Sponsor Check › Person
Related person on Form D filings · address states as listed: VA, GA, NJ · listed Jul 2, 2009 → Mar 7, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 29 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 7, 2018 D/A File 021-307098 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 12, 2018 D File 021-305369 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 23, 2016 D File 021-276962 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 14, 2016 D File 021-274443 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 28, 2016 D/A File 021-259321 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 17, 2016 D File 021-269111 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 20, 2016 D File 021-263587 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 19, 2016 D File 021-263543 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 16, 2015 D File 021-247767 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 22, 2015 D/A File 021-219531 | $0 | $0 | $0 An affiliate of the General Partner receives a fee for management services. The fee is generally a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement). | None listed on this filing |
| EDGAR ↗ | Jun 22, 2015 D/A File 021-219532 | $0 | $0 | $0 An affiliate of the General Partner receives a fee for management services. The fee is generally a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement). | None listed on this filing |
| EDGAR ↗ | Jan 15, 2015 D/A File 021-228813 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 20, 2014 D File 021-228762 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 16, 2014 D File 021-221184 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 14, 2014 D File 021-215480 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2014 D File 021-210518 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2013 D/A File 021-193774 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2013 D File 021-190081 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 10, 2012 D File 021-173207 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 3, 2011 D File 021-168192 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 19, 2011 D File 021-164743 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 4, 2011 D/A File 021-52461 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 9, 2010 D File 021-150196 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 28, 2010 D File 021-149724 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2010 D File 021-145050 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 13, 2009 D File 021-135167 | $0 | $0 | $0 (est.) The General Partner or an affiliate thereof will receive a management fee payable by the Parallel Funds quarterly in advance. | None listed on this filing |
| EDGAR ↗ | Sep 1, 2009 D/A File 021-122727 | $0 | $0 | $0 (est.) The General Partner or an Affiliate thereof will receive a management fee payable by the Issuer quarterly in advance. The management fee will generally be equal to a percentage of aggregate subscriptions as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Sep 1, 2009 D/A File 021-122746 | $0 | $0 | $0 (est.) The General Partner or an Affiliate thereof will receive a management fee payable by the Issuer quarterly in advance. The management fee will generally be equal to a percentage of aggregate subscriptions as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Jul 2, 2009 D File 021-39686 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | DG Holdings, Inc. | Director | Mar 7, 2018 | D/A | $2,000,002 similar: $1,100,015–$10,001,163 | $2,000,002 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | DG Holdings, Inc. | Director | Mar 7, 2018 | D | $2,000,002 similar: $1,100,015–$10,001,163 | $2,000,002 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | Feb 12, 2018 | D | $4,000,002 similar: $500,000–$7,000,000 | $4,000,002 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Verato, Inc. | Director | Dec 23, 2016 | D | $12,475,001 similar: $1,100,015–$10,001,163 | $9,475,001 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | Nov 14, 2016 | D | $4,400,000 similar: $500,000–$7,000,000 | $4,400,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Endgame, Inc. | Director | Oct 28, 2016 | D/A | $9,796,671 similar: $1,100,015–$10,001,163 | $9,796,671 | 22 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | OPAQ NETWORKS, INC | Director | Aug 17, 2016 | D | $13,520,342 similar: $1,100,015–$10,001,163 | $13,520,342 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | May 20, 2016 | D | $4,650,000 similar: $500,000–$7,000,000 | $4,650,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | May 19, 2016 | D | $7,150,000 similar: $500,000–$7,000,000 | $7,150,000 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Endgame, Inc. | Director | Mar 15, 2016 | D | $6,376,543 similar: $1,100,015–$10,001,163 | $6,376,543 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NOMI Corp | Director | Sep 16, 2015 | D | $2,875,000 similar: $1,100,015–$10,001,163 | $2,387,921 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Columbia Capital Equity Partners VI (NON-US), L.P. group: Columbia | Executive Officer An officer of the GP LLC. | Jun 22, 2015 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $437,390,000 | 9 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Columbia Capital Equity Partners VI (QP), L.P. group: Columbia | Executive Officer An officer of the GP LLC. | Jun 22, 2015 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $437,390,000 | 32 similar: 4–27 | $350,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Endgame, Inc. | Director | Jan 15, 2015 | D/A | $29,664,232 similar: $1,100,015–$10,001,163 | $29,664,232 | 29 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Endgame, Inc. | Director | Nov 21, 2014 | D | Indefinite similar: $1,100,015–$10,001,163 | $26,275,000 | 19 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NOMI Corp | Director | Nov 20, 2014 | D | $27,064,752 similar: $1,100,015–$10,001,163 | $27,064,752 | 47 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | Jul 16, 2014 | D | $3,535,825 similar: $500,000–$7,000,000 | $3,535,825 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Columbia Capital Equity Partners VI (NON-US), L.P. group: Columbia | Executive Officer An officer of the GP LLC. | Jun 19, 2014 | D | $425,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Columbia Capital Equity Partners VI (QP), L.P. group: Columbia | Executive Officer An officer of the GP LLC. | Jun 19, 2014 | D | $425,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NOMI Corp | Director | Apr 14, 2014 | D | $8,853,224 similar: $1,100,015–$10,001,163 | $8,685,974 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | DG Holdings, Inc. | Director | Jan 22, 2014 | D | $1,750,087 similar: $1,100,015–$10,001,163 | $1,750,087 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Endgame, Inc. | Director | May 8, 2013 | D/A | $27,250,000 similar: $1,100,015–$10,001,163 | $27,250,000 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Endgame, Inc. | Director | Mar 22, 2013 | D | $27,000,000 similar: $1,100,015–$10,001,163 | $23,000,000 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | Jan 11, 2013 | D | $25,000,000 similar: $500,000–$7,000,000 | $25,000,000 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Lightyear Acquisition Company, LLC group: Razor | Executive Officer, Director | Feb 10, 2012 | D | $20,000,000 similar: $500,000–$7,000,000 | $20,000,000 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | DG Holdings, Inc. | Director | Nov 3, 2011 | D | $3,705,665 similar: $1,100,015–$10,001,163 | $3,205,665 | 10 similar: 2–14 | $500 similar: $5,000–$50,000 |
| EDGAR ↗ | BLOOMSPOT, INC. | Director | Aug 19, 2011 | D | $34,640,000 similar: $500,000–$7,000,000 | $34,640,000 | 14 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NOMI Corp | Director | May 4, 2011 | D/A | $8,798,583 similar: $1,100,015–$10,001,163 | $8,798,583 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | SOCIAL GAMING NETWORK INC | Director | Nov 9, 2010 | D | $3,000,000 similar: $1,100,015–$10,001,163 | $2,493,862 | 18 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Endgame, Inc. | Director | Oct 28, 2010 | D | $28,999,998 similar: $1,100,015–$10,001,163 | $28,999,998 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | INTELLIWORKS INC | Director | Jul 15, 2010 | D | $1,700,000 similar: $1,100,015–$10,001,163 | $1,700,000 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NOMI Corp | Director | Apr 21, 2010 | D/A | $8,673,583 similar: $1,100,015–$10,001,163 | $8,673,583 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Columbia Capital Equity Partners V (Co-Invest), L.P. | Executive Officer Member of the GP LLC | Oct 13, 2009 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $60,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA CAPITAL EQUITY PARTNERS V (QP) LP group: Columbia | Executive Officer Member of the GP LLC | Sep 1, 2009 | D/A | $650,000,000 similar: $155,000–$5,250,000 | $211,500,000 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | COLUMBIA CAPITAL EQUITY PARTNERS V (NON-US) LP group: Columbia | Executive Officer Member of the GP LLC | Sep 1, 2009 | D/A | $100,000,000 similar: $155,000–$5,250,000 | $20,300,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NOMI Corp | Director | Jul 13, 2009 | D | $7,973,583 similar: $1,100,015–$10,001,163 | $7,973,583 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | APPROVA CORP | Director | Jul 2, 2009 | D | $9,462,938 similar: $1,100,015–$10,001,163 | $9,163,033 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Arun Gupta. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Arun Gupta appears on a new Form D, or when a court case or SEC action is matched to them. See plans →