Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:47 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Anil Kumar

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 27, 2009 → Feb 2, 2012

45deals (issuers)

$11.91Breported sold

10,357investors

125Form D filings

2009–2012years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Anil Kumar is listed as an executive officer on 125 SEC Form D filings by 45 issuers between Apr 2009 and Feb 2012. Largest by amount reported sold: Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC (Charlotte, NC — pooled investment fund — 2010; $3.79B reported sold to 168 investors), ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC (Charlotte, NC — pooled investment fund — 2009–2011; $3.77B reported sold to 165 investors), Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC (New York, NY — pooled investment fund — 2009–2011; $381.6M reported sold to 711 investors), BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC (New York, NY — pooled investment fund — 2009–2011; $350.6M reported sold to 987 investors), ASGI Multi-Strategy, Super Accredited, L.P. (Charlotte, NC — pooled investment fund — 2009–2011; $324.5M reported sold to 186 investors) and 40 more (all listed below).

What this means That is a lot of deals — 45 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $11.91B sold in total.

Listed alongside Lloyd Lipsett (125 shared filings), Michael H. Koonce (125 shared filings), Yukari Nakano (125 shared filings), Britta Perkio Patterson (124 shared filings), Sheelpa P. Brown (124 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anil. Each name links to their own page.

The issuers belong to 2 sponsor groups: Alternative (115 issuers, $4.56B reported sold, 2009–2021) and Icapital (30 issuers, $3.45B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 14 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 125 public filings for Anil Kumar and found 16 differences, 8 worth asking the sponsor about: Regulator action: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP (Nov 5, 2009); Regulator action: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC (Oct 16, 2009); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Anil Kumar has not run yet — it is joining a line of 40,770 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP Litigation release

SEC · Nov 5, 2009 · Parties as named in the release: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP Read the release ↗

same full name in the release title; 2 people with this name in Form D filings; the person's filing state is named in the release

Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC Litigation release

SEC · Oct 16, 2009 · Parties as named in the release: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC Read the release ↗

same full name in the release title; 2 people with this name in Form D filings; the person's filing state is named in the release

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Anil Kumar..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 1 open, 13 closed (disposition not in docket feed)

Anil Kumar open

United States Bankruptcy Court, E.D. New York · No. 8-26-73596 · Filed Sep 14, 2026

Role of Anil Kumar: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Anil Kumar closed

United States Bankruptcy Court, C.D. California · No. 8:18-bk-12509 · Filed Jul 10, 2018 · Closed Oct 30, 2018

Role of Anil Kumar: Debtor · Outcome: Case closed 2018-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, D. New Jersey · No. 17-33174 · Filed Nov 15, 2017 · Closed Sep 6, 2019

Role of Anil Kumar: Debtor · Outcome: Case closed 2019-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, N.D. California · No. 17-40871 · Filed Mar 30, 2017 · Closed Dec 2, 2019

Role of Anil Kumar: Debtor · Outcome: Case closed 2019-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Anil Kumar and Reshma D. Kumar closed

United States Bankruptcy Court, E.D. California · No. 10-93544 · Filed Sep 10, 2010 · Closed Jan 7, 2011

Role of Anil Kumar and Reshma D. Kumar: Debtor · Outcome: Case closed 2011-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, N.D. California · No. 10-41559 · Filed Feb 12, 2010 · Closed Jun 14, 2013

Role of Anil Kumar: Debtor · Outcome: Case closed 2013-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, E.D. New York · No. 1-10-40960 · Filed Feb 5, 2010 · Closed May 12, 2010

Role of Anil Kumar: Debtor · Outcome: Case closed 2010-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Anil Kumar closed

United States Bankruptcy Court, E.D. California · No. 09-38155 · Filed Aug 26, 2009 · Closed Nov 19, 2009

Role of Anil Kumar: Debtor · Outcome: Case closed 2009-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, E.D. New York · No. 1-07-44165 · Filed Aug 2, 2007 · Closed Oct 17, 2007

Role of Anil Kumar: Debtor · Outcome: Case closed 2007-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Anil Kumar closed

United States Bankruptcy Court, W.D. Washington · No. 00-08181 · Filed Aug 17, 2000 · Closed Dec 14, 2000

Role of Anil Kumar: Debtor · Outcome: Case closed 2000-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, D. New Jersey · No. 99-58293 · Filed Jul 16, 1999 · Closed Jan 7, 2000

Role of Anil Kumar: Debtor · Outcome: Case closed 2000-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, N.D. California · No. 99-45795 · Filed Jul 13, 1999 · Closed Jul 29, 2003

Role of Anil Kumar: Debtor · Outcome: Case closed 2003-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Dawn E. Walmsley and Anil R. Kumar closed

United States Bankruptcy Court, D. Connecticut · No. 96-51708 · Filed Oct 11, 1996 · Closed Feb 5, 1997

Role of Dawn E. Walmsley and Anil R. Kumar: Debtor · Outcome: Case closed 1997-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Anil Kumar closed

United States Bankruptcy Court, E.D. Virginia · No. 96-12214 · Filed Apr 26, 1996 · Closed Jul 31, 1996

Role of Anil Kumar: Debtor · Outcome: Case closed 1996-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Anil Kumar — 8 worth asking about (compared the newest 50 of 125 filings on Oct 24, 2026; older filings not covered)

Worth asking · Nov 5, 2009

Regulator action: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP (Nov 5, 2009)

An SEC litigation release dated Nov 5, 2009 names Anil Kumar. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources

Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, New Castle Funds LLC, Roomy Khan, Deep Shah, Ali T. Far, Choo-Beng Lee, Far & Lee LLC, Spherix Capital LLC, Ali Hariri, Zvi Goffer, David Plate, Gautham Shankar, Schottenfeld Group LLC, Steven Fortuna, and S2 Capital Management, LP ↗ (Nov 5, 2009)

Worth asking · Oct 16, 2009

Regulator action: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC (Oct 16, 2009)

An SEC litigation release dated Oct 16, 2009 names Anil Kumar. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC ↗

Sources

Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC ↗ (Oct 16, 2009)

Worth asking · Sep 14, 2026

Bankruptcy case: Anil Kumar — filed Sep 14, 2026

United States Bankruptcy Court, E.D. New York docket "Anil Kumar" filed Sep 14, 2026 (Open). Anil Kumar is listed as Debtor. Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗

Sources

Docket · United States Bankruptcy Court, E.D. New York ↗ (Sep 14, 2026)

Worth asking · Feb 5, 2010 – May 12, 2010

Bankruptcy case: Anil Kumar — filed Feb 5, 2010

United States Bankruptcy Court, E.D. New York docket "Anil Kumar" filed Feb 5, 2010, closed May 12, 2010. Anil Kumar is listed as Debtor. Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗

Sources

Docket · United States Bankruptcy Court, E.D. New York ↗ (Feb 5, 2010)

Worth asking · Aug 2, 2007 – Oct 17, 2007

Bankruptcy case: Anil Kumar — filed Aug 2, 2007

United States Bankruptcy Court, E.D. New York docket "Anil Kumar" filed Aug 2, 2007, closed Oct 17, 2007. Anil Kumar is listed as Debtor. Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗

Sources

Docket · United States Bankruptcy Court, E.D. New York ↗ (Aug 2, 2007)

Worth asking · Apr 12, 2010 – Dec 18, 2012

19 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Endowment ASP Fund, a series of Alternative Strategies Platform, LLC · Amount sold went down between filings — ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · Amount sold went down between filings — ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · Amount sold went down between filings — Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Amount sold went down between filings — Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC · and 14 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Dec 15, 2011 ↗Form D/A (later) · Dec 18, 2012 ↗Endowment ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗Form D/A (earlier) · Jul 6, 2011 ↗

Sources

Form D/A (earlier) · Dec 15, 2011 ↗ (Dec 15, 2011)
Form D/A (later) · Dec 18, 2012 ↗ (Dec 18, 2012)
Endowment ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Dec 18, 2012)
Form D/A (earlier) · Jul 6, 2011 ↗ (Jul 6, 2011)
Form D/A (later) · Jul 6, 2012 ↗ (Jul 6, 2012)
ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC — PartnerFacts page ↗ (Jul 3, 2013)
Form D/A (earlier) · Jul 6, 2011 ↗ (Jul 6, 2011)
Form D/A (later) · Jul 6, 2012 ↗ (Jul 6, 2012)

Worth asking · Apr 12, 2010 – Dec 18, 2012

21 offerings reported fewer investors on a later filing

Investor count went down between filings — Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Investor count went down between filings — Endowment ASP Fund, a series of Alternative Strategies Platform, LLC · Investor count went down between filings — ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · Investor count went down between filings — ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · Investor count went down between filings — Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC · and 16 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Dec 15, 2011 ↗Form D/A (later) · Dec 18, 2012 ↗Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗Form D/A (earlier) · Dec 15, 2011 ↗

Sources

Form D/A (earlier) · Dec 15, 2011 ↗ (Dec 15, 2011)
Form D/A (later) · Dec 18, 2012 ↗ (Dec 18, 2012)
Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗ (Dec 18, 2013)
Form D/A (earlier) · Dec 15, 2011 ↗ (Dec 15, 2011)
Form D/A (later) · Dec 18, 2012 ↗ (Dec 18, 2012)
Endowment ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Dec 18, 2012)
Form D/A (earlier) · Jul 6, 2011 ↗ (Jul 6, 2011)
Form D/A (later) · Jul 6, 2012 ↗ (Jul 6, 2012)

Note · Jan 1, 1996 – Oct 6, 2011

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ASGI Multi-Strategy Fund II, Super Accredited, L.P. (latest filing Oct 6, 2011) · No amendment in the last 12 months on an offering that may still be open — ASGI Multi-Strategy, Super Accredited, L.P. (latest filing Oct 6, 2011) · No amendment in the last 12 months on an offering that may still be open — ASGI Hedged Equities, Super Accredited, L.P. (latest filing Oct 6, 2011) · No amendment in the last 12 months on an offering that may still be open — ASGI Hedged Equities, Accredited, L.P. (latest filing Oct 5, 2011) · No amendment in the last 12 months on an offering that may still be open — ASGI Multi-Strategy, Accredited, L.P. (latest filing Oct 5, 2011) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 6, 2011 ↗ASGI Multi-Strategy Fund II, Super Accredited, L.P. — PartnerFacts page ↗Form D/A · Oct 6, 2011 ↗ASGI Multi-Strategy, Super Accredited, L.P. — PartnerFacts page ↗

Sources

Form D/A · Oct 6, 2011 ↗ (Oct 6, 2011)
ASGI Multi-Strategy Fund II, Super Accredited, L.P. — PartnerFacts page ↗ (Oct 6, 2011)
Form D/A · Oct 6, 2011 ↗ (Oct 6, 2011)
ASGI Multi-Strategy, Super Accredited, L.P. — PartnerFacts page ↗ (Oct 6, 2011)
Form D/A · Oct 6, 2011 ↗ (Oct 6, 2011)
ASGI Hedged Equities, Super Accredited, L.P. — PartnerFacts page ↗ (Oct 6, 2011)
Form D/A · Oct 5, 2011 ↗ (Oct 5, 2011)
ASGI Hedged Equities, Accredited, L.P. — PartnerFacts page ↗ (Oct 5, 2011)

Worth asking · Apr 13, 2011 – Feb 1, 2013

31 people are no longer listed on a later amendment

Anil Kumar is no longer listed on the Feb 1, 2013 amendment — Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC · Anil Kumar is no longer listed on the Feb 1, 2013 amendment — Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC · Anil Kumar is no longer listed on the Dec 18, 2012 amendment — Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Anil Kumar is no longer listed on the Dec 18, 2012 amendment — Endowment ASP Fund, a series of Alternative Strategies Platform, LLC · Anil Kumar is no longer listed on the Nov 1, 2012 amendment — Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC · and 26 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 2, 2012 ↗Form D/A · Feb 1, 2013 ↗Anil Kumar — PartnerFacts page ↗Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗

Sources

Form D/A · Feb 2, 2012 ↗ (Feb 2, 2012)
Form D/A · Feb 1, 2013 ↗ (Feb 1, 2013)
Anil Kumar — PartnerFacts page ↗
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Feb 22, 2016)
Form D/A · Feb 2, 2012 ↗ (Feb 2, 2012)
Form D/A · Feb 1, 2013 ↗ (Feb 1, 2013)
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Feb 22, 2016)
Form D/A · Dec 15, 2011 ↗ (Dec 15, 2011)

Note · Dec 15, 2011 – Dec 18, 2012

Minimum investment changed between filings — Endowment ASP Fund, a series of Alternative Strategies Platform, LLC

The Dec 15, 2011 filing lists a minimum of $250,000; the Dec 18, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 15, 2011 ↗Form D/A (later) · Dec 18, 2012 ↗Endowment ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 15, 2011 ↗ (Dec 15, 2011)
Form D/A (later) · Dec 18, 2012 ↗ (Dec 18, 2012)
Endowment ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Dec 18, 2012)

Note · Nov 1, 2011 – Nov 1, 2012

Minimum investment changed between filings — Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC

The Nov 1, 2011 filing lists a minimum of $250,000; the Nov 1, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 1, 2011 ↗Form D/A (later) · Nov 1, 2012 ↗Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 1, 2011 ↗ (Nov 1, 2011)
Form D/A (later) · Nov 1, 2012 ↗ (Nov 1, 2012)
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Aug 28, 2026)

Note · Nov 1, 2011 – Nov 1, 2012

Minimum investment changed between filings — Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC

The Nov 1, 2011 filing lists a minimum of $250,000; the Nov 1, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 1, 2011 ↗Form D/A (later) · Nov 1, 2012 ↗Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · Nov 1, 2011 ↗ (Nov 1, 2011)
Form D/A (later) · Nov 1, 2012 ↗ (Nov 1, 2012)
Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗ (Jun 15, 2018)

Note · Jul 6, 2011 – Jul 6, 2012

Minimum investment changed between filings — Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

The Jul 6, 2011 filing lists a minimum of $250,000; the Jul 6, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 6, 2011 ↗Form D/A (later) · Jul 6, 2012 ↗Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jul 6, 2011 ↗ (Jul 6, 2011)
Form D/A (later) · Jul 6, 2012 ↗ (Jul 6, 2012)
Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗ (Jul 3, 2013)

Note · Apr 13, 2011 – Apr 11, 2012

Minimum investment changed between filings — WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

The Apr 13, 2011 filing lists a minimum of $250,000; the Apr 11, 2012 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 13, 2011 ↗Form D/A (later) · Apr 11, 2012 ↗WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 13, 2011 ↗ (Apr 13, 2011)
Form D/A (later) · Apr 11, 2012 ↗ (Apr 11, 2012)
WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗ (Apr 30, 2020)

Note · Dec 15, 2020 – May 13, 2021

Same name, different state: "Anil Kumar" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "Anil Kumar" with address state CA, is listed on 3 filings — most recently by Retrotope, Inc. (May 13, 2021). The two records do not overlap in time: this page runs Apr 27, 2009 to Feb 2, 2012; the other runs Dec 15, 2020 to May 13, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Anil Kumar (CA) — PartnerFacts page ↗Form D/A · May 13, 2021 ↗Retrotope, Inc. — PartnerFacts page ↗Anil Kumar (MA) — this page ↗

Sources

Anil Kumar (CA) — PartnerFacts page ↗ (May 13, 2021)
Form D/A · May 13, 2021 ↗ (May 13, 2021)
Retrotope, Inc. — PartnerFacts page ↗ (May 13, 2021)
Anil Kumar (MA) — this page ↗ (Feb 2, 2012)

Note · Apr 13, 2011 – Aug 5, 2022

8 address changes between filings

Address moved from Charlotte, NC to New York, NY — Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · Address moved from Charlotte, NC to New York, NY — GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · Address moved from Charlotte, NC to New York, NY — BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 11, 2021 ↗Form D/A · Aug 5, 2022 ↗Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC — PartnerFacts page ↗Form D/A · Jul 13, 2021 ↗

Sources

Form D/A · Aug 11, 2021 ↗ (Aug 11, 2021)
Form D/A · Aug 5, 2022 ↗ (Aug 5, 2022)
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC — PartnerFacts page ↗ (Jan 16, 2026)
Form D/A · Jul 13, 2021 ↗ (Jul 13, 2021)
Form D/A · Aug 5, 2022 ↗ (Aug 5, 2022)
GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC — PartnerFacts page ↗ (Jan 16, 2026)
Form D/A · Apr 30, 2021 ↗ (Apr 30, 2021)
Form D/A · Aug 2, 2022 ↗ (Aug 2, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 125 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

44 of 45 offerings report sales commissions totalling $79,500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 2, 2012 D/A Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC File 021-138398	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Feb 2, 2012 D/A Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC File 021-138400	$1,500,000 (est.)	$0 (est.)	$0 (est.)	n/a no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jan 9, 2012 D Carlyle Energy Mezzanine Access-ASP Fund, LLC File 021-171457	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
Dec 15, 2011 D/A Endowment ASP Fund, a series of Alternative Strategies Platform, LLC File 021-137093	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Dec 15, 2011 D/A Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-137096	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Nov 1, 2011 D/A Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC File 021-132787	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Nov 1, 2011 D/A Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC File 021-132789	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Oct 6, 2011 D/A ASGI Hedged Equities, Super Accredited, L.P. File 021-48550	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
Oct 6, 2011 D/A ASGI Multi-Strategy, Super Accredited, L.P. File 021-49431	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Oct 6, 2011 D/A ASGI Multi-Strategy Fund II, Super Accredited, L.P. File 021-68911	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Oct 5, 2011 D/A ASGI Hedged Equities, Accredited, L.P. File 021-92668	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Oct 5, 2011 D/A ASGI Multi-Strategy, Accredited, L.P. File 021-83724	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Aug 24, 2011 D Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC File 021-164898	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
Jul 6, 2011 D/A ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86910	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 6, 2011 D/A ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86918	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 6, 2011 D/A ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86919	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 6, 2011 D/A Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-144582	$1,500,000 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 6, 2011 D Macquarie Asia Pacific II ASP Fund, LLC File 021-162321	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
Jun 10, 2011 D ASGI Managed Futures Legends Fund, LLC File 021-161078	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
May 27, 2011 D Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-160485	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
May 27, 2011 D Graham Global Discretionary ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-160500	$1,500,000 (est.)	$0 (est.)	$0	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ via N/A	EDGAR ↗
May 27, 2011 D Altis Global Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-160503	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
Apr 15, 2011 D/A Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC File 021-103567	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 15, 2011 D/A K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-87107	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 15, 2011 D/A Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-91428	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A GS Global Equity Long Short ASP Fund, a Series of Alternative Strategies Platform LLC File 021-118033	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-91431	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-91430	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86921	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86920	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-91432	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 14, 2011 D/A GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC File 021-91429	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A GS Global Equity Long Short Institutional ASP Fund, a Series of Alternative Strategies Platform, LLC File 021-118030	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-132724	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC File 021-102591	$1,500,000 (est.)	$0 (est.)	$0 (est.)	Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗	EDGAR ↗
Apr 13, 2011 D/A DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86917	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC File 021-86916	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-87106	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC File 021-120906	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 13, 2011 D/A BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC File 021-120604	$15,000,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Mar 2, 2011 D/A Siguler Guff Distressed Real Estate ASP Fund, LLC File 021-139412	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 8, 2010 D/A Pinehurst Institutional Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86911	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 8, 2010 D/A Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC File 021-86914	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Jul 7, 2010 D/A Pamlico Capital II ASP Fund, LLC File 021-108705	$0 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗
Apr 12, 2010 D/A LANDMARK EQUITY PARTNERS XIV ASP FUND LLC File 021-123047	$1,500,000 (est.)	$0 (est.)	$0 (est.)	N/A no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 45

Every issuer that named Anil Kumar on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Alternative

Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 3, 2010 → Feb 2, 2012 · 3 filings

Feb 2, 2012 · D/A · $50,549,017 sold of Indefinite · 223 investors · min. $250,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
Feb 2, 2011 · D/A · $31,751,670 sold of Indefinite · 105 investors · min. $250,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗
Feb 3, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $83M from 332 investors as of the latest filing. Anil is listed as executive officer on 3 filings for this deal.

Anil Kumar

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Regulator action: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC (Oct 16, 2009)

Bankruptcy case: Anil Kumar — filed Sep 14, 2026

Bankruptcy case: Anil Kumar — filed Feb 5, 2010

Bankruptcy case: Anil Kumar — filed Aug 2, 2007

19 offerings reported less sold on a later filing than an earlier one

21 offerings reported fewer investors on a later filing

10 offerings have no amendment in the last 12 months and may still be open

31 people are no longer listed on a later amendment

Minimum investment changed between filings — Endowment ASP Fund, a series of Alternative Strategies Platform, LLC

Minimum investment changed between filings — Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC

Minimum investment changed between filings — Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC

Minimum investment changed between filings — Beach Horizon ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Minimum investment changed between filings — WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Same name, different state: "Anil Kumar" (CA) is a separate record

8 address changes between filings

5. Money to insiders

Deals 45

People around Anil 31

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person