for Ashwin Gupta and found 5 differences: 4 bankruptcy cases name the subject or team members; Form D filed 42 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ashwin Gupta has not run yet — it is #6,034 of 38,283 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ashwin Gupta..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Ashwin Gupta (compared 6 filings on Oct 24, 2026)

Note · Mar 25, 1998 – Aug 4, 2023

4 bankruptcy cases name the subject or team members

Bankruptcy case: Sizmek Technologies, Inc. v. Cuebiq Inc. — filed Jun 3, 2020 · Bankruptcy case: Cedric Lucas — filed Aug 17, 2012 · Bankruptcy case: Bayou Group, LLC v. Ratterman — filed Jul 19, 2006 · Bankruptcy case: Richard C. Breeden, Esq. v. Degenaars — filed Mar 25, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Cuebiq, Inc. — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Cedric Lucas — PartnerFacts page ↗
Sources
Note · Dec 22, 2020 – Feb 2, 2021

Form D filed 42 days after the first sale — Schvey, Inc.

The filing says the first sale was Dec 22, 2020. The Form D was filed Feb 2, 2021 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 2, 2021 ↗Schvey, Inc. — PartnerFacts page ↗
Sources
Note · Apr 27, 2018 – May 16, 2018

Form D filed 19 days after the first sale — Cuebiq, Inc.

The filing says the first sale was Apr 27, 2018. The Form D was filed May 16, 2018 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 16, 2018 ↗Cuebiq, Inc. — PartnerFacts page ↗
Sources
Note · Dec 20, 2021 – Jan 4, 2022

No amendment in the last 12 months on an offering that may still be open — 1869 Private Opportunities Partners I, LP (latest filing Jan 4, 2022)

The latest filing for this offering is dated Jan 4, 2022 (first sale Dec 20, 2021). It reports $597,925,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 4, 2022 ↗1869 Private Opportunities Partners I, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 4, 2022 D
1869 Private Opportunities Partners I, LP
File 021-427865
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Feb 2, 2021 D
Schvey, Inc.
File 021-388099
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2018 D
SONATYPE, INC
File 021-320859
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2018 D
Schvey, Inc.
File 021-319431
$0$0$0None listed on this filingEDGAR ↗
May 25, 2018 D/A
Cuebiq, Inc.
File 021-312534
$0$0$0 (est.)
Some of the proceeds may be used for general working capital purposes which may include the payment of salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Ashwin Gupta on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

1P
Pooled Investment Fund · group: Goldman Sachs

1869 Private Opportunities Partners I, LP

New York, NY · Jan 4, 2022
  • Jan 4, 2022 · D · $597,925,000 sold of Indefinite · 443 investors · min. No minimum reported · role: Executive Officer (Vice President of the Issuer's General Partner) EDGAR ↗

Raised $597.9M from 443 investors as of the latest filing. Ashwin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Other Banking and Financial Services · group: Aggregift

Schvey, Inc.

New York, NY · Aug 16, 2018 → Feb 2, 2021 · 2 filings
  • Feb 2, 2021 · D · $30,488,974 sold of $30,488,974 · 10 investors · min. $694,261 · role: Director EDGAR ↗
  • Aug 16, 2018 · D · $32,661,508 sold of $32,661,508 · 13 investors · min. $1,075,009 · role: Director EDGAR ↗

Raised $32.7M from 18 investors (100% of the $30.5M target) as of the latest filing. Ashwin is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Other Technology

SONATYPE, INC

Fulton, MD · Sep 7, 2018
  • Sep 7, 2018 · D · $24,999,993 sold of $24,999,993 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 9 investors (100% of the $25M target) as of the latest filing. Ashwin is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Technology

Cuebiq, Inc.

New York, NY · May 16, 2018 → May 25, 2018 · 2 filings
  • May 25, 2018 · D/A · $32,825,845 sold of $32,825,845 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 16, 2018 · D · $32,825,845 sold of $32,825,845 · 26 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $32.8M from 26 investors (100% of the $32.8M target) as of the latest filing. Ashwin is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Ashwin 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hirsch

Director · 2 shared filings (1 issuer) · also on 20 other issuers

Brian Hirsch is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Schvey

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McEvoy

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Schvey

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Antonio Tomarchio

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Belluzzo

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Maurizio Caio

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH RATTERMAN

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

C. Thomas Richardson

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Marco A. DeMeireles

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Thomas

Executive Officer · 1 shared filing (1 issuer) · also on 150 other issuers

David Thomas is on 151 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Bernstein

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Nicole Agnew

Executive Officer · 1 shared filing (1 issuer) · also on 104 other issuers

Nicole Agnew is on 105 issuers in total — a repeat sponsor. Their page lists every one.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jo Natauri

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Jo Natauri is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Campbell

Executive Officer · 1 shared filing (1 issuer) · also on 96 other issuers

David J. Campbell is on 97 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laurie E. Schmidt

Executive Officer · 1 shared filing (1 issuer) · also on 175 other issuers

Laurie E. Schmidt is on 176 issuers in total — a repeat sponsor. Their page lists every one.

CZ
No photo found yet (own website and image search run after this page is viewed)
Person

Carey Ziegler

Executive Officer · 1 shared filing (1 issuer) · also on 54 other issuers

Carey Ziegler is on 55 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard A. Friedman

Executive Officer · 1 shared filing (1 issuer) · also on 180 other issuers

Richard A. Friedman is on 181 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alan S. Kava

Executive Officer · 1 shared filing (1 issuer) · also on 86 other issuers

Alan S. Kava is on 87 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew White

Executive Officer · 1 shared filing (1 issuer) · also on 38 other issuers

Andrew White is on 39 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Winblad

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Ann Winblad is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Cohen

Executive Officer · 1 shared filing (1 issuer) · also on 8 other issuers

Darren Cohen is on 9 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas G. Connolly

Executive Officer · 1 shared filing (1 issuer) · also on 100 other issuers

Thomas G. Connolly is on 101 issuers in total — a repeat sponsor. Their page lists every one.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth A. Pontarelli

Executive Officer · 1 shared filing (1 issuer) · also on 42 other issuers

Kenneth A. Pontarelli is on 43 issuers in total — a repeat sponsor. Their page lists every one.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian M. Jones

Executive Officer · 1 shared filing (1 issuer) · also on 112 other issuers

Adrian M. Jones is on 113 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph P. DiSabato

Executive Officer · 1 shared filing (1 issuer) · also on 102 other issuers

Joseph P. DiSabato is on 103 issuers in total — a repeat sponsor. Their page lists every one.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley J. Gross

Executive Officer · 1 shared filing (1 issuer) · also on 105 other issuers

Bradley J. Gross is on 106 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael E. Koester

Executive Officer · 1 shared filing (1 issuer) · also on 108 other issuers

Michael E. Koester is on 109 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher A. Crampton

Executive Officer · 1 shared filing (1 issuer) · also on 101 other issuers

Christopher A. Crampton is on 102 issuers in total — a repeat sponsor. Their page lists every one.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Jackson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Rhee

Executive Officer · 1 shared filing (1 issuer) · also on 26 other issuers

Andrew Rhee is on 27 issuers in total — a repeat sponsor. Their page lists every one.

PV
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Vermette

Executive Officer · 1 shared filing (1 issuer) · also on 104 other issuers

Peter Vermette is on 105 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Sumberg

Executive Officer · 1 shared filing (1 issuer) · also on 35 other issuers

Joseph Sumberg is on 36 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sameer Gandhi

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Sameer Gandhi is on 16 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Lebovitz

Executive Officer · 1 shared filing (1 issuer) · also on 97 other issuers

Scott Lebovitz is on 98 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Castelblanco

Executive Officer · 1 shared filing (1 issuer) · also on 99 other issuers

David Castelblanco is on 100 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Grovit

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Miller

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ashwin Gupta. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Clayton Wilmer

Executive Officer · 1 shared filing (1 issuer) · also on 150 other issuers

Clayton Wilmer is on 151 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charles H. Gailliot

Executive Officer · 1 shared filing (1 issuer) · also on 95 other issuers

Charles H. Gailliot is on 96 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Aggregift

3 issuers · 9 filings · $21.5M reported sold · 2012–2023

One team, 3 deal companies. Ashwin Gupta is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ashwin Gupta.

GS
Sponsor group

Goldman Sachs

463 issuers · 1213 filings · $168.32B reported sold · 2009–2026

One team, 463 deal companies. Ashwin Gupta is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ashwin Gupta.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ashwin Gupta by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ashwin Gupta is listed on: none on file. No website or social profile named in 1869 Private Opportunities Partners I, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #169,637 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

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