Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MA · Apr 20, 2015 → Nov 18, 2022
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Arthur Anderson is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between Mar 2011 and Nov 2022: Airing Inc. (Burlington, MA — other technology — 2015–2022; $1.9M reported sold to 10 investors), ENCITE LLC (Burlington, MA — other energy — 2011; $650K reported sold to 7 investors) and MK Stem Cell Inc. (Newton Upper Falls, MA — biotechnology — 2015; $400K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $2.95M sold in total.
Listed alongside Aaron Kleiner (7 shared filings), Stephen A. Marsh (5 shared filings), Philip M. Huyck (4 shared filings), Ken Pryde (2 shared filings), Peter H. Diamandis (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Arthur. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 4 state regulator orders, 128 bankruptcy cases matching the name listed in Key records below.
What this means 138 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Arthur Anderson and found 10 differences, 1 worth asking the sponsor about: 4 filings report more than 10% of the money raised going to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Arthur Anderson has not run yet — it is #23,279 of 44,243 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
6 cases: 4 dismissed, 1 closed (disposition not in docket feed), 1 judgment
890 Other statutory actions
890 Other statutory actions
892 Economic Stabilization Act
370 Other fraud
850 Securities, Commodities, Exchange
850 Securities, Commodities, Exchange
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
4 state regulator orders
On May 6, 2008 , sentences were handed down in federal court to MICHAEL A. LOMAS, SCOTT B. HOLLENBECK, LAURINDA HOLOHAN, SUSAN KNIGHT, and ARTHUR J. ANDERSON, JR. , for their involvement in the Mobile Billboards case.Order / docket ↗ Regulator's list ↗
On May 6, 2008 , Senior United States District Judge W. Earl Britt sentenced five defendants in the Mobile Billboards scheme. MICHAEL A. LOMAS , age unknown, of Pasadena, California, received 240 months’ imprisonment with 3 years supervised release; SCOTT B. HOLLENBECK , 53, of Orlando, Florida received 168 months’ imprisonment with 3 years supervised release following his term of confinement; LAURINDA HOLOHAN , 63, of Concord, Ohio, received 76 months’ imprisonment with 3 years supervised release; SUSAN KNIGHT , 48, of Eastlake, Ohio, received 30 months’ imprisonment with 2 years supervised release; and ARTHUR J. ANDERSON, JR. , 49, of Raleigh, North Carolina, received 60 months’ imprisonment with 3 years supervised release. Investigation of the case was conducted by the United States Postal Inspection Service, the Federal Bureau of Investigation, and the North Carolina Department of the Secretary of State, Securities Division.Order / docket ↗ Regulator's list ↗
On February 6, 2008 , a jury in Raleigh, North Carolina convicted SCOTT B. HOLLENBECK , 53, of Orlando, Florida and LAURINDA HOLOHAN , 63, of Concord, Ohio of conspiracy and 12 of 14 counts charging mail fraud. BARRY C. MALONEY , 65, of Bethesda, Maryland was acquitted on all counts. Three others had been charged and previously pled guilty in this case, United States v. Lomas et al., 5:07-CR-117-BR: MICHAEL A. LOMAS , age unknown, of Pasadena, California; SUSAN KNIGHT , 48, of Eastlake, Ohio; and ARTHUR J. ANDERSON, JR. , 49, of Raleigh, North Carolina. A seventh defendant, MICHAEL L. YOUNG , 61, is a fugitive from justice and is believed to be residing in the United Arab Emirates. Investigation of the case, which is ongoing, is being conducted by the United States Postal Inspection Service, the Federal Bureau of Investigation, and the North Carolina Department of the Secretary of State, Securities Division.Order / docket ↗ Regulator's list ↗
Arthur A. Anderson (CRD #4006436, Associated Person, Philadelphia, Pennsylvania) was barred from association with any NASD member in any capacity. The sanction was based on findings that Anderson issued $44,100 in checks to himself, allegedly to replenish the firm’s petty cash fund account; failed to deposit the checks into the account; and endorsed and deposited the checks into his own accounts, thereby converting the funds to his own use and benefit.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Arthur Anderson..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
128 cases: 128 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
10 differences found between the filings for Arthur Anderson — 1 worth asking about (compared 7 filings on Oct 24, 2026)
United States Bankruptcy Court, D. Massachusetts docket "Pryde Remodeling, Inc." filed May 23, 2024 (Open). Ken Pryde (listed on the same filings) is listed as Debtor ("Pryde Remodeling, Inc."). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
32% of the money raised went to insiders — Airing Inc. · 75% of the money raised went to insiders — MK Stem Cell Inc. · 100% of the money raised went to insiders — MK Stem Cell Inc. · 13% of the money raised went to insiders — Airing Inc.
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Airing Inc. (last filing Nov 18, 2022; $1,900,000 sold of $4,000,000); MK Stem Cell Inc. (last filing Jun 22, 2015; $400,000 sold of $4,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Dec 22, 2017. The Form D was filed Jan 18, 2018 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Airing Inc. (latest filing Jan 18, 2018) · No amendment in the last 12 months on an offering that may still be open — Airing Inc. (latest filing Jan 30, 2017) · No amendment in the last 12 months on an offering that may still be open — MK Stem Cell Inc. (latest filing Jun 22, 2015) · No amendment in the last 12 months on an offering that may still be open — ENCITE LLC (latest filing Mar 14, 2011)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jan 18, 2018 filing lists Arthur Anderson as executive officer, director; the Nov 18, 2022 Form D lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Apr 20, 2015 filing says $4,000,000 offered; the Jun 22, 2015 Form D/A says $2,000,000.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
The Apr 20, 2015 filing lists a minimum of $25,000; the Jun 22, 2015 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Arthur I. Anderson" on 3 filings (from Mar 14, 2011), and "Arthur Anderson" on 4 filings (from Apr 20, 2015).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Biotechnology" (Dec 29, 2015 to Jan 30, 2017); then "Other Technology" (Jan 18, 2018 to Nov 18, 2022).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 5 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $1,220,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Nov 18, 2022 D Airing Inc. File 021-465333 | $0 | $0 | $360,000 (est.) Such payments to be made if Company sells Total Remaining to Be Sold. | None listed on this filing | EDGAR ↗ |
| Jan 18, 2018 D Airing Inc. File 021-303600 | $0 | $0 | $435,000 Such payments to be made if Company sells Total Remaining to Be Sold. | None listed on this filing | EDGAR ↗ |
| Jan 30, 2017 D/A Airing Inc. File 021-254079 | $0 | $0 | $125,000 (est.) Will be used to pay consulting fees, legal fees and salaries of officers and directors. | None listed on this filing | EDGAR ↗ |
| Jun 22, 2015 D/A MK Stem Cell Inc. File 021-238258 | $0 | $0 | $300,000 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 14, 2011 D ENCITE LLC File 021-156648 | $0 | $0 | $0 Proceeds will be used to meet working capital requirements including ordinary payroll and the cost of legal services. The Executive Officer is a salaried employee and a director provides legal services to the issuer. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Arthur Anderson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $1.9M from 10 investors (48% of the $4M target) as of the latest filing. Arthur is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $400K from 2 investors (20% of the $2M target) as of the latest filing. Arthur is listed as executive officer, director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $650K from 7 investors (62% of the $1.05M target) as of the latest filing. Arthur is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Arthur Anderson. Their page shows their other deals.
Listed on the same filings as Arthur Anderson. Their page shows their other deals.
Listed on the same filings as Arthur Anderson. Their page shows their other deals.
Listed on the same filings as Arthur Anderson. Their page shows their other deals.
Listed on the same filings as Arthur Anderson. Their page shows their other deals.
Peter H. Diamandis is on 20 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Arthur Anderson. Their page shows their other deals.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Oct 31, 2017 File 020-23714 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Nov 2, 2018 | Airing Inc. Burlington, MA | $350,000 target · $1,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Arthur I. Anderson) + listed as a related person on Form D filings of the same issuer (CIK 1661081) · 85% |
| EDGAR ↗ | Oct 31, 2017 File 020-23714 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Nov 2, 2018 | Airing Inc. Burlington, MA | $350,000 target · $1,000,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (Arthur I. Anderson) + listed as a related person on Form D filings of the same issuer (CIK 1661081) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Property records are matched to companies only, never to individuals, so none are matched to Arthur Anderson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Arthur Anderson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.
One-tap searches on sites we do not index ourselves, with the name pre-filled (Burlington, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Arthur Anderson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →