ANN LAMARCHE is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Jan 2012 and Dec 2013: Summit Growth Preservation Fund, LLC (Milwaukee, WI — pooled investment fund — 2012–2013; $2.33M reported sold to 13 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside EDWARD GAFFNEY (3 shared filings), PETER ACHS (3 shared filings), RONALD E CHANDLER (3 shared filings), THOMAS CARROLL (2 shared filings), THOMAS CZECH (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around ANN. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 11 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.
What this means 19 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for ANN LAMARCHE and found 4 differences, 1 worth asking the sponsor about: Form D filed 457 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.