PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:41 AM ET

Sponsor Check › Person

Anthony M. Rojas

Related person on Form D filings · address state as listed: WA · listed May 28, 2009 → Apr 13, 2023

3issuers
25Form D filings
2009–2023years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 24 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jun 14, 2024 D
File 021-516016
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2023 D
File 021-478805
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2022 D
File 021-449303
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2022 D
File 021-449311
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2021 D
File 021-396165
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2021 D
File 021-396166
$0$0$0None listed on this filing
EDGAR ↗Jul 22, 2020 D
File 021-371565
$0$0$0None listed on this filing
EDGAR ↗Jul 22, 2020 D
File 021-371566
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2019 D
File 021-337380
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2019 D
File 021-337381
$0$0$0None listed on this filing
EDGAR ↗Apr 17, 2018 D
File 021-310394
$0$0$0None listed on this filing
EDGAR ↗Apr 17, 2018 D
File 021-310396
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2017 D
File 021-284785
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2017 D
File 021-284789
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2016 D
File 021-261212
$0$0$0None listed on this filing
EDGAR ↗Apr 14, 2015 D
File 021-237903
$0$0$0None listed on this filing
EDGAR ↗Jan 14, 2015 D
File 021-232251
$0$0$0None listed on this filing
EDGAR ↗Apr 14, 2014 D
File 021-215521
$0$0$0None listed on this filing
EDGAR ↗Apr 15, 2013 D
File 021-194985
$0$0$0None listed on this filing
EDGAR ↗Apr 15, 2013 D
File 021-194986
$0$0$0None listed on this filing
EDGAR ↗Apr 13, 2012 D/A
File 021-175361
$0$0$0None listed on this filing
EDGAR ↗May 25, 2011 D
File 021-160320
$0$0$0None listed on this filing
EDGAR ↗May 5, 2010 D
File 021-141572
$0$0$0None listed on this filing
EDGAR ↗May 28, 2009 D
File 021-49764
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorJun 14, 2024D$270,000
similar: $500,000–$7,000,000
$270,00014
similar: 2–14
$10,000
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorApr 13, 2023D$995,000
similar: $500,000–$7,000,000
$995,00061
similar: 2–14
$10,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorJun 15, 2022D$675,000
similar: $500,000–$7,000,000
$675,00013
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorJun 15, 2022D$1,075,000
similar: $500,000–$7,000,000
$1,075,00040
similar: 2–14
$10,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 16, 2021D$835,000
similar: $500,000–$7,000,000
$835,00034
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive OfficerApr 16, 2021D$500,000
similar: $500,000–$7,000,000
$500,0009
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorJul 22, 2020D$600,000
similar: $500,000–$7,000,000
$600,00024
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorJul 22, 2020D$275,000
similar: $500,000–$7,000,000
$275,0007
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 16, 2019D$3,450,000
similar: $500,000–$7,000,000
$3,450,000102
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 16, 2019D$3,850,000
similar: $500,000–$7,000,000
$3,850,00035
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 17, 2018D$6,975,000
similar: $500,000–$7,000,000
$6,975,00077
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 17, 2018D$1,250,000
similar: $500,000–$7,000,000
$1,250,00050
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 13, 2017D$2,875,000
similar: $500,000–$7,000,000
$2,875,00035
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, DirectorApr 13, 2017D$775,000
similar: $500,000–$7,000,000
$775,00031
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, Director
Executive and director of General Partner of Issuer
Apr 13, 2016D$3,000,000
similar: $500,000–$7,000,000
$2,925,00063
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, Director
Executive and director of General Partner
Apr 14, 2015D$6,000,000
similar: $500,000–$7,000,000
$5,475,00078
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗mLevel, Inc.DirectorJan 14, 2015D$1,800,000
similar: $500,000–$7,000,000
$1,800,0003
similar: 2–14
$150,000
similar: $5,000–$50,000
EDGAR ↗Slalom Investments, LP
group: Slalom
Executive Officer, Director
Executive and director of General Partner
Apr 14, 2014D$8,053,750
similar: $500,000–$7,000,000
$8,025,00064
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorApr 15, 2013D$1,385,000
similar: $500,000–$7,000,000
$1,140,03616
similar: 2–14
$5,600
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorApr 15, 2013D$550,000
similar: $500,000–$7,000,000
$550,0000
similar: 2–14
$25,000
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorApr 13, 2012D/A$3,850,000
similar: $500,000–$7,000,000
$3,008,35730
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorMar 22, 2012D$3,850,000
similar: $500,000–$7,000,000
$00
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorMay 25, 2011D$2,782,500
similar: $500,000–$7,000,000
$2,666,00027
similar: 2–14
$26,000
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorMay 5, 2010D$1,845,000
similar: $500,000–$7,000,000
$1,842,70017
similar: 2–14
$20,500
similar: $5,000–$50,000
EDGAR ↗Slalom, Inc.
group: Slalom
Executive Officer, DirectorMay 28, 2009D$1,372,500
similar: $500,000–$7,000,000
$697,3255
similar: 2–14
$25,000
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 29 names on the same filings (2 management entities, 27 people)

People and management entities the issuers listed as related persons on the same Form D filings as Anthony M. Rojas. Source: the EDGAR rows in the table above.

  • D. Slalom Management, LLC entity — 11 shared filings (1 issuer) · roles as listed: Executive Officer, Promoter
  • D. Slolam Management, LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Bryan Weeks — 25 shared filings (3 issuers) · role as listed: Director · also listed on 13 other issuers
  • Bradford G. Jackson — 24 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • Michael D. Heffernan — 24 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • John J. Tobin — 18 shared filings (3 issuers) · roles as listed: Director, Executive Officer
  • James Mitchell — 14 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • James D. Mitchell — 6 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • Ingvar J. Petursson — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Deanna Oppenheimer — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Management, LLC Slalom — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Kristine Rohls — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Troy Johnson — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Sangeeta Prasad — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Kyle Kruse — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Robert Potter — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Michelle Grover — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Rich Coughlin — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Amy Loftus — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Brian Turner — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • Mike D Heffernan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jim Mitchell — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Jordan S. Fladell — 1 shared filing (1 issuer) · role as listed: Director
  • David G. Cutler — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • John J. Jackson — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Ian Cook — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Lucy Hur — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Mukesh Kumar — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Christopher Burger — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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