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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:11 AM ET

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AA
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Anthony Altig

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 22, 2009 → Oct 23, 2015

2deals (issuers)
$16.3Mreported sold
39investors
9Form D filings
2009–2015years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anthony Altig is listed as an executive officer and director on 9 SEC Form D filings by 2 issuers between Jul 2009 and Oct 2015: TearLab Corp (San Diego, CA — other health care — 2009–2015; $14.2M reported sold to 30 investors) and Biotix Holdings Inc. (San Diego, CA — biotechnology — 2011–2012; $2.19M reported sold to 9 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $16.3M sold in total.

Listed alongside Adrienne Graves (7 shared filings), Donald Rindell (7 shared filings), Elias Vamvakas (7 shared filings), Richard Lindstrom (7 shared filings), Thomas Davidson, Jr. (7 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anthony. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Anthony Altig and found 6 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anthony Altig has not run yet — it is joining a line of 9,326 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Altig v. Chattem, Inc. closed
District Court, S.D. Florida · No. 3:23-cv-15222 · Filed Feb 27, 2023 · Closed Feb 27, 2023
Role of Altig: Plaintiff · Outcome: Terminated 2023-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 2 federal dockets); surname only in the caption; court in FL (not a filing state)
Altig v. Dow Corning Corp closed
District Court, E.D. Michigan · No. 2:00-cv-70076 · Filed Jan 6, 2000 · Closed Nov 13, 2000 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Altig: Plaintiff · Outcome: Terminated 2000-11-13 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 2 federal dockets); surname only in the caption; court in MI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anthony Altig..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Anthony Altig — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Sep 10, 2009 – Jan 21, 2010

Amount sold went down between filings — TearLab Corp

The Sep 10, 2009 filing says $1,749,900 sold; the Jan 21, 2010 Form D says $1,743,989 sold — $5,911 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Note · Sep 10, 2009 – Jan 21, 2010

Offering amount changed between filings — TearLab Corp

The Sep 10, 2009 filing says $1,749,900 offered; the Jan 21, 2010 Form D says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jul 22, 2009 – Sep 10, 2009

Offering amount changed between filings — TearLab Corp

The Jul 22, 2009 filing says $1,549,900 offered; the Sep 10, 2009 Form D/A says $1,749,900.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Apr 6, 2012 – Apr 20, 2012

No amendment in the last 12 months on an offering that may still be open — Biotix Holdings Inc. (latest filing Apr 20, 2012)

The latest filing for this offering is dated Apr 20, 2012 (first sale Apr 6, 2012). It reports $2,195,000 sold of $2,350,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 23, 2011 – Apr 1, 2011

No amendment in the last 12 months on an offering that may still be open — Biotix Holdings Inc. (latest filing Apr 1, 2011)

The latest filing for this offering is dated Apr 1, 2011 (first sale Mar 23, 2011). It reports $2,000,000 sold of $4,083,379 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jul 15, 2009 – Jan 21, 2010

No amendment in the last 12 months on an offering that may still be open — TearLab Corp (latest filing Jan 21, 2010)

The latest filing for this offering is dated Jan 21, 2010 (first sale Jul 15, 2009). It reports $1,743,989 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 23, 2015 D
TearLab Corp
File 021-249976
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2012 D
Biotix Holdings Inc.
File 021-177055
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2011 D
TearLab Corp
File 021-162738
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2011 D
TearLab Corp
File 021-161877
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2011 D
TearLab Corp
File 021-158645
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2011 D
Biotix Holdings Inc.
File 021-157725
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2010 D
TearLab Corp
File 021-94794
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Anthony Altig on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

TearLab Corp

San Diego, CA · Jul 22, 2009 → Oct 23, 2015 · 7 filings
  • Oct 23, 2015 · D · $1,750,000 sold of $1,750,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2011 · D · $14,153,846 sold of $14,153,846 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 27, 2011 · D · $2,323,710 sold of $2,323,710 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 19, 2011 · D · $199,999 sold of $199,999 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 21, 2010 · D · $1,743,989 sold of $5,000,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2009 · D/A · $1,749,900 sold of $1,749,900 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2009 · D · $1,549,900 sold of $1,549,900 · 22 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.2M from 30 investors (100% of the $1.75M target) as of the latest filing. Anthony is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Biotix Holdings Inc.

San Diego, CA · Apr 1, 2011 → Apr 20, 2012 · 2 filings
  • Apr 20, 2012 · D · $2,195,000 sold of $2,350,000 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 1, 2011 · D · $2,000,000 sold of $4,083,379 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.19M from 9 investors (93% of the $2.35M target) as of the latest filing. Anthony is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Anthony 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Rindell

Director · 7 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Davidson, Jr.

Director · 7 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

EV
No photo found yet (own website and image search run after this page is viewed)
Person

Elias Vamvakas

Executive Officer, Director · 7 shared filings (1 issuer) · also on 4 other issuers

Elias Vamvakas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adrienne Graves

Director · 7 shared filings (1 issuer) · also on 5 other issuers

Adrienne Graves is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Lindstrom

Director · 7 shared filings (1 issuer) · also on 16 other issuers

Richard Lindstrom is on 17 issuers in total — a repeat sponsor. Their page lists every one.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William G Dumencu

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Altig. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Alan Walder

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brock Wright

Director · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Karpecki

Director · 4 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Freeman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

Paul J. Nowak

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Anthony Altig. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles P. Cullen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lawson DeVries

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Kirkpatrick

Director · 2 shared filings (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

Wes Brazell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Anthony Altig. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Anthony Altig by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Anthony Altig is listed on: none on file. No website or social profile named in Biotix Holdings Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #342,817 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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