Anthony Altig is listed as an executive officer and director on 9 SEC Form D filings by 2 issuers between Jul 2009 and Oct 2015: TearLab Corp (San Diego, CA — other health care — 2009–2015; $14.2M reported sold to 30 investors) and Biotix Holdings Inc. (San Diego, CA — biotechnology — 2011–2012; $2.19M reported sold to 9 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $16.3M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Anthony Altig and found 6 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.