Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA, MA · Jan 26, 2017 → Mar 6, 2020
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:38 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Ann Daly is listed as an executive officer, director, and promoter on 9 SEC Form D filings by 4 issuers between Jan 2017 and Mar 2020: Quibi Holdings, LLC (Los Angeles, CA — other technology — 2018–2020; $1B reported sold to 78 investors), WndrCo, LLC (Beverly Hills, CA — industry reported as "Other" — 2017–2018; $591.5M reported sold to 18 investors), Point Wild Holdings, Inc. (Boston, MA — industry reported as "Other" — 2019; $274.5M reported sold to 15 investors) and Tinkergarten, Inc. (Northampton, MA — industry reported as "Other" — 2019; $18M reported sold to 19 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $1.88B sold in total.
Listed alongside Jeffrey Katzenberg (6 shared filings), Ambereen Toubassy (4 shared filings), Gregory Penner (4 shared filings), Margaret C. Whitman (4 shared filings), Robert A. Kelly (4 shared filings) and 25 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ann. Each name links to their own page.
The issuers belong to 2 sponsor groups: Wndrco (10 issuers, $1.87B reported sold, 2017–2026) and Audax (11 issuers, $766.3M reported sold, 2010–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Ann Daly and found 13 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Hari K. Ravichandran (Aug 21, 2018); Bankruptcy case: Ann M. Daly; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Ann Daly has not run yet — it is joining a line of 21,581 names; searches run around the clock at the hosts' allowed rate. Searched so far: 363 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:38 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ann Daly..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
6 cases: 6 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:38 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
13 differences found between the filings for Ann Daly — 3 worth asking about (compared 9 filings on Oct 24, 2026)
A ap release dated Aug 21, 2018 names Hari Ravichandran (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, D. Massachusetts docket "Ann M. Daly" filed Feb 28, 2007, closed Jun 14, 2007. Ann Daly is listed as Debtor ("Ann M. Daly"). Our match estimate: 50%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
A.D. Capital, LLC is listed as receiving sales compensation on 1 filing (Jan 26, 2018) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was Jan 11, 2019. The Form D was filed Feb 21, 2019 — 41 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 26 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Apr 3, 2019 (first sale Mar 28, 2019). It reports $10,002,152 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Aug 14, 2018 (first sale Jul 31, 2018). It reports $1,000,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Jan 26, 2018 (first sale Jan 25, 2017). It reports $591,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Jan 8, 2020 filing says $400,000,000 offered; the Mar 6, 2020 Form D/A says $750,000,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Dec 19, 2019 filing says $650,000,000 offered; the Jan 8, 2020 Form D/A says $400,000,000.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
"Other" (Aug 14, 2018 to Jan 8, 2020); then "Other Technology" (Mar 6, 2020).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
The issuer's latest filing says it was formed in 2021. The Feb 21, 2019 filing says the first sale was Jan 11, 2019 — before that year.
What this means A company cannot sell before it exists, so one of the two dates is likely a typo on the form. Ask the sponsor for the formation document.
The people listed on the Aug 14, 2018 filing give Beverly Hills, CA; on the Dec 19, 2019 filing they give Los Angeles, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
CA on 6 filings (Jan 26, 2017 to Mar 6, 2020); MA on 3 filings (Feb 21, 2019 to Apr 3, 2019).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 6 offerings report sales commissions totalling $14,000,000; 1 reports finder's fees totalling $1,000,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 6, 2020 D/A Quibi Holdings, LLC File 021-355977 | $4,000,000 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Apr 3, 2019 D Point Wild Holdings, Inc. File 021-336386 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 25, 2019 D Tinkergarten, Inc. File 021-335608 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 21, 2019 D Point Wild Holdings, Inc. File 021-333293 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2018 D Quibi Holdings, LLC File 021-319190 | $10,000,000 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ | EDGAR ↗ |
| Jan 26, 2018 D/A WndrCo, LLC File 021-279317 | $0 | $1,000,000 (est.) | $0 | A.D. Capital, LLC no CRD number reported | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Ann Daly on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $1B from 78 investors (100% of the $750M target) as of the latest filing. Ann is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $274.5M from 15 investors as of the latest filing. Ann is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $18M from 19 investors (100% of the $18M target) as of the latest filing. Ann is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $591.5M from 18 investors as of the latest filing. Ann is listed as executive officer, director, promoter on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Ann Daly. Their page shows their other deals.
Jeffrey Katzenberg is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Sujay Jaswa is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Ann Daly. Their page shows their other deals.
Hari Ravichandran is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Ann Daly. Their page shows their other deals.
ChenLi Wang is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Ann Daly. Their page shows their other deals.
One team, 10 deal companies. Ann Daly is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ann Daly.
One team, 11 deal companies. Ann Daly is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ann Daly.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Ann Daly by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — 1 issuer has property records: Quibi Holdings, LLC (1).
Websites and social links of the issuers Ann Daly is listed on: none on file. No website or social profile named in Quibi Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #219,280 of 374,652 in line (564 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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Free. Logged with status: received → under review → fixed / confirmed with source.
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Members get an email when Ann Daly appears on a new Form D, or when a court case or SEC action is matched to them. See plans →