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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:48 AM ET

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Andy Dunn

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 18, 2011 → Apr 10, 2023

20deals (issuers)
$35.2Mreported sold
156investors
21Form D filings
2011–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andy Dunn is listed as an executive officer on 21 SEC Form D filings by 20 issuers between Jul 2011 and Apr 2023. Largest by amount reported sold: Red Swan Ventures IV, L.P. (New York, NY — pooled investment fund — 2021–2022; $31.4M reported sold to 52 investors), Red Swan Ventures II, L.P. (New York, NY — pooled investment fund — 2012; $2M reported sold to 9 investors), Red Swan Expo Investors, LLC (New York, NY — pooled investment fund — 2023; $1.5M reported sold to 12 investors), Red Swan Ventures 1A, L.P. (New York, NY — pooled investment fund — 2011; $115K reported sold to 7 investors), Red Swan Ventures 1D, L.P. (New York, NY — pooled investment fund — 2011; $100K reported sold to 6 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer, over about 12 years. Across those companies the filings report $35.2M sold in total.

Listed alongside Chris Travers (18 shared filings), David Eisenberg (18 shared filings), Red Swan Ventures GP IV, LLC (3 shared filings, management entity), Sandy Cass (2 shared filings), Bryan Wolff (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andy. Each name links to their own page.

All 20 issuers belong to the sponsor group Red Swan (22 issuers, $90.2M reported sold, 2009–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Red Swan has 22 companies on file and $90.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for Andy Dunn and found 5 differences, 2 worth asking the sponsor about: Andy Dunn appears on 13 deals that stopped filing before reaching their target; Form D filed 140 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andy Dunn has not run yet — it is joining a line of 41,366 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andy Dunn..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Andy Dunn closed
United States Bankruptcy Court, N.D. Mississippi · No. 21-10690 · Filed Apr 6, 2021 · Closed Jul 22, 2021
Role of Andy Dunn: Debtor · Outcome: Case closed 2021-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MS (not a filing state)
Andy Dunn closed
United States Bankruptcy Court, N.D. Mississippi · No. 06-10843 · Filed Apr 27, 2006 · Closed Feb 1, 2012
Role of Andy Dunn: Debtor · Outcome: Case closed 2012-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Andy Dunn — 2 worth asking about (compared 21 filings on Oct 24, 2026)

Note · Jul 7, 2011 – Jan 25, 2013

Bankruptcy case: Chris A. Travers — filed Jul 7, 2011

United States Bankruptcy Court, N.D. New York docket "Chris A. Travers" filed Jul 7, 2011, closed Jan 25, 2013. Chris Travers (listed on the same filings) is listed as Debtor ("Chris A. Travers"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Aug 5, 2011 – Mar 14, 2012

Andy Dunn appears on 13 deals that stopped filing before reaching their target

Red Swan Ventures 1Q, L.P. (last filing Mar 14, 2012; $0 sold of $145,000); Red Swan Ventures 1P, L.P. (last filing Jan 24, 2012; $0 sold of $100,000); Red Swan Ventures 1O, L.P. (last filing Jan 13, 2012; $0 sold of $25,000); Red Swan Ventures 1N, L.P. (last filing Dec 15, 2011; $0 sold of $195,000); Red Swan Ventures 1J, L.P. (last filing Dec 5, 2011; $0 sold of $80,000); Red Swan Ventures 1K, L.P. (last filing Dec 5, 2011; $0 sold of $50,000); and 7 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Nov 21, 2022 – Apr 10, 2023

Form D filed 140 days after the first sale — Red Swan Expo Investors, LLC

The filing says the first sale was Nov 21, 2022. The Form D was filed Apr 10, 2023 — 140 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 125 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 2, 2011 – Apr 24, 2012

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Red Swan Ventures II, L.P. (latest filing Apr 24, 2012) · No amendment in the last 12 months on an offering that may still be open — Red Swan Ventures 1P, L.P. (latest filing Jan 24, 2012) · No amendment in the last 12 months on an offering that may still be open — Red Swan Ventures 1O, L.P. (latest filing Jan 13, 2012) · No amendment in the last 12 months on an offering that may still be open — Red Swan Ventures 1M, L.P. (latest filing Dec 5, 2011) · No amendment in the last 12 months on an offering that may still be open — Red Swan Ventures 1K, L.P. (latest filing Dec 5, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 4, 2021 – Nov 4, 2022

Offering amount changed between filings — Red Swan Ventures IV, L.P.

The Nov 4, 2021 filing says $30,000,000 offered; the Nov 4, 2022 Form D/A says $31,445,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 20 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 10, 2023 D
Red Swan Expo Investors, LLC
File 021-478373
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2022 D/A
Red Swan Ventures IV, L.P.
File 021-419922
$0$0$0 (est.)
An affiliate of the General Partner will receive an annual management fee payable by the Issuer in advance. The management fee will generally be equal to a percentage of commitments as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Apr 24, 2012 D
Red Swan Ventures II, L.P.
File 021-177165
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2012 D
Red Swan Ventures 1Q, L.P.
File 021-174866
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D
Red Swan Ventures 1P, L.P.
File 021-172356
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2012 D
Red Swan Ventures 1O, L.P.
File 021-171797
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2011 D
Red Swan Ventures 1N, L.P.
File 021-170154
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
Red Swan Ventures 1J, L.P.
File 021-169614
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
Red Swan Ventures 1K, L.P.
File 021-169616
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
Red Swan Ventures 1M, L.P.
File 021-169617
$0$0$0None listed on this filingEDGAR ↗
Dec 5, 2011 D
Red Swan Ventures 1L, L.P.
File 021-169621
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2011 D
Red Swan Ventures 1H, L.P.
File 021-167458
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2011 D
Red Swan Ventures 1I, L.P.
File 021-167461
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2011 D
Red Swan Ventures 1G, L.P.
File 021-166727
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2011 D
Red Swan Ventures 1F, L.P.
File 021-164610
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2011 D
Red Swan Ventures 1D, L.P.
File 021-163994
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2011 D
Red Swan Ventures 1E, L.P.
File 021-163999
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2011 D
Red Swan Ventures 1B, L.P.
File 021-163524
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2011 D
Red Swan Ventures 1C, L.P.
File 021-163528
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2011 D
Red Swan Ventures 1A, L.P.
File 021-163049
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named Andy Dunn on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Red Swan

Red Swan Expo Investors, LLC

New York, NY · Apr 10, 2023
  • Apr 10, 2023 · D · $1,500,000 sold of $1,500,000 · 12 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member) EDGAR ↗

Raised $1.5M from 12 investors (100% of the $1.5M target) as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures IV, L.P.

New York, NY · Nov 4, 2021 → Nov 4, 2022 · 2 filings
  • Nov 4, 2022 · D/A · $31,445,000 sold of $31,445,000 · 52 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Nov 4, 2021 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $31.4M from 52 investors (100% of the $31.4M target) as of the latest filing. Andy is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures II, L.P.

New York, NY · Apr 24, 2012
  • Apr 24, 2012 · D · $2,000,000 sold of $3,000,000 · 9 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures II, LP) EDGAR ↗

Raised $2M from 9 investors (67% of the $3M target) as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1Q, L.P.

New York, NY · Mar 14, 2012
  • Mar 14, 2012 · D · $0 sold of $145,000 · 0 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1Q, L.P.) EDGAR ↗

No sales reported yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1P, L.P.

New York, NY · Jan 24, 2012
  • Jan 24, 2012 · D · $0 sold of $100,000 · 8 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1P, L.P.) EDGAR ↗

8 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1O, L.P.

New York, NY · Jan 13, 2012
  • Jan 13, 2012 · D · $0 sold of $25,000 · 2 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1O, L.P.) EDGAR ↗

2 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1N, L.P.

New York, NY · Dec 15, 2011
  • Dec 15, 2011 · D · $0 sold of $195,000 · 8 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1N, L.P.) EDGAR ↗

8 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1L, L.P.

New York, NY · Dec 5, 2011
  • Dec 5, 2011 · D · $0 sold of $25,000 · 4 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1L, L.P.) EDGAR ↗

4 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1M, L.P.

New York, NY · Dec 5, 2011
  • Dec 5, 2011 · D · $0 sold of $85,000 · 6 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1M, L.P.) EDGAR ↗

6 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1K, L.P.

New York, NY · Dec 5, 2011
  • Dec 5, 2011 · D · $0 sold of $50,000 · 4 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1K, L.P.) EDGAR ↗

4 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1J, L.P.

New York, NY · Dec 5, 2011
  • Dec 5, 2011 · D · $0 sold of $80,000 · 6 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1J, L.P.) EDGAR ↗

6 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1I, L.P.

New York, NY · Oct 18, 2011
  • Oct 18, 2011 · D · $0 sold of $70,000 · 3 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures LLC, General Partner of Red Swan Ventures 1I, L.P.) EDGAR ↗

3 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1H, L.P.

New York, NY · Oct 18, 2011
  • Oct 18, 2011 · D · $0 sold of $100,000 · 5 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures LLC, General Partner of Red Swan Ventures 1H, L.P.) EDGAR ↗

5 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1G, L.P.

New York, NY · Oct 4, 2011
  • Oct 4, 2011 · D · $0 sold of $60,000 · 3 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1G, L.P.) EDGAR ↗

3 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1F, L.P.

New York, NY · Aug 17, 2011
  • Aug 17, 2011 · D · $0 sold of $100,000 · 6 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1F, L.P.) EDGAR ↗

6 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1E, L.P.

New York, NY · Aug 5, 2011
  • Aug 5, 2011 · D · $0 sold of $150,000 · 10 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1E, L.P.) EDGAR ↗

10 investors reported; no amount sold yet as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1D, L.P.

New York, NY · Aug 5, 2011
  • Aug 5, 2011 · D · $100,000 sold of $100,000 · 6 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1D, L.P.) EDGAR ↗

Raised $100K from 6 investors (100% of the $100K target) as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1C, L.P.

New York, NY · Jul 27, 2011
  • Jul 27, 2011 · D · $25,000 sold of $25,000 · 2 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1C, L.P.) EDGAR ↗

Raised $25K from 2 investors (100% of the $25K target) as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1B, L.P.

New York, NY · Jul 27, 2011
  • Jul 27, 2011 · D · $50,000 sold of $50,000 · 3 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1B, L.P.) EDGAR ↗

Raised $50K from 3 investors (100% of the $50K target) as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Red Swan

Red Swan Ventures 1A, L.P.

New York, NY · Jul 18, 2011
  • Jul 18, 2011 · D · $115,000 sold of $115,000 · 7 investors · min. $5,000 · role: Executive Officer (Manager of Red Swan Ventures, LLC, General Partner of Red Swan Ventures 1A, L.P.) EDGAR ↗

Raised $115K from 7 investors (100% of the $115K target) as of the latest filing. Andy is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Andy 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Red Swan Ventures GP IV, LLC

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Andy Dunn. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

David Eisenberg

Executive Officer · 18 shared filings (18 issuers) · also on 26 other issuers

David Eisenberg is on 44 issuers in total — a repeat sponsor. Their page lists every one.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Travers

Executive Officer · 18 shared filings (18 issuers) · also on 1 other issuer

Chris Travers is on 19 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sandy Cass

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Andy Dunn. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Maria Larizadeh

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andy Dunn. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Wolff

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andy Dunn. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Sanderson Cass

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andy Dunn. Their page shows their other deals.

The team behind the deals

Sponsor group

Red Swan

22 issuers · 30 filings · $90.2M reported sold · 2009–2023

One team, 22 deal companies. Andy Dunn is listed on 20 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andy Dunn.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 20 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andy Dunn by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andy Dunn is listed on: none on file. No website or social profile named in Red Swan Ventures II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #341,475 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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