Ari Horowitz is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 5 issuers between Sep 2010 and Mar 2021: Leaven Ventures SolarP, LLC (New York, NY — pooled investment fund — 2021; $35.1M reported sold to 1 investors), Leaven Ventures SPV, LLC (New York, NY — pooled investment fund — 2021; $8.1M reported sold to 21 investors), Leaven Ventures EcommerceT, LLC (New York, NY — pooled investment fund — 2021; $7.1M reported sold to 30 investors), Leaven Ventures SolarP II, LLC (New York, NY — pooled investment fund — 2021; $3.64M reported sold to 2 investors) and Access Network Media & Technology Company, Inc. (New York, NY — industry reported as "Other" — 2010–2012; $1.7M reported sold to 20 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $55.6M sold in total.
Listed alongside Barry Rubenstein (2 shared filings), Dan Pelson (2 shared filings), Eric Gertler (2 shared filings), Hudson Palm LLC (2 shared filings, management entity), Irwin Lieber (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ari. Each name links to their own page.
4 of the issuers belong to the sponsor group Leaven (4 issuers, $53.9M reported sold, 2021).
What this means A sponsor group is one team that sets up a new company for each deal. Leaven has 4 companies on file and $53.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Ari Horowitz and found 3 differences, 1 worth asking the sponsor about: Form D filed 520 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.