Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

Sponsor Check › Person

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Ann M. Dimond

Named as an officer, director or promoter on SEC Form D filings · WA · Oct 17, 2013 → Oct 17, 2013

1deal (issuers)

$6.57Mreported sold

14investors

2Form D filings

2013year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ann M. Dimond is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Oct 2013 and Nov 2013: CONCORDIA COFFEE CO INC (Bellevue, WA — manufacturing — 2013; $6.57M reported sold to 14 investors).

What this means One deal on file with the SEC, filed Nov 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David E. Isett (2 shared filings), Denise Evert (2 shared filings), GORDON A. GARDINER (2 shared filings), Heidi Sinclair (2 shared filings), Kevin Gabelein (2 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ann. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 21 court cases matching the name, 2 state regulator orders, 14 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Ann M. Dimond and found 1 difference: Ann M. Dimond is written 2 different ways on the filings.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ann M. Dimond has not run yet — it is joining a line of 38,245 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

21 cases: 2 open, 5 closed (disposition not in docket feed), 8 dismissed, 6 judgment

Dimond v. Angiodynamics, Inc. open

District Court, S.D. California · No. 3:26-cv-01998 · Filed Mar 30, 2026

Role of Dimond: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in CA (not a filing state)

Dimond v. Boehringer Ingelheim Pharmaceuticals, Inc. closed

District Court, S.D. Florida · No. 9:21-cv-80360 · Filed Feb 19, 2021 · Closed Feb 24, 2021

Role of Dimond: Plaintiff · Outcome: Terminated 2021-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in FL (not a filing state)

Dimond Bros Insurance LLC v. Umland dismissed

District Court, C.D. Illinois · No. 2:20-cv-02139 · Filed May 22, 2020 · Closed Sep 29, 2020 · Nature of suit: 190 Other contract actions

Role of Dimond Bros Insurance LLC: Plaintiff · Outcome: Terminated 2020-09-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in IL (not a filing state)

DIMOND v. JOHNSON & JOHNSON, INC open

District Court, D. New Jersey · No. 3:20-cv-00055 · Filed Jan 2, 2020 · Nature of suit: 367 Health care / pharm

Role of DIMOND: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in NJ (not a filing state)

Dimond Rigging Company LLC v. BDP International, Inc judgment

District Court, N.D. Ohio · No. 1:17-cv-02054 · Filed Oct 2, 2017 · Closed Jun 22, 2018 · Nature of suit: 370 Other Fraud · Cause: 28:1332 Diversity-Breach of Fiduciary Duty

Role of Dimond Rigging Company LLC: Plaintiff · Outcome: Terminated 2018-06-22 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in OH (not a filing state)

DIMOND v. BRISTOL-MYERS SQUIBB COMPANY closed

District Court, N.D. Florida · No. 3:16-cv-00672 · Filed Dec 20, 2016 · Closed Mar 19, 2020 · Nature of suit: 367 Health care / pharm

Role of DIMOND: Plaintiff · Outcome: Terminated 2020-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in FL (not a filing state)

Ordos City Hawtai Autobody Company, Ltd. v. Dimond Rigging Company, LLC judgment

District Court, E.D. Michigan · No. 2:13-cv-14909 · Filed Nov 27, 2013 · Closed Dec 4, 2015 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Contract Default

Role of Dimond Rigging Company, LLC: Defendant · Outcome: Terminated 2015-12-04 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Dimond v. Darden Restaurants, Inc. judgment

District Court, S.D. New York · No. 1:13-cv-05244 · Filed Jul 26, 2013 · Closed Jul 10, 2014 · Nature of suit: 370 Other Fraud · Cause: 28:1332fr Diversity-Fraud

Role of Dimond: Plaintiff · Outcome: Terminated 2014-07-10 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in NY (not a filing state)

Dimond Rigging Company LLC v. BDP International, Inc dismissed

District Court, N.D. Ohio · No. 1:13-cv-01499 · Filed Jul 11, 2013 · Closed Nov 8, 2013 · Nature of suit: 190 Other contract actions

Role of Dimond Rigging Company LLC: Plaintiff · Outcome: Terminated 2013-11-08 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in OH (not a filing state)

Prime Financial, Inc. v. Dimond International, Inc. judgment

District Court, W.D. Michigan · No. 1:10-cv-00646 · Filed Jul 7, 2010 · Closed Oct 20, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure

Role of Dimond International, Inc.: Defendant · Outcome: Terminated 2011-10-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Dimond v. Taylor, Bean & Whitaker Mortgage Corp. dismissed

District Court, C.D. California · No. 8:08-cv-01378 · Filed Dec 4, 2008 · Closed Jan 27, 2009 · Nature of suit: 370 Other fraud

Role of Dimond: Plaintiff · Outcome: Terminated 2009-01-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in CA (not a filing state)

Dimond Brothers Insurance Agency Inc v. Dolby dismissed

District Court, C.D. Illinois · No. 2:07-cv-02226 · Filed Dec 7, 2007 · Closed Mar 11, 2008 · Nature of suit: 890 Other statutory actions

Role of Dimond Brothers Insurance Agency Inc: Plaintiff · Outcome: Terminated 2008-03-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in IL (not a filing state)

Dimond v. Bessemer Trust Company dismissed

District Court, N.D. California · No. 3:01-cv-04594 · Filed Nov 29, 2001 · Closed Mar 5, 2003 · Nature of suit: 370 Other fraud

Role of Dimond: Plaintiff · Outcome: Terminated 2003-03-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in CA (not a filing state)

Dimond Center LTD v. Thrifty Payless Inc judgment

District Court, D. Alaska · No. 3:99-cv-00029 · Filed Jan 27, 1999 · Closed Mar 7, 2001 · Nature of suit: 990 Other

Role of Dimond Center LTD: Plaintiff · Outcome: Terminated 2001-03-07 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

Dimond Center LTD v. New West Eyeworks Inc closed

District Court, D. Alaska · No. 3:97-cv-00319 · Filed Aug 18, 1997 · Closed Oct 16, 1997 · Nature of suit: 190 Other contract actions

Role of Dimond Center LTD: Plaintiff · Outcome: Terminated 1997-10-16 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

New West Eyeworks Inc v. Dimond Center LTD dismissed

District Court, D. Alaska · No. 3:97-cv-00294 · Filed Jul 28, 1997 · Closed Oct 30, 1997 · Nature of suit: 190 Other contract actions

Role of Dimond Center LTD: Defendant · Outcome: Terminated 1997-10-30 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

Dimond v. Resolution Trst Corp dismissed

District Court, E.D. Michigan · No. 4:93-cv-40246 · Filed Jun 28, 1993 · Closed Sep 13, 1993 · Nature of suit: 430 Banks and banking

Role of Dimond: Plaintiff · Outcome: Terminated 1993-09-13 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Canadian Machine Mvr v. Dimond Machinery Co judgment

District Court, W.D. Michigan · No. 1:92-cv-00434 · Filed Jun 25, 1992 · Closed Sep 15, 1992 · Nature of suit: 190 Other contract actions

Role of Dimond Machinery Co: Defendant · Outcome: Terminated 1992-09-15 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

American National Fire Insurance Co Inc v. Dimond Center LTD closed

District Court, D. Alaska · No. 3:92-cv-00373 · Filed May 6, 1992 · Closed Sep 22, 1993

Role of Dimond Center LTD: Defendant · Outcome: Terminated 1993-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

United Bank Alaska v. Dimond Place Condominiums dismissed

District Court, D. Alaska · No. 3:91-cv-00148 · Filed Apr 12, 1991 · Closed Apr 27, 1992 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of Dimond Place Condominiums: Defendant · Outcome: Terminated 1992-04-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

Dimond Investments, III v. First National Bank of Hibbing closed

District Court, D. Alaska · No. 3:79-cv-00179 · Filed Jun 22, 1979 · Closed Jul 16, 1979

Role of Dimond Investments, III: Plaintiff · Outcome: Terminated 1979-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h) FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Jun 26, 2017 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Sebastian Joshua Dimond (CRD #4176788)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (joshua); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d) FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Apr 21, 2017 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Sebastian Joshua Dimond (CRD #4176788)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (joshua); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ann M. Dimond..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Dimond v. HSBC Mortgage Services closed

United States Bankruptcy Court, E.D. Michigan · No. 10-06409 · Filed Aug 11, 2010 · Closed Sep 30, 2010

Role of Dimond: Plaintiff · Outcome: Case closed 2010-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Dimond v. RCL Holdings LLC. closed

United States Bankruptcy Court, N.D. California · No. 08-00101 · Filed Feb 19, 2008 · Closed Feb 25, 2010

Role of Dimond: Plaintiff · Outcome: Case closed 2010-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in CA (not a filing state)

DIMOND v. Security Capital Mortgage closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:07-ap-00306 · Filed Sep 19, 2007 · Closed Sep 16, 2009

Role of DIMOND: Plaintiff · Outcome: Case closed 2009-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in TN (not a filing state)

DIMOND v. RCL HOLDINGS, LLC., INC. closed

United States Bankruptcy Court, D. Nevada · No. 07-00502 · Filed Sep 17, 2007 · Closed Oct 9, 2014

Role of DIMOND: Plaintiff · Outcome: Case closed 2014-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in NV (not a filing state)

Dimond v. Bank of America closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:06-ap-50161 · Filed Jun 20, 2006 · Closed Feb 28, 2007

Role of Dimond: Plaintiff · Outcome: Case closed 2007-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in PA (not a filing state)

First USA Bank v. Dimond closed

United States Bankruptcy Court, W.D. Michigan · No. 02-88858 · Filed Nov 27, 2002 · Closed Apr 18, 2003

Role of Dimond: Defendant · Outcome: Case closed 2003-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Dimond v. Southern Pacific Bank closed

United States Bankruptcy Court, E.D. California · No. 99-02758 · Filed Dec 14, 1999 · Closed Apr 5, 2001

Role of Dimond: Plaintiff · Outcome: Case closed 2001-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in CA (not a filing state)

DIMOND & SONS SILVER BELL CHAPEL, INC. closed

United States Bankruptcy Court, D. Delaware · No. 99-01430 · Filed Jun 1, 1999 · Closed Jun 11, 2002

Role of DIMOND & SONS SILVER BELL CHAPEL, INC.: Debtor · Outcome: Case closed 2002-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in DE (not a filing state)

Dimond v. RCL Holdings closed

United States Bankruptcy Court, E.D. California · No. 98-02685 · Filed Nov 16, 1998 · Closed May 24, 2002

Role of Dimond: Plaintiff · Outcome: Case closed 2002-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in CA (not a filing state)

Dimond Services, Inc. closed

United States Bankruptcy Court, E.D. Virginia · No. 96-11636 · Filed Apr 1, 1996 · Closed Dec 16, 1998

Role of Dimond Services, Inc.: Debtor · Outcome: Case closed 1998-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in VA (not a filing state)

Hankook Core Co. Ltd. v. Dimond Machinery Company closed

United States Bankruptcy Court, W.D. Michigan · No. 94-08251 · Filed Jul 26, 1994 · Closed Jan 19, 1996

Role of Dimond Machinery Company: Defendant · Outcome: Case closed 1996-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Dimond Machinery Company closed

United States Bankruptcy Court, W.D. Michigan · No. 93-82839 · Filed Jun 7, 1993 · Closed Sep 13, 2000

Role of Dimond Machinery Company: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in MI (not a filing state)

Dimond D. Developers closed

United States Bankruptcy Court, D. Alaska · No. 92-00540 · Filed Jun 30, 1992 · Closed May 31, 1995

Role of Dimond D. Developers: Debtor · Outcome: Case closed 1995-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in AK (not a filing state)

Star Bank, NA v. Dimond closed

United States Bankruptcy Court, S.D. Ohio · No. 1:91-ap-01066 · Filed Mar 7, 1991 · Closed Feb 4, 1992

Role of Dimond: Defendant · Outcome: Case closed 1992-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 62 federal dockets); surname only in the caption; court in OH (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Ann M. Dimond (compared 2 filings on Oct 24, 2026)

Note · Oct 17, 2013 – Nov 6, 2013

Ann M. Dimond is written 2 different ways on the filings

listed as "Ann M. Dimond" on the Oct 17, 2013 filing, and "Ann Dimond" on the Nov 6, 2013 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 17, 2013 ↗Form D · Nov 6, 2013 ↗Ann M. Dimond — PartnerFacts page ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 6, 2013 D CONCORDIA COFFEE CO INC File 021-205897	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 17, 2013 D CONCORDIA COFFEE CO INC File 021-204770	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Ann M. Dimond on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Manufacturing

CONCORDIA COFFEE CO INC

Bellevue, WA · Oct 17, 2013 → Nov 6, 2013 · 2 filings

Nov 6, 2013 · D · $1,500,000 sold of $1,500,000 · 9 investors · min. $5,187 · role: Executive Officer EDGAR ↗
Oct 17, 2013 · D · $500,000 sold of $500,000 · 1 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $6.57M from 14 investors (100% of the $1.5M target) as of the latest filing. Ann is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Ann 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

GORDON A. GARDINER

Director · 2 shared filings (1 issuer) · also on 7 other issuers

GORDON A. GARDINER is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Gabelein

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Kevin Gabelein is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Heidi Sinclair

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ann M. Dimond. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Wayne Stearns

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Ann M. Dimond. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David E. Isett

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Ann M. Dimond. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Denise Evert

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Ann M. Dimond. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Fanch

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ann M. Dimond. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Reilly

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Ann M. Dimond. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ann M. Dimond by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ann M. Dimond is listed on: none on file. No website or social profile named in CONCORDIA COFFEE CO INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #324,350 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bellevue, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Ann M. Dimond

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Ann M. Dimond is written 2 different ways on the filings

5. Money to insiders

Deals 1

People around Ann 8

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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