PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:47 AM ET

Sponsor Check › Person

Ashish Khanna

Related person on Form D filings · address states as listed: IL, CA · listed Jul 24, 2015 → Dec 1, 2021

5issuers
15Form D filings
2015–2021years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:01 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 15 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 1, 2021 D
File 021-423146
$0$0$0None listed on this filing
EDGAR ↗Jun 7, 2021 D
File 021-402021
$0$0$0None listed on this filing
EDGAR ↗Jan 28, 2021 D
File 021-387686
$0$0$0None listed on this filing
EDGAR ↗Feb 19, 2020 D
File 021-360904
$0$0$0None listed on this filing
EDGAR ↗Jul 15, 2019 D
File 021-344279
$0$0$0None listed on this filing
EDGAR ↗Aug 6, 2018 D
File 021-318563
$0$0$0None listed on this filing
EDGAR ↗Dec 21, 2017 D
File 021-301461
$0$0$0None listed on this filing
EDGAR ↗Mar 21, 2017 D
File 021-282968
$0$0$0None listed on this filing
EDGAR ↗May 19, 2016 D
File 021-263486
$0$0$0None listed on this filing
EDGAR ↗Jul 24, 2015 D
File 021-244425
$0$0$0None listed on this filing
EDGAR ↗Dec 3, 2014 D
File 021-229372
$0$0$0
The Issuer will use proceeds for general working capital purposes, which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filing
EDGAR ↗May 14, 2014 D
File 021-217398
$0$0$0
The Issuer will use proceeds for general working capital purposes, which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filing
EDGAR ↗Dec 21, 2012 D
File 021-188867
$0$0$0
The Issuer will use proceeds for general working capital purposes, which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filing
EDGAR ↗May 19, 2011 D
File 021-160088
$0$0$0
The Issuer will use proceeds for general working capital purposes, which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filing
EDGAR ↗Feb 4, 2011 D/A
File 021-132513
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Fountain Therapeutics, Inc.DirectorDec 1, 2021D$15,864,168
similar: $2,000,000–$19,999,994
$15,864,1688
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Bolt Biotherapeutics, Inc.DirectorJun 7, 2021D$15,000,000
similar: $2,000,000–$19,999,994
$15,000,0001
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Bolt Biotherapeutics, Inc.DirectorJan 28, 2021D$93,499,984
similar: $2,000,000–$19,999,994
$93,499,98417
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Fountain Therapeutics, Inc.DirectorFeb 19, 2020D$5,999,999
similar: $2,000,000–$19,999,994
$5,999,9992
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Bolt Biotherapeutics, Inc.DirectorJul 15, 2019D$40,103,799
similar: $2,000,000–$19,999,994
$40,103,79911
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Bolt Biotherapeutics, Inc.DirectorAug 6, 2018D$13,385,363
similar: $500,000–$7,000,000
$13,385,36311
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Aptinyx Inc.Executive Officer
Chief Business Officer
Dec 21, 2017D$70,000,000
similar: $1,694,259–$16,000,000
$70,000,00063
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗SutroVax, Inc.Executive OfficerMar 21, 2017D$60,150,027
similar: $2,000,000–$19,999,994
$40,100,0079
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Aptinyx Inc.Executive Officer
Secretary & Chief Business Officer
May 19, 2016D$65,000,000
similar: $1,694,259–$16,000,000
$24,999,99948
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗SutroVax, Inc.Executive OfficerJul 24, 2015D$26,887,178
similar: $2,000,000–$19,999,994
$12,634,7557
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Naurex Inc.Executive OfficerDec 3, 2014DIndefinite
similar: $1,694,259–$16,000,000
$79,999,99961
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Naurex Inc.Executive OfficerMay 14, 2014DIndefinite
similar: $2,000,000–$19,999,994
$24,950,50740
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Naurex Inc.Executive OfficerDec 21, 2012D$37,997,768$37,997,76831No minimum reported
EDGAR ↗Naurex Inc.Executive OfficerMay 19, 2011DIndefinite$10,959,86243No minimum reported
EDGAR ↗Naurex Inc.Executive OfficerFeb 4, 2011D/AIndefinite$1,106,60024No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Other / 506(b) (18,678 filings); Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Ashish Khanna. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Joseph R. Moskal — 7 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Wilbur H. Gantz — 6 shared filings (2 issuers) · role as listed: Director
  • Terry Gould — 6 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • Ronald M. Burch — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Mitchell S. Bloom — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 11 other issuers
  • James Schulz — 5 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • DEREK SMALL — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Edgar Engleman — 4 shared filings (1 issuer) · roles as listed: Director, Executive Officer · also listed on 14 other issuers
  • Amin Khan — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Kenneth J. Widder — 4 shared filings (1 issuer) · role as listed: Director
  • Mahendra Shah — 4 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Grant Yonehiro — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Norbert G. Riedel — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Ian Ferrier — 3 shared filings (1 issuer) · role as listed: Director
  • Peter Moldt — 3 shared filings (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • Richard Miller — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Kurt von Emster — 2 shared filings (1 issuer) · role as listed: Director · also listed on 12 other issuers
  • Patrick Enright — 2 shared filings (1 issuer) · role as listed: Director · also listed on 15 other issuers
  • Kathleen LaPorte — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Grant E Pickering — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • EDWARD K. CHANDLER — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • DAVID C. U'PRICHARD — 2 shared filings (1 issuer) · role as listed: Director
  • Liam Ratcliffe — 2 shared filings (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • James Healy — 2 shared filings (1 issuer) · role as listed: Director · also listed on 17 other issuers
  • James Topper — 2 shared filings (1 issuer) · role as listed: Director · also listed on 23 other issuers
  • Robert J. Hombach — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Tracy Saxton — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Jeff Fairman — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Torsten M. Madsen — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Thomas A. Rando — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Edith Perez — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • David Dornan — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Randall Schatzman — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • William Newell — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • William Quinn — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • William Greene — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 10 other issuers
  • Peter Hirth — 1 shared filing (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • "J.S. ""STARK""" THOMPSON — 1 shared filing (1 issuer) · role as listed: Director
  • JAN E. LEETSMA — 1 shared filing (1 issuer) · role as listed: Director
  • Mohamed Amin Khan — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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