PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Person

AG
No photo found yet (own website and image search run after this page is viewed)

Anthony Grillo

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 4, 2010 → Mar 18, 2011

2deals (issuers)
$725.5Mreported sold
82investors
3Form D filings
2010–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anthony Grillo is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Feb 2010 and Mar 2011: American Securities Opportunities Fund II, LP (New York, NY — pooled investment fund — 2010–2011; $725.5M reported sold to 82 investors) and American Securities Opportunities Fund II(B), LP (New York, NY — pooled investment fund — 2010).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $725.5M sold in total.

Listed alongside John P. Fitzsimons (3 shared filings), Lawrence A. First (3 shared filings) and Michael G. Fisch (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.

All 2 issuers belong to the sponsor group Ascribe (4 issuers, $1.44B reported sold, 2010–2018).

What this means A sponsor group is one team that sets up a new company for each deal. Ascribe has 4 companies on file and $1.44B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 18 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Anthony Grillo and found 2 differences, 1 worth asking the sponsor about: Form D filed 65 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anthony Grillo has not run yet — it is joining a line of 17,870 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

GRILLO, ANTHONY A. v. HHS, SECRETARY dismissed
District Court, D. Connecticut · No. · Filed Jun 27, 1990 · Closed Jun 2, 1993 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of GRILLO, ANTHONY A.: Plaintiff · Outcome: Terminated 1993-06-02 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in CT (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anthony Grillo..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

18 cases: 18 closed (disposition not in docket feed)

Anthony L. Grillo, Jr. closed
United States Bankruptcy Court, D. New Hampshire · No. 20-10740 · Filed Aug 13, 2020 · Closed Nov 25, 2020
Role of Anthony L. Grillo, Jr.: Debtor · Outcome: Case closed 2020-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in NH (not a filing state)
Anthony S. Grillo closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 16-12677 · Filed Apr 15, 2016 · Closed Jul 29, 2016
Role of Anthony S. Grillo: Debtor · Outcome: Case closed 2016-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in PA (not a filing state)
Anthony M Grillo closed
United States Bankruptcy Court, E.D. Virginia · No. 11-35249 · Filed Aug 15, 2011 · Closed Dec 5, 2011
Role of Anthony M Grillo: Debtor · Outcome: Case closed 2011-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in VA (not a filing state)
Anthony L. Grillo closed
United States Bankruptcy Court, D. Maryland · No. 10-36885 · Filed Nov 29, 2010 · Closed Aug 30, 2012
Role of Anthony L. Grillo: Debtor · Outcome: Case closed 2012-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in MD (not a filing state)
Anthony D. Grillo and Gayle M. Grillo closed
United States Bankruptcy Court, E.D. Michigan · No. 10-23958 · Filed Oct 25, 2010 · Closed Feb 3, 2011
Role of Anthony D. Grillo and Gayle M. Grillo: Debtor · Outcome: Case closed 2011-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in MI (not a filing state)
Anthony Grillo and Marianne Grillo closed
United States Bankruptcy Court, D. Connecticut · No. 10-21848 · Filed May 28, 2010 · Closed Sep 22, 2010
Role of Anthony Grillo and Marianne Grillo: Debtor · Outcome: Case closed 2010-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in CT (not a filing state)
Anthony Grillo closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-29779 · Filed Jul 29, 2005 · Closed Jan 3, 2006
Role of Anthony Grillo: Debtor · Outcome: Case closed 2006-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in PA (not a filing state)
Jodi Grillo, and Anthony Grillo closed
United States Bankruptcy Court, D. New Jersey · No. 04-12514 · Filed Jan 26, 2004 · Closed May 4, 2004
Role of Anthony Grillo: Debtor · Outcome: Case closed 2004-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in NJ (not a filing state)
Anthony S. Grillo and Gloria Ann Grillo closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-25599 · Filed Oct 20, 2003 · Closed May 27, 2004
Role of Anthony S. Grillo and Gloria Ann Grillo: Debtor · Outcome: Case closed 2004-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in PA (not a filing state)
Anthony J Grillo and Barbara J Grillo closed
United States Bankruptcy Court, N.D. Illinois · No. 02-47685 · Filed Dec 4, 2002 · Closed Sep 21, 2004
Role of Anthony J Grillo and Barbara J Grillo: Debtor · Outcome: Case closed 2004-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in IL (not a filing state)
Anthony J. Grillo closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 02-28355 · Filed Aug 5, 2002 · Closed Dec 30, 2002
Role of Anthony J. Grillo: Debtor · Outcome: Case closed 2002-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in PA (not a filing state)
Anthony Grillo closed
United States Bankruptcy Court, E.D. New York · No. 8-01-85331 · Filed Jul 6, 2001 · Closed Oct 31, 2001
Role of Anthony Grillo: Debtor · Outcome: Case closed 2001-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in the person's filing state (NY)
Anthony Grillo and Sophia A Grillo closed
United States Bankruptcy Court, N.D. Illinois · No. 99-14825 · Filed May 7, 1999 · Closed Jan 12, 2000
Role of Anthony Grillo and Sophia A Grillo: Debtor · Outcome: Case closed 2000-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in IL (not a filing state)
Anthony F. Grillo closed
United States Bankruptcy Court, D. Maryland · No. 98-23757 · Filed Oct 16, 1998 · Closed Jan 26, 1999
Role of Anthony F. Grillo: Debtor · Outcome: Case closed 1999-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in MD (not a filing state)
Anthony J. Grillo closed
United States Bankruptcy Court, D. New Jersey · No. 98-13926 · Filed Apr 23, 1998 · Closed Aug 26, 1998
Role of Anthony J. Grillo: Debtor · Outcome: Case closed 1998-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in NJ (not a filing state)
Anthony R Grillo and Cynthia D Grillo closed
United States Bankruptcy Court, N.D. Illinois · No. 97-15373 · Filed May 19, 1997 · Closed Sep 12, 1997
Role of Anthony R Grillo and Cynthia D Grillo: Debtor · Outcome: Case closed 1997-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in IL (not a filing state)
Anthony M. Grillo and Josephine Grillo closed
United States Bankruptcy Court, D. Connecticut · No. 94-31258 · Filed Nov 9, 1994 · Closed Feb 28, 1995
Role of Anthony M. Grillo and Josephine Grillo: Debtor · Outcome: Case closed 1995-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in CT (not a filing state)
Anthony Grillo closed
United States Bankruptcy Court, N.D. Illinois · No. 88-15256 · Filed Oct 6, 1988 · Closed Apr 14, 1989
Role of Anthony Grillo: Debtor · Outcome: Case closed 1989-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 23 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Anthony Grillo — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Dec 1, 2009 – Feb 4, 2010

Form D filed 65 days after the first sale — American Securities Opportunities Fund II, LP

The filing says the first sale was Dec 1, 2009. The Form D was filed Feb 4, 2010 — 65 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 50 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 4, 2010 ↗American Securities Opportunities Fund II, LP — PartnerFacts page ↗
Sources
Note · Dec 1, 2009 – Mar 18, 2011

No amendment in the last 12 months on an offering that may still be open — American Securities Opportunities Fund II, LP (latest filing Mar 18, 2011)

The latest filing for this offering is dated Mar 18, 2011 (first sale Dec 1, 2009). It reports $725,459,596 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 18, 2011 ↗American Securities Opportunities Fund II, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 18, 2011 D/A
American Securities Opportunities Fund II, LP
File 021-138448
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2010 D
American Securities Opportunities Fund II(B), LP
File 021-145479
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Anthony Grillo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AS
Pooled Investment Fund · group: Ascribe

American Securities Opportunities Fund II, LP

New York, NY · Feb 4, 2010 → Mar 18, 2011 · 2 filings
  • Mar 18, 2011 · D/A · $725,459,596 sold of Indefinite · 82 investors · min. No minimum reported · role: Executive Officer (Managing Member of ASOF Associates II, LLC, General Partner) EDGAR ↗
  • Feb 4, 2010 · D · $410,393,258 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer (Member of ASOF Associates II, LLC., General Partner) EDGAR ↗

Raised $725.5M from 82 investors as of the latest filing. Anthony is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Pooled Investment Fund · group: Ascribe

American Securities Opportunities Fund II(B), LP

New York, NY · Jul 27, 2010
  • Jul 27, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Member of ASOF Associates II, LLC., General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Anthony is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Anthony 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John P. Fitzsimons

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Anthony Grillo. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence A. First

Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Anthony Grillo. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. Fisch

Executive Officer · 3 shared filings (2 issuers) · also on 10 other issuers

Michael G. Fisch is on 12 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Ascribe

4 issuers · 7 filings · $1.44B reported sold · 2010–2018

One team, 4 deal companies. Anthony Grillo is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Anthony Grillo.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Anthony Grillo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Anthony Grillo is listed on: none on file. No website or social profile named in American Securities Opportunities Fund II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #354,347 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Anthony Grillo appears on a new Form D, or when a court case or SEC action is matched to them. See plans →