Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Anthony Frederick Holler

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · May 29, 2009 → Oct 25, 2019

4deals (issuers)

$29.6Mreported sold

103investors

15Form D filings

2009–2019years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: not yet

The short version

Anthony Frederick Holler is listed as an executive officer and director on 15 SEC Form D filings by 4 issuers between Apr 2009 and Oct 2019: Sunniva Inc. (Vancouver, British Columbia, Canada (as filed: A1) — other health care — 2017–2019; $11.4M reported sold to 83 investors), Trevali Mining Corp (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2013; $10.3M reported sold to 4 investors), RESPONSE BIOMEDICAL CORP (Vancouver, British Columbia, Canada (as filed: A1) — other health care — 2009–2013; $7.72M reported sold to 12 investors) and CRH Medical Corp (Vancouver, British Columbia, Canada (as filed: A1) — other health care — 2009; $139K reported sold to 4 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $29.6M sold in total.

Listed alongside Todd Robert Patrick (11 shared filings), Ian Andrew Webb (9 shared filings), Duncan Gordon (7 shared filings), Luke Kanaly Stanton (7 shared filings), Michael Duane Barker (7 shared filings) and 45 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Anthony K. Holler and Jill S. Holler closed

United States Bankruptcy Court, S.D. Illinois · No. 04-40106 · Filed Jan 15, 2004 · Closed Jan 31, 2005

Role of Anthony K. Holler and Jill S. Holler: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (rare in federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

5 of 14 offerings report sales commissions totalling $661,909; 4 report finder's fees totalling $685,796; 1 reports proceeds to related persons totalling $489,993. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 25, 2019 D Sunniva Inc. File 021-351915	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 11, 2019 D Sunniva Inc. File 021-348550	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 10, 2019 D/A Sunniva Inc. File 021-346625	$0	$62,684	$0	None listed on this filing	EDGAR ↗
Feb 27, 2019 D Sunniva Inc. File 021-333667	$0	$259,451	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 21, 2017 D Sunniva Inc. File 021-299217	$132,402	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 25, 2017 D Sunniva Inc. File 021-297391	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 2, 2013 D Trevali Mining Corp File 021-207226	$115,059	$0	$0	Dundee Securities Inc. BrokerCheck CRD 39759 ↗	EDGAR ↗
Oct 15, 2013 D RESPONSE BIOMEDICAL CORP File 021-204485	$74,295	$0	$0	None listed on this filing	EDGAR ↗
Jun 19, 2013 D Trevali Mining Corp File 021-198241	$144,217	$0	$0	Dundee Securities Inc. BrokerCheck CRD 39759 ↗	EDGAR ↗
Jul 22, 2011 D Trevali Mining Corp File 021-163312	$0	$131,911	$0	PI Financial (US) Corp. BrokerCheck CRD 127404 ↗	EDGAR ↗
Aug 12, 2010 D RESPONSE BIOMEDICAL CORP File 021-146354	$0	$231,750	$0	Trout Capital LLC BrokerCheck CRD 131489 ↗	EDGAR ↗
May 25, 2010 D RESPONSE BIOMEDICAL CORP File 021-142558	$0	$0	$0	None listed on this filing	EDGAR ↗
May 29, 2009 D RESPONSE BIOMEDICAL CORP File 021-61986	$195,936	$0	$489,993 For payment of 2008 short-term incentives and 2008 board of director fees	Haywood Securities Inc. no CRD number reported via Haywood Securities (USA) Inc. (CRD 42072 ↗)	EDGAR ↗
Apr 9, 2009 D CRH Medical Corp File 021-130072	$0	$0	$0	n/a no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Anthony Frederick Holler on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Sunniva Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Oct 25, 2017 → Oct 25, 2019 · 7 filings

Oct 25, 2019 · D · $6,000,000 sold of $6,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 11, 2019 · D · $1,500,000 sold of $7,500,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Sep 10, 2019 · D/A · $5,472,290 sold of $5,472,290 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 15, 2019 · D · $4,372,152 sold of $4,372,152 · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Feb 27, 2019 · D · $11,353,743 sold of $12,076,800 · 83 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 21, 2017 · D · $6,796,550 sold of $9,402,000 · 83 investors · min. $19,587 · role: Executive Officer, Director EDGAR ↗
Oct 25, 2017 · D · $1,090,090 sold of $8,311,612 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $11.4M from 83 investors (100% of the $6M target) as of the latest filing. Anthony is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Trevali Mining Corp

Vancouver, British Columbia, Canada (as filed: A1) · Jul 22, 2011 → Dec 2, 2013 · 3 filings

Dec 2, 2013 · D · $2,301,178 sold of $2,301,178 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 19, 2013 · D · $2,884,356 sold of $2,884,356 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 22, 2011 · D · $10,346,000 sold of $10,346,000 · 2 investors · min. No minimum reported · role: Executive Officer (Chairman) EDGAR ↗

Raised $10.3M from 4 investors (100% of the $2.3M target) as of the latest filing. Anthony is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

RESPONSE BIOMEDICAL CORP

Vancouver, British Columbia, Canada (as filed: A1) · May 29, 2009 → Oct 15, 2013 · 4 filings

Oct 15, 2013 · D · $3,119,136 sold of $4,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 12, 2010 · D · $7,724,990 sold of $7,724,990 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
May 25, 2010 · D · $0 sold of $102,137 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
May 29, 2009 · D · $3,918,726 sold of $7,184,331 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.72M from 12 investors (100% of the $4M target) as of the latest filing. Anthony is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(c) (171 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

CRH Medical Corp

Vancouver, British Columbia, Canada (as filed: A1) · Apr 9, 2009

Apr 9, 2009 · D · $138,902 sold of $138,902 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $139K from 4 investors (100% of the $139K target) as of the latest filing. Anthony is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Anthony Holler — Ontario, Canada (as filed: A6), 1 issuer, Jul 21, 2020 → Jul 21, 2020 · no shared issuer

People around Anthony 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Person

Todd Robert Patrick

Director · 11 shared filings (3 issuers) · also on 3 other issuers

Todd Robert Patrick is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Ian Andrew Webb

Director · 9 shared filings (3 issuers)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Norman Joseph Mayr

Director · 7 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Luke Kanaly Stanton

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Michael Duane Barker

Director · 7 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Duncan Gordon

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Richard Bear

Director, Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Kevin Wilkerson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

David Lyle

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Livleen Kaler

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Duane A. Morris

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

S. Wayne Kay

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Mark Cruise

Executive Officer, Director · 3 shared filings (1 issuer) · also on 7 other issuers

Mark Cruise is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Person

Michael Hoffman

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Michael Hoffman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Person

Richard Bastiani

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Richard Bastiani is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Dayle Rusk

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Paul Keller

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Anna Ladd

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Paul Klipfel

Director · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Leith Campbell Pedersen

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Benjamin John Rootman

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Peter A. Thompson

Director · 2 shared filings (1 issuer) · also on 28 other issuers

Peter A. Thompson is on 29 issuers in total — a repeat sponsor. Their page lists every one.

Person

Erin Walmesley

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Peter Meredith

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Peter Meredith is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Person

Steve Stakiw

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Catherine Gignac

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

David Huberman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Alan Hughes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Christopher Eskdale

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Daniel Marinov

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Valentin Paniagua

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Ronald Michael Steele

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Daniel James Vass

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Anton Drescher

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Anton Drescher is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Paul Harris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

William Adams

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Edward Wright

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Deborah Cotter

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Iain Cleator

Director · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Frederick Holler. Their page shows their other deals.

Person

Lewis J. Shuster

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Lewis J. Shuster is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

2 other issuers file from the same address

Braxia Scientific Corp. Vancouver, A1 · 2020
Balmoral Resources Ltd. Vancouver, A1 · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Anthony Frederick Holler

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 4

People around Anthony 40

The team behind the deals

2 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person