Anthony H. Leness is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 3 issuers between Dec 2009 and Nov 2021: LINCOLN PEAK CAPITAL, LLC (Boston, MA — pooled investment fund — 2018–2021; $204.1M reported sold to 37 investors), LPC Westfield, LP (Boston, MA — pooled investment fund — 2009; $5.49M reported sold to 12 investors) and Lincoln Peak Holdings, LLC (Boston, MA — investing — 2009; $2.5M reported sold to 4 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $212.1M sold in total.
Listed alongside Seth W. Brennan (4 shared filings), H. Housatonic Equity Affiliates IV, L.P. (1 shared filing, management entity), H. Housatonic Equity Investors IV, L.P. (1 shared filing, management entity), H. LPC Westfiled GP, LLC (1 shared filing, management entity) and James L. Wilder (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.
All 3 issuers belong to the sponsor group Lincoln Peak (3 issuers, $7.99M reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Lincoln Peak has 3 companies on file and $7.99M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Anthony H. Leness and found 2 differences, 1 worth asking the sponsor about: Form D filed 77 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.