PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:21 AM ET

Sponsor Check › Person

AS
No photo found yet (own website and image search run after this page is viewed)

Anthony Sun

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 6, 2009 → Feb 20, 2014

5deals (issuers)
$81.2Mreported sold
75investors
15Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anthony Sun is listed as a director on 15 SEC Form D filings by 5 issuers between Jul 2009 and Feb 2014: Aravive, Inc. (Houston, TX — biotechnology — 2013–2014; $55M reported sold to 19 investors), Neoconix Inc (Sunnyvale, CA — other technology — 2009; $8.65M reported sold to 22 investors), LAVANTE INC (San Jose, CA — other technology — 2009–2012; $8M reported sold to 7 investors), CANESTA INC (Sunnyvale, CA — other technology — 2009; $5.52M reported sold to 12 investors) and Packet Photonics, Inc. (Santa Barbara, CA — industry reported as "Other" — 2013; $4.05M reported sold to 15 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $81.2M sold in total.

Listed alongside Edmon Jennings (6 shared filings), Jeffrey Cleland (6 shared filings), Shahzad Malik (6 shared filings), Daniel Blumenthal (4 shared filings), Francesco de Rubertis (4 shared filings) and 36 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.

1 of the issuers belongs to the sponsor group Aravive (2 issuers, $41.9M reported sold, 2011–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Aravive has 2 companies on file and $41.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 15 public filings for Anthony Sun and found 10 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anthony Sun has not run yet — it is joining a line of 13,960 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anthony Sun..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Anthony Sun — 1 worth asking about (compared 15 filings on Oct 24, 2026)

Worth asking · Apr 8, 2009 – Jan 28, 2013

6 Form Ds were filed more than 15 days after the first sale

Form D filed 76 days after the first sale — LAVANTE INC · Form D filed 89 days after the first sale — LAVANTE INC · Form D filed 21 days after the first sale — Aravive, Inc. · Form D filed 21 days after the first sale — Aravive, Inc. · Form D filed 53 days after the first sale — LAVANTE INC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 15, 2012 ↗LAVANTE INC — PartnerFacts page ↗Form D · Jul 6, 2009 ↗Form D · Jan 28, 2013 ↗
Sources
Note · May 30, 2013 – Jul 2, 2013

Offering amount changed between filings — Packet Photonics, Inc.

The May 30, 2013 filing says $1,205,189 offered; the Jul 2, 2013 Form D/A says $1,602,035.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 30, 2013 ↗Form D/A (later) · Jul 2, 2013 ↗Packet Photonics, Inc. — PartnerFacts page ↗
Sources
Note · Aug 26, 2009 – Oct 23, 2013

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Packet Photonics, Inc. (latest filing Oct 23, 2013) · No amendment in the last 12 months on an offering that may still be open — Packet Photonics, Inc. (latest filing Jul 2, 2013) · No amendment in the last 12 months on an offering that may still be open — Aravive, Inc. (latest filing Jan 28, 2013) · No amendment in the last 12 months on an offering that may still be open — CANESTA INC (latest filing Nov 6, 2009) · No amendment in the last 12 months on an offering that may still be open — Neoconix Inc (latest filing Sep 4, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 23, 2013 ↗Packet Photonics, Inc. — PartnerFacts page ↗Form D/A · Jul 2, 2013 ↗Form D · Jan 28, 2013 ↗
Sources
Note · Aug 3, 2026

Same name, different state: "Anthony Sun" (NC) is a separate record

This page covers filings where the address state is CA. A separate record, "Anthony Sun" with address state NC, is listed on 1 filing — most recently by Senza Research, Inc. (Aug 3, 2026). The two records do not overlap in time: this page runs Jul 6, 2009 to Feb 20, 2014; the other has one filing dated Aug 3, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Anthony Sun (NC) — PartnerFacts page ↗Form D · Aug 3, 2026 ↗Senza Research, Inc. — PartnerFacts page ↗Anthony Sun (CA) — this page ↗
Sources
Note · Oct 3, 2022 – Apr 15, 2026

Same name, different state: "Anthony Sun" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Anthony Sun" with address state MA, is listed on 2 filings — most recently by Alloy Therapeutics, Inc. (Apr 15, 2026). The two records do not overlap in time: this page runs Jul 6, 2009 to Feb 20, 2014; the other runs Oct 3, 2022 to Apr 15, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Anthony Sun (MA) — PartnerFacts page ↗Form D · Apr 15, 2026 ↗Alloy Therapeutics, Inc. — PartnerFacts page ↗Anthony Sun (CA) — this page ↗
Sources
Note · Jan 18, 2018 – Jun 12, 2024

Same name, different state: "Anthony Sun" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Anthony Sun" with address state WA, is listed on 5 filings — most recently by Immusoft Corp (Jun 12, 2024). The two records do not overlap in time: this page runs Jul 6, 2009 to Feb 20, 2014; the other runs Jan 18, 2018 to Jun 12, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Anthony Sun (WA) — PartnerFacts page ↗Form D · Jun 12, 2024 ↗Immusoft Corp — PartnerFacts page ↗Anthony Sun (CA) — this page ↗
Sources
Note · Jun 16, 2009 – Apr 7, 2020

Same name, different state: "Anthony Sun" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Anthony Sun" with address state NY, is listed on 8 filings — most recently by HYPERION DEFI, INC. (Apr 7, 2020). Both records have filings in the same period (Jul 6, 2009 to Feb 20, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Anthony Sun (NY) — PartnerFacts page ↗Form D · Apr 7, 2020 ↗HYPERION DEFI, INC. — PartnerFacts page ↗Anthony Sun (CA) — this page ↗
Sources
Note · Jun 1, 2009 – Dec 19, 2017

Same name, different state: "Anthony Y. Sun, MD" (NY or MD) is a separate record

This page covers filings where the address state is CA. A separate record, "Anthony Y. Sun, MD" with address state NY or MD, is listed on 4 filings — most recently by XRad Therapeutics, Inc. (Dec 19, 2017). Both records have filings in the same period (Jul 6, 2009 to Feb 20, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Anthony Y. Sun, MD (NY,MD) — PartnerFacts page ↗Form D · Dec 19, 2017 ↗XRad Therapeutics, Inc. — PartnerFacts page ↗Anthony Sun (CA) — this page ↗
Sources
Note · Mar 18, 2013 – Oct 23, 2013

Reported revenue range changed between filings — Packet Photonics, Inc.

"Not Applicable" (Mar 18, 2013); then "Decline to Disclose" (Oct 23, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 18, 2013 ↗Form D · Oct 23, 2013 ↗Packet Photonics, Inc. — PartnerFacts page ↗
Sources
Note · Jul 6, 2009 – Aug 15, 2012

Reported revenue range changed between filings — LAVANTE INC

"$1,000,001 - $5,000,000" (Jul 6, 2009); then "$5,000,001 - $25,000,000" (Aug 15, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 6, 2009 ↗Form D · Aug 15, 2012 ↗LAVANTE INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 20, 2014 D
Aravive, Inc.
File 021-212233
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2014 D
Aravive, Inc.
File 021-212171
$0$0$0None listed on this filingEDGAR ↗
Oct 23, 2013 D
Packet Photonics, Inc.
File 021-205062
$0$0$0
Proceeds to be used for working capital.
None listed on this filingEDGAR ↗
Oct 11, 2013 D
Aravive, Inc.
File 021-204413
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2013 D
Aravive, Inc.
File 021-200002
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2013 D/A
Packet Photonics, Inc.
File 021-197227
$0$0$0
Proceeds to be used for working capital.
None listed on this filingEDGAR ↗
Mar 18, 2013 D
Packet Photonics, Inc.
File 021-193486
$0$0$0
Proceeds to be used for working capital.
None listed on this filingEDGAR ↗
Jan 28, 2013 D
Aravive, Inc.
File 021-190835
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2013 D
Aravive, Inc.
File 021-190840
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2012 D
LAVANTE INC
File 021-182723
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2011 D
LAVANTE INC
File 021-154351
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2009 D
CANESTA INC
File 021-55345
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2009 D
Neoconix Inc
File 021-61580
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2009 D
LAVANTE INC
File 021-116462
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Anthony Sun on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Biotechnology · group: Aravive

Aravive, Inc.

Houston, TX · Jan 28, 2013 → Feb 20, 2014 · 6 filings
  • Feb 20, 2014 · D · $54,999,991 sold of $54,999,991 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 19, 2014 · D · $10,000,000 sold of $10,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2013 · D · $9,999,999 sold of $9,999,999 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2013 · D · $12,499,999 sold of $12,499,999 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2013 · D · $7,999,999 sold of $20,499,999 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2013 · D · $4,587,998 sold of $4,587,998 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $55M from 19 investors (100% of the $55M target) as of the latest filing. Anthony is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Other

Packet Photonics, Inc.

Santa Barbara, CA · Mar 18, 2013 → Oct 23, 2013 · 4 filings
  • Oct 23, 2013 · D · $4,049,992 sold of $7,999,998 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2013 · D/A · $1,425,000 sold of $1,602,035 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 30, 2013 · D · $574,998 sold of $1,205,189 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2013 · D · $1,311,577 sold of $1,311,577 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.05M from 15 investors (51% of the $8M target) as of the latest filing. Anthony is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L
Other Technology

LAVANTE INC

San Jose, CA · Jul 6, 2009 → Aug 15, 2012 · 3 filings
  • Aug 15, 2012 · D · $3,819,092 sold of $3,819,092 · 7 investors · min. $5,700 · role: Director EDGAR ↗
  • Jan 25, 2011 · D · $8,000,000 sold of $8,000,000 · 7 investors · min. $5,699 · role: Director EDGAR ↗
  • Jul 6, 2009 · D · $5,000,000 sold of $5,000,000 · 6 investors · min. $7,125 · role: Director EDGAR ↗

Raised $8M from 7 investors (100% of the $3.82M target) as of the latest filing. Anthony is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C
Other Technology

CANESTA INC

Sunnyvale, CA · Nov 6, 2009
  • Nov 6, 2009 · D · $5,516,361 sold of $16,705,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.52M from 12 investors (33% of the $16.7M target) as of the latest filing. Anthony is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

N
Other Technology

Neoconix Inc

Sunnyvale, CA · Sep 4, 2009
  • Sep 4, 2009 · D · $7,447,973 sold of $13,000,680 · 22 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.65M from 22 investors (67% of the $13M target) as of the latest filing. Anthony is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Anthony Y. Sun, MD — NY, MD, 3 issuers, Jun 1, 2009 → Dec 19, 2017 · no shared issuer
  • Anthony Sun — NY, 2 issuers, Jun 16, 2009 → Apr 7, 2020 · no shared issuer
  • Anthony Sun — WA, 1 issuer, Jan 18, 2018 → Jun 12, 2024 · no shared issuer
  • Anthony Sun — MA, 1 issuer, Oct 3, 2022 → Apr 15, 2026 · no shared issuer
  • Anthony Sun — NC, 1 issuer, Aug 3, 2026 → Aug 3, 2026 · no shared issuer
  • Anthony Y. Sun — CA, 1 issuer, Sep 22, 2015 → Mar 16, 2016 · no shared issuer

People around Anthony 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Cleland

Executive Officer, Director · 6 shared filings (1 issuer) · also on 5 other issuers

Jeffrey Cleland is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shahzad Malik

Director · 6 shared filings (1 issuer) · also on 7 other issuers

Shahzad Malik is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmon Jennings

Director · 6 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dybbs

Director · 4 shared filings (1 issuer) · also on 8 other issuers

Michael Dybbs is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Srinivas Akkaraju

Director · 4 shared filings (1 issuer) · also on 11 other issuers

Srinivas Akkaraju is on 12 issuers in total — a repeat sponsor. Their page lists every one.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Henrik Poulsen

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Blumenthal

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Haley

Director, Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Sun. Their page shows their other deals.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Francesco de Rubertis

Director · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Puette

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Anthony Sun. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Flynn

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Sun. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Steven G. Finn

Director · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Johnson

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Kevin Johnson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Krach

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Keith Krach is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

T. Peter Thomas

Director · 2 shared filings (1 issuer) · also on 4 other issuers

T. Peter Thomas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Westberg

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Habig

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Willem Stemmer

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andreas Weiskam

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Anthony Sun. Their page shows their other deals.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

Volker Schellenberger

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Sun. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Brumm

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Shepard

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Jay Shepard is on 5 issuers in total — a repeat sponsor. Their page lists every one.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Irwin Federman

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Irwin Federman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Kau

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Andrew Kau is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

CHARLES J. ABBE

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Shankar Chandran

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Anthony Sun. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

JUINE-KAI TSANG

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES WITHAM

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

CRAIG WHITE

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Abbas Rafii

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Sun. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James D. Spare

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Sun. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

AARON BENWAY

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MEIR FRIEDLANDER

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

ALLAN THYGESEN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

CYRUS BAMJI

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Goldberg

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Anthony Sun. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dev Khare

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Anthony Sun. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Thomas

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Anthony Sun. Their page shows their other deals.

KZ
No photo found yet (own website and image search run after this page is viewed)
Person

Kelly Zawalski

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Finn

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Sun. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Aravive

2 issuers · 9 filings · $41.9M reported sold · 2011–2022

One team, 2 deal companies. Anthony Sun is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Anthony Sun.

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Anthony Sun by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Anthony Sun is listed on: none on file. No website or social profile named in Neoconix Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #327,367 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Sunnyvale, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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