PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:03 AM ET

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Andy Lam

Named as an officer, director or promoter on SEC Form D filings · CA · May 14, 2013 → Aug 5, 2022

18deals (issuers)
$208.6Mreported sold
288investors
20Form D filings
2013–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andy Lam is listed as an executive officer and director on 20 SEC Form D filings by 18 issuers between May 2013 and Aug 2022. Largest by amount reported sold: TSB Sanctuary LLC (San Francisco, CA — pooled investment fund — 2022; $100M reported sold to 1 investors), Uprising Health LLC (San Francisco, CA — industry reported as "Other" — 2018; $30.5M reported sold to 50 investors), Care in Healthcare, LLC (San Francisco, CA — pooled investment fund — 2020; $15.9M reported sold to 9 investors), UPRISING OPPORTUNITY FUND I, L.P. (San Francisco, CA — pooled investment fund — 2015; $15M reported sold to 4 investors), Uprising LendingClub LLC (San Francisco, CA — industry reported as "Other" — 2013; $11.8M reported sold to 54 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $208.6M sold in total.

Listed alongside Tabreez Verjee (20 shared filings), Saad Khan (19 shared filings), Holly Grant (1 shared filing) and Shauna Mei Devand (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andy. Each name links to their own page.

All 18 issuers belong to the sponsor group Uprising (27 issuers, $218.2M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Uprising has 27 companies on file and $218.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for Andy Lam and found 6 differences, 3 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andy Lam has not run yet — it is joining a line of 46,000 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andy Lam..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Andy W Lam closed
United States Bankruptcy Court, C.D. California · No. 2:20-bk-15019 · Filed Jun 2, 2020 · Closed Sep 15, 2020
Role of Andy W Lam: Debtor · Outcome: Case closed 2020-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in the person's filing state (CA)
Andy Lam and Ngoc Ha closed
United States Bankruptcy Court, N.D. California · No. 15-43649 · Filed Nov 30, 2015 · Closed May 9, 2019
Role of Andy Lam and Ngoc Ha: Debtor · Outcome: Case closed 2019-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in the person's filing state (CA)
Andy Lam closed
United States Bankruptcy Court, N.D. California · No. 13-42612 · Filed May 1, 2013 · Closed May 17, 2013
Role of Andy Lam: Debtor · Outcome: Case closed 2013-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in the person's filing state (CA)
Andy W Lam closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-16137 · Filed Feb 21, 2010 · Closed Sep 20, 2013
Role of Andy W Lam: Debtor · Outcome: Case closed 2013-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in the person's filing state (CA)
Andy Lam and Hong Thanh Ho closed
United States Bankruptcy Court, S.D. California · No. 02-12029 · Filed Dec 11, 2002 · Closed Mar 20, 2003
Role of Andy Lam and Hong Thanh Ho: Debtor · Outcome: Case closed 2003-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in the person's filing state (CA)
Andy H. Lam and Fang Yu Lin closed
United States Bankruptcy Court, D. Colorado · No. 98-16640 · Filed May 13, 1998 · Closed Sep 9, 1998
Role of Andy H. Lam and Fang Yu Lin: Debtor · Outcome: Case closed 1998-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in CO (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Andy Lam — 3 worth asking about (compared 20 filings on Oct 24, 2026)

Worth asking · Dec 11, 2002 – Sep 15, 2020

5 bankruptcy cases name the subject or team members

Bankruptcy case: Andy W Lam — filed Jun 2, 2020 · Bankruptcy case: Andy Lam and Ngoc Ha — filed Nov 30, 2015 · Bankruptcy case: Andy W Lam — filed Feb 21, 2010 · Bankruptcy case: Andy Lam — filed May 1, 2013 · Bankruptcy case: Andy Lam and Hong Thanh Ho — filed Dec 11, 2002

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Worth asking · Dec 10, 2015 – May 20, 2016

Amount sold went down between filings — UPRISING INVESTORS FUND I, L.P.

The Dec 10, 2015 filing says $5,900,000 sold; the May 20, 2016 Form D/A says $4,100,000 sold — $1,800,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Dec 10, 2015 ↗Form D/A (later) · May 20, 2016 ↗UPRISING INVESTORS FUND I, L.P. — PartnerFacts page ↗
Sources
Note · May 20, 2016

Andy Lam appears on 1 deal that stopped filing before reaching its target

UPRISING INVESTORS FUND I, L.P. (last filing May 20, 2016; $5,900,000 sold of $59,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

UPRISING INVESTORS FUND I, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 18, 2013 – Aug 5, 2022

11 Form Ds were filed more than 15 days after the first sale

Form D filed 114 days after the first sale — Uprising STA I, LLC · Form D filed 43 days after the first sale — TSB Sanctuary LLC · Form D filed 26 days after the first sale — Uprising Fund I Extension, L.P. · Form D filed 16 days after the first sale — Uprising Health LLC · Form D filed 16 days after the first sale — UPRISING INVESTORS FUND I, L.P. · and 6 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 30, 2014 ↗Uprising STA I, LLC — PartnerFacts page ↗Form D · Aug 5, 2022 ↗TSB Sanctuary LLC — PartnerFacts page ↗
Sources
Note · May 2, 2013 – Aug 5, 2022

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TSB Sanctuary LLC (latest filing Aug 5, 2022) · No amendment in the last 12 months on an offering that may still be open — Uprising Fund I Extension, L.P. (latest filing Sep 28, 2021) · No amendment in the last 12 months on an offering that may still be open — Care in Healthcare, LLC (latest filing May 18, 2020) · No amendment in the last 12 months on an offering that may still be open — UPRISING INVESTORS FUND I, L.P. (latest filing May 20, 2016) · No amendment in the last 12 months on an offering that may still be open — Uprising LendingClub LLC (latest filing Aug 12, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 5, 2022 ↗TSB Sanctuary LLC — PartnerFacts page ↗Form D · Sep 28, 2021 ↗Uprising Fund I Extension, L.P. — PartnerFacts page ↗
Sources
Note · Dec 10, 2015 – May 20, 2016

Offering amount changed between filings — UPRISING INVESTORS FUND I, L.P.

The Dec 10, 2015 filing says $5,900,000 offered; the May 20, 2016 Form D/A says $59,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 10, 2015 ↗Form D/A (later) · May 20, 2016 ↗UPRISING INVESTORS FUND I, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 18 offerings reports sales commissions totalling $500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 5, 2022 D
TSB Sanctuary LLC
File 021-455111
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2021 D
Uprising Fund I Extension, L.P.
File 021-414873
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2021 D
Care in Healthcare Two, LLC
File 021-413515
$0$0$0None listed on this filingEDGAR ↗
May 18, 2020 D/A
Care in Healthcare, LLC
File 021-363970
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2020 D
Caring in Healthcare, LLC
File 021-363726
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2018 D
Uprising Health LLC
File 021-324818
$0$0$0None listed on this filingEDGAR ↗
May 20, 2016 D/A
UPRISING INVESTORS FUND I, L.P.
File 021-252806
$500,000 (est.)$0$0GROWTH CAPITAL SERVICES BrokerCheck CRD 124658 ↗
via WILLIAM TARR (CRD 5014176 ↗)
EDGAR ↗
Dec 10, 2015 D
UPRISING OPPORTUNITY FUND I, L.P.
File 021-252816
$0$0$0None listed on this filingEDGAR ↗
May 30, 2014 D
Uprising STA I, LLC
File 021-218330
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2014 D
Uprising SPV VII LLC
File 021-216140
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2014 D
Uprising SPV V LLC
File 021-215720
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2014 D
Uprising SPV VI LLC
File 021-213650
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2013 D
ATS INVESTMENT SPV LLC
File 021-207717
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2013 D
STA SPV LLC
File 021-206408
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2013 D
Uprising LendingClub LLC
File 021-201180
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2013 D
Uprising SPV III LLC
File 021-201183
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2013 D
Uprising SPV IV LLC
File 021-201184
$0$0$0None listed on this filingEDGAR ↗
May 14, 2013 D
UPRISING EMPOWERMENT I, LLC
File 021-196470
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Andy Lam on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TS
Pooled Investment Fund · group: Uprising

TSB Sanctuary LLC

San Francisco, CA · Aug 5, 2022
  • Aug 5, 2022 · D · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Manager of the Managing Member) EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UF
Pooled Investment Fund · group: Uprising

Uprising Fund I Extension, L.P.

San Francisco, CA · Sep 28, 2021
  • Sep 28, 2021 · D · $4,830,000 sold of Indefinite · 17 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $4.83M from 17 investors as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Uprising

Care in Healthcare Two, LLC

San Francisco, CA · Sep 15, 2021
  • Sep 15, 2021 · D · $0 sold of Indefinite · 0 investors · min. $5,000 · role: Executive Officer (Manager of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Uprising

Care in Healthcare, LLC

San Francisco, CA · Mar 31, 2020 → May 18, 2020 · 2 filings
  • May 18, 2020 · D/A · $15,900,000 sold of Indefinite · 9 investors · min. $10,000 · role: Executive Officer (Managing Member of the Manager of the Manager) EDGAR ↗
  • Mar 31, 2020 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Managing Member of the Manager of the Manager) EDGAR ↗

Raised $15.9M from 9 investors as of the latest filing. Andy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Uprising

Caring in Healthcare, LLC

San Francisco, CA · Mar 26, 2020
  • Mar 26, 2020 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Managing Member of the Manager of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UH
Other · group: Uprising

Uprising Health LLC

San Francisco, CA · Oct 31, 2018
  • Oct 31, 2018 · D · $30,539,924 sold of $30,539,924 · 50 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30.5M from 50 investors (100% of the $30.5M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UI
Pooled Investment Fund · group: Uprising

UPRISING INVESTORS FUND I, L.P.

San Francisco, CA · Dec 10, 2015 → May 20, 2016 · 2 filings
  • May 20, 2016 · D/A · $4,100,000 sold of $59,000,000 · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 10, 2015 · D · $5,900,000 sold of $5,900,000 · 12 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.9M from 12 investors (10% of the $59M target) as of the latest filing. Andy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UO
Pooled Investment Fund · group: Uprising

UPRISING OPPORTUNITY FUND I, L.P.

San Francisco, CA · Dec 10, 2015
  • Dec 10, 2015 · D · $15,000,000 sold of $15,000,000 · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $15M from 4 investors (100% of the $15M target) as of the latest filing. Andy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Other · group: Uprising

Uprising STA I, LLC

San Francisco, CA · May 30, 2014
  • May 30, 2014 · D · $612,000 sold of $612,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $612K from 3 investors (100% of the $612K target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Other · group: Uprising

Uprising SPV VII LLC

San Francisco, CA · Apr 24, 2014
  • Apr 24, 2014 · D · $6,230,000 sold of $6,230,000 · 24 investors · min. $5,000 · role: Director EDGAR ↗

Raised $6.23M from 24 investors (100% of the $6.23M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Other · group: Uprising

Uprising SPV V LLC

San Francisco, CA · Apr 16, 2014
  • Apr 16, 2014 · D · $2,695,120 sold of $2,695,120 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.7M from 23 investors (100% of the $2.7M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Other · group: Uprising

Uprising SPV VI LLC

San Francisco, CA · Mar 14, 2014
  • Mar 14, 2014 · D · $3,217,000 sold of $3,217,000 · 26 investors · min. $20,000 · role: Director EDGAR ↗

Raised $3.22M from 26 investors (100% of the $3.22M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Other · group: Uprising

ATS INVESTMENT SPV LLC

San Francisco, CA · Dec 10, 2013
  • Dec 10, 2013 · D · $700,000 sold of $700,000 · 7 investors · min. $25,000 · role: Director EDGAR ↗

Raised $700K from 7 investors (100% of the $700K target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Other · group: Uprising

STA SPV LLC

San Francisco, CA · Nov 15, 2013
  • Nov 15, 2013 · D · $2,303,606 sold of $2,303,606 · 8 investors · min. $601,450 · role: Director EDGAR ↗

Raised $2.3M from 8 investors (100% of the $2.3M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Other · group: Uprising

Uprising SPV IV LLC

San Francisco, CA · Aug 12, 2013
  • Aug 12, 2013 · D · $1,000,000 sold of $1,000,000 · 8 investors · min. $15,000 · role: Director EDGAR ↗

Raised $1M from 8 investors (100% of the $1M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

US
Other · group: Uprising

Uprising SPV III LLC

San Francisco, CA · Aug 12, 2013
  • Aug 12, 2013 · D · $3,990,205 sold of $3,990,205 · 10 investors · min. $10,000 · role: Director EDGAR ↗

Raised $3.99M from 10 investors (100% of the $3.99M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UL
Other · group: Uprising

Uprising LendingClub LLC

San Francisco, CA · Aug 12, 2013
  • Aug 12, 2013 · D · $11,815,359 sold of $11,830,178 · 54 investors · min. $5,000 · role: Director EDGAR ↗

Raised $11.8M from 54 investors (100% of the $11.8M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UE
Other · group: Uprising

UPRISING EMPOWERMENT I, LLC

San Francisco, CA · May 14, 2013
  • May 14, 2013 · D · $3,900,000 sold of $4,120,000 · 32 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.9M from 32 investors (95% of the $4.12M target) as of the latest filing. Andy is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Andy 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Tabreez Verjee

Director, Executive Officer · 20 shared filings (18 issuers) · also on 9 other issuers

Tabreez Verjee is on 27 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Saad Khan

Director, Executive Officer · 19 shared filings (17 issuers) · also on 2 other issuers

Saad Khan is on 19 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Shauna Mei Devand

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andy Lam. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Holly Grant

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andy Lam. Their page shows their other deals.

The team behind the deals

U
Sponsor group

Uprising

27 issuers · 29 filings · $218.2M reported sold · 2010–2026

One team, 27 deal companies. Andy Lam is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andy Lam.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 18 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andy Lam by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andy Lam is listed on: none on file. No website or social profile named in TSB Sanctuary LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #147,811 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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