PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:06 AM ET

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Ashish Shah

Named as an officer, director or promoter on SEC Form D filings · IL · May 26, 2016 → Aug 21, 2026

7deals (issuers)
$850.7Mreported sold
137investors
22Form D filings
2016–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ashish Shah is listed as an executive officer and director on 22 SEC Form D filings by 7 issuers between May 2016 and Aug 2026. Largest by amount reported sold: Apogem Senior Direct Lending Fund LP (New York, NY — pooled investment fund — 2026; $385M reported sold to 2 investors), Apogem Senior Direct Lending Fund RNF LP (New York, NY — pooled investment fund — 2025–2026; $350M reported sold to 1 investors), Madison Capital Funding Co-Investment Fund LP (Chicago, IL — pooled investment fund — 2018–2026; $54.8M reported sold to 71 investors), Apogem Senior Direct Lending Fund (o) SCSp (L-2346 Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2025; $50M reported sold to 1 investors), Dina Care, Inc. (Chicago, IL — other health care — 2024; $6.34M reported sold to 8 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $850.7M sold in total.

Listed alongside Robert S. Douglass (18 shared filings), Christopher W. Taylor (9 shared filings), Jennifer L. Cotton (9 shared filings), John Grady (8 shared filings), Monica E. Kelsey (8 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ashish. Each name links to their own page.

5 of the issuers belong to the sponsor group Goldpoint (94 issuers, $17.89B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Goldpoint has 94 companies on file and $17.89B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 22 public filings for Ashish Shah and found 13 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Campbell Lutyens & Co. Ltd; 11 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ashish Shah has not run yet — it is joining a line of 6,960 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ashish Shah..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Ashish Shah — 2 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Aug 14, 2026 – Aug 21, 2026

Paid seller listed without a CRD number: Campbell Lutyens & Co. Ltd — Apogem Senior Direct Lending Fund LP

Campbell Lutyens & Co. Ltd is listed as receiving sales compensation on 2 filings (Aug 14, 2026 to Aug 21, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 21, 2026 ↗BrokerCheck search: Campbell Lutyens & Co. Ltd ↗Apogem Senior Direct Lending Fund LP — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2017 – Feb 15, 2024

11 Form Ds were filed more than 15 days after the first sale

Form D filed 70 days after the first sale — MCF Co-Investment GP LP · Form D filed 22 days after the first sale — Dina Care, Inc. · Form D filed 23 days after the first sale — Madison Capital Funding Co-Investment Fund LP · Form D filed 50 days after the first sale — MCF Co-Investment GP LP · Form D filed 25 days after the first sale — Madison Capital Funding Co-Investment Fund LP · and 6 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 2, 2019 ↗MCF Co-Investment GP LP — PartnerFacts page ↗Form D · Feb 15, 2024 ↗Dina Care, Inc. — PartnerFacts page ↗
Sources
Note · Mar 24, 2017 – Feb 15, 2024

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Dina Care, Inc. (latest filing Feb 15, 2024) · No amendment in the last 12 months on an offering that may still be open — MCF Co-Investment GP LP (latest filing Sep 22, 2023) · No amendment in the last 12 months on an offering that may still be open — Madison Capital Funding Co-Investment Fund LP (latest filing Sep 8, 2023) · No amendment in the last 12 months on an offering that may still be open — Madison Capital Funding Co-Investment Fund LP (latest filing Jan 26, 2022) · No amendment in the last 12 months on an offering that may still be open — MCF Co-Investment GP LP (latest filing Aug 17, 2021) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Feb 15, 2024 ↗Dina Care, Inc. — PartnerFacts page ↗Form D · Sep 22, 2023 ↗MCF Co-Investment GP LP — PartnerFacts page ↗
Sources
Note · May 26, 2016 – Nov 13, 2025

Ashish Shah is written 3 different ways on the filings

listed as "Ashish Shah" on 20 filings (from May 26, 2016), and "Ashish V Shah" on the May 12, 2017 filing, and "Ashish S. Shah" on the Nov 13, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 26, 2016 ↗Form D · May 12, 2017 ↗Form D · Nov 13, 2025 ↗Ashish Shah — PartnerFacts page ↗
Sources
Note · Jun 14, 2018 – Sep 22, 2023

Industry group changed between filings — MCF Co-Investment GP LP

"Other Banking and Financial Services" (Jun 14, 2018 to Aug 17, 2021); then "Pooled Investment Fund" (Sep 22, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 14, 2018 ↗Form D · Sep 22, 2023 ↗MCF Co-Investment GP LP — PartnerFacts page ↗
Sources
Note · Feb 5, 2018 – Jan 21, 2020

Industry group changed between filings — Madison Capital Funding Co-Investment Fund LP

"Other Banking and Financial Services" (Feb 5, 2018 to Jan 25, 2019); then "Pooled Investment Fund" (Jan 21, 2020 to Feb 20, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 5, 2018 ↗Form D · Jan 21, 2020 ↗Madison Capital Funding Co-Investment Fund LP — PartnerFacts page ↗
Sources
Note · May 26, 2016 – May 12, 2017

Industry group changed between filings — Prepared Health, Inc.

"Other Health Care" (May 26, 2016); then "Other Technology" (May 12, 2017 to Apr 11, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 26, 2016 ↗Form D · May 12, 2017 ↗Prepared Health, Inc. — PartnerFacts page ↗
Sources
Note · Apr 4, 2019 – Jun 2, 2026

Same name, different state: "Ashish Shah" (AL) is a separate record

This page covers filings where the address state is IL. A separate record, "Ashish Shah" with address state AL, is listed on 3 filings — most recently by PeriOp Ortho LLC (Jun 2, 2026). Both records have filings in the same period (Apr 4, 2019 to Jun 2, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Ashish Shah (AL) — PartnerFacts page ↗Form D · Jun 2, 2026 ↗PeriOp Ortho LLC — PartnerFacts page ↗Ashish Shah (IL) — this page ↗
Sources
Note · May 22, 2026

Same name, different state: "Ashish Shah" (WA) is a separate record

This page covers filings where the address state is IL. A separate record, "Ashish Shah" with address state WA, is listed on 1 filing — most recently by Alethian Corp (May 22, 2026). Both records have filings in the same period (May 22, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Ashish Shah (WA) — PartnerFacts page ↗Form D · May 22, 2026 ↗Alethian Corp — PartnerFacts page ↗Ashish Shah (IL) — this page ↗
Sources
Note · Jul 20, 2023 – Dec 4, 2025

Same name, different state: "ASHISH SHAH" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "ASHISH SHAH" with address state NY, is listed on 2 filings — most recently by Syncwords, Inc. (Dec 4, 2025). Both records have filings in the same period (Jul 20, 2023 to Dec 4, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ASHISH SHAH (NY) — PartnerFacts page ↗Form D · Dec 4, 2025 ↗Syncwords, Inc. — PartnerFacts page ↗Ashish Shah (IL) — this page ↗
Sources
Note · Feb 26, 2015 – Feb 27, 2017

Same name, different state: "Ashish Shah" (NJ) is a separate record

This page covers filings where the address state is IL. A separate record, "Ashish Shah" with address state NJ, is listed on 6 filings — most recently by Royal Falcon Offshore Fund Ltd. (Feb 27, 2017). Both records have filings in the same period (May 26, 2016 to Feb 27, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Ashish Shah (NJ) — PartnerFacts page ↗Form D/A · Feb 27, 2017 ↗Royal Falcon Offshore Fund Ltd. — PartnerFacts page ↗Ashish Shah (IL) — this page ↗
Sources
Note · Feb 24, 2010 – May 22, 2013

Same name, different state: "Ashish Yogesh Shah" (CA or K7) is a separate record

This page covers filings where the address state is IL. A separate record, "Ashish Yogesh Shah" with address state CA or K7, is listed on 23 filings — most recently by Revida, Inc. (Aug 26, 2026). The two records do not overlap in time: this page runs May 26, 2016 to Aug 21, 2026; the other runs Feb 24, 2010 to May 22, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Ashish Yogesh Shah (CA,K7) — PartnerFacts page ↗Form D/A · Aug 26, 2026 ↗Revida, Inc. — PartnerFacts page ↗Ashish Shah (IL) — this page ↗
Sources
Note · May 26, 2016 – May 12, 2017

Reported revenue range changed between filings — Prepared Health, Inc.

"$1 - $1,000,000" (May 26, 2016); then "Decline to Disclose" (May 12, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 26, 2016 ↗Form D · May 12, 2017 ↗Prepared Health, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 19 offerings reports sales commissions totalling $1,125,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 21, 2026 D/A
Apogem Senior Direct Lending Fund LP
File 021-594364
$1,125,000$0$0NYLife Distributors LLC BrokerCheck CRD 35350 ↗
Campbell Lutyens & Co. Ltd no CRD number reported		EDGAR ↗
May 18, 2026 D/A
Apogem Senior Direct Lending Fund RNF LP
File 021-546552
$0$0$0NY Life Distributors LLC BrokerCheck CRD 35350 ↗EDGAR ↗
Feb 20, 2026 D/A
Madison Capital Funding Co-Investment Fund LP
File 021-524154
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2025 D
Apogem Senior Direct Lending Fund (o) SCSp
File 021-563982
$0$0$0
Apogem Capital LLC or an affiliate will receive an investment management fee from the issuer quarterly. The fee will generally be equal to a percentage of the total commitments of the Issuer's investors as noted in the Issuer's partnership agreement.
NY Life Distributors LLC BrokerCheck CRD 35350 ↗EDGAR ↗
Feb 15, 2024 D
Dina Care, Inc.
File 021-505355
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2023 D
MCF Co-Investment GP LP
File 021-492802
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2023 D
Madison Capital Funding Co-Investment Fund LP
File 021-491657
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2022 D
Madison Capital Funding Co-Investment Fund LP
File 021-430809
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2021 D
MCF Co-Investment GP LP
File 021-410276
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2021 D
Madison Capital Funding Co-Investment Fund LP
File 021-387924
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2020 D
MCF Co-Investment GP LP
File 021-371501
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2020 D
Madison Capital Funding Co-Investment Fund LP
File 021-358569
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2019 D
MCF Co-Investment GP LP
File 021-345666
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2019 D
Prepared Health, Inc.
File 021-337009
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2019 D
Madison Capital Funding Co-Investment Fund LP
File 021-331443
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2018 D
MCF Co-Investment GP LP
File 021-314656
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2018 D
Madison Capital Funding Co-Investment Fund LP
File 021-304801
$0$0$0None listed on this filingEDGAR ↗
May 12, 2017 D
Prepared Health, Inc.
File 021-286679
$0$0$0None listed on this filingEDGAR ↗
May 26, 2016 D
Prepared Health, Inc.
File 021-263886
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Ashish Shah on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AS
Pooled Investment Fund · group: Goldpoint

Apogem Senior Direct Lending Fund LP

New York, NY · Aug 14, 2026 → Aug 21, 2026 · 2 filings
  • Aug 21, 2026 · D/A · $385,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Managing Director and Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • Aug 14, 2026 · D · $385,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Managing Director and Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗

Raised $385M from 2 investors as of the latest filing. Ashish is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Goldpoint

Apogem Senior Direct Lending Fund RNF LP

New York, NY · May 19, 2025 → May 18, 2026 · 2 filings
  • May 18, 2026 · D/A · $350,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Managing Director and Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • May 19, 2025 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Managing Director and Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗

Raised $350M from 1 investor as of the latest filing. Ashish is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Goldpoint

Madison Capital Funding Co-Investment Fund LP

Chicago, IL · Feb 5, 2018 → Feb 20, 2026 · 8 filings
  • Feb 20, 2026 · D/A · $50,850,000 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Managing Director and Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • Sep 16, 2024 · D · $49,500,000 sold of Indefinite · 69 investors · min. No minimum reported · role: Executive Officer (Managing Director and Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • Sep 8, 2023 · D · $49,500,000 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • Jan 26, 2022 · D · $48,710,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 29, 2021 · D · $49,195,000 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 21, 2020 · D · $49,155,000 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 25, 2019 · D · $49,290,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 5, 2018 · D · $49,265,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $54.8M from 71 investors as of the latest filing. Ashish is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Goldpoint

Apogem Senior Direct Lending Fund (o) SCSp

L-2346 Luxembourg, Luxembourg (as filed: N4) · Nov 13, 2025
  • Nov 13, 2025 · D · $50,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Managing Director & Head of Direct Lending of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Ashish is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Other Health Care

Dina Care, Inc.

Chicago, IL · Feb 15, 2024
  • Feb 15, 2024 · D · $6,343,588 sold of $7,343,588 · 8 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer) EDGAR ↗

Raised $6.34M from 8 investors (86% of the $7.34M target) as of the latest filing. Ashish is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Goldpoint

MCF Co-Investment GP LP

New York, NY · Jun 14, 2018 → Sep 22, 2023 · 5 filings
  • Sep 22, 2023 · D · $100,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager) EDGAR ↗
  • Aug 17, 2021 · D · $100,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 21, 2020 · D · $100,000 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 2, 2019 · D · $100,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 14, 2018 · D · $100,000 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $549K from 39 investors as of the latest filing. Ashish is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Other Technology

Prepared Health, Inc.

Glenview, IL · May 26, 2016 → Apr 11, 2019 · 3 filings
  • Apr 11, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 12, 2017 · D · $3,999,987 sold of $4,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 26, 2016 · D · $197,000 sold of $197,000 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $4M from 15 investors as of the latest filing. Ashish is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Ashish Yogesh Shah — CA, India (as filed: K7), 14 issuers, Feb 24, 2010 → May 22, 2013 · no shared issuer
  • Ashish Shah — AL, 3 issuers, Apr 4, 2019 → Jun 2, 2026 · no shared issuer
  • Ashish Shah — NJ, 2 issuers, Feb 26, 2015 → Feb 27, 2017 · no shared issuer
  • ASHISH SHAH — NY, 1 issuer, Jul 20, 2023 → Dec 4, 2025 · no shared issuer
  • Ashish Shah — WA, 1 issuer, May 22, 2026 → May 22, 2026 · no shared issuer

People around Ashish 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AC
Management entity

Apogem Capital LLC

Promoter · 1 shared filing (1 issuer) · also on 4 other issuers

Apogem Capital LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert S. Douglass

Executive Officer · 18 shared filings (5 issuers) · also on 1 other issuer

Robert S. Douglass is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher W. Taylor

Executive Officer · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Ashish Shah. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer L. Cotton

Executive Officer · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Ashish Shah. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Monica E. Kelsey

Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Grady

Executive Officer · 8 shared filings (4 issuers) · also on 12 other issuers

John Grady is on 16 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William Kindorf

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Niedner

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sunil Mehta

Executive Officer · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Ashish Shah. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID M COYLE

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Paul Hicks

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David L. Kulakofsky

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Hugh J. Wade

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Ashish Shah. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Neidner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lynn Rehn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Willis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT LAW

Director · 1 shared filing (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Katarina Babic

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Dowling

Director · 1 shared filing (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Stringer

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Christopher Stringer is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher L. Stringer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ashish Shah. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Goldpoint

94 issuers · 326 filings · $17.89B reported sold · 2010–2026

One team, 94 deal companies. Ashish Shah is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ashish Shah.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 7 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Apogem Senior Direct Lending Fund (o) SCSp.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ashish Shah by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ashish Shah is listed on: none on file. No website or social profile named in Apogem Senior Direct Lending Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #12,574 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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