PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:04 AM ET

Sponsor Check › Person

AW
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Andrew Wolverton

Named as an officer, director or promoter on SEC Form D filings · WA · May 29, 2014 → May 1, 2024

2deals (issuers)
$30Mreported sold
76investors
6Form D filings
2014–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Wolverton is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between May 2014 and May 2024: Douglas Fir Fund, LP (Issaquah, WA — other real estate — 2024; $20M reported sold to 5 investors) and Green Canopy, Inc. (Seattle, WA — industry reported as "Other" — 2014–2021; $10M reported sold to 71 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $30M sold in total.

Listed alongside Aaron Fairchild (6 shared filings), Samuel Lai (4 shared filings), Peter Orser (3 shared filings), John Du Wors (2 shared filings), Mollie Fadule (2 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

All 2 issuers belong to the sponsor group Green Canopy (3 issuers, $29.3M reported sold, 2010–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Green Canopy has 3 companies on file and $29.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 20 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Andrew Wolverton and found 4 differences, 1 worth asking the sponsor about: Form D filed 595 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Wolverton has not run yet — it is joining a line of 5,931 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

20 cases: 2 open, 9 closed (disposition not in docket feed), 2 judgment, 7 dismissed

Wolverton v. Solera Energy LLC open
District Court, E.D. Arkansas · No. 3:26-cv-00238 · Filed Aug 19, 2026 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Wolverton: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in AR (not a filing state)
Wolverton v. United Parcel Service, Inc. open
District Court, S.D. Mississippi · No. 3:26-cv-00570 · Filed Aug 7, 2026
Role of Wolverton: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in MS (not a filing state)
Wolverton v. Juul Labs, Inc. closed
District Court, N.D. California · No. 3:22-cv-05577 · Filed Sep 29, 2022 · Closed Aug 29, 2024
Role of Wolverton: Plaintiff · Outcome: Terminated 2024-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in CA (not a filing state)
Wolverton v. Swift Technical Services, LLC closed
District Court, S.D. Texas · No. 4:21-cv-04227 · Filed Dec 30, 2021 · Closed Jul 20, 2022
Role of Wolverton: Plaintiff · Outcome: Terminated 2022-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in TX (not a filing state)
Wolverton v. Turner-Johnson Dodge, Inc. closed
District Court, S.D. Mississippi · No. 3:20-cv-00711 · Filed Nov 3, 2020 · Closed Jan 4, 2022
Role of Wolverton: Plaintiff · Outcome: Terminated 2022-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in MS (not a filing state)
Greenfield Rehabilitation Agency Inc v. Wolverton Operations LLC judgment
District Court, E.D. Wisconsin · No. 2:18-cv-01891 · Filed Nov 30, 2018 · Closed Apr 30, 2020 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Wolverton Operations LLC: Defendant · Outcome: Terminated 2020-04-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in WI (not a filing state)
Wolverton v. U.S. Bank, N.A. dismissed
District Court, S.D. Texas · No. 7:11-cv-00343 · Filed Nov 16, 2011 · Closed Jun 29, 2012 · Nature of suit: 220 Foreclosure
Role of Wolverton: Plaintiff · Outcome: Terminated 2012-06-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in TX (not a filing state)
WOLVERTON, ET AL v. MORTGAGEIT, INC., ET AL dismissed
District Court, D. Nevada · No. · Filed Apr 22, 2011 · Closed Jan 10, 2012 · Nature of suit: 220 Foreclosure
Role of WOLVERTON: Plaintiff · Outcome: Terminated 2012-01-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NV (not a filing state)
Wolverton v. Wells Fargo Bank, NA closed
District Court, D. Nevada · No. 2:11-cv-00628 · Filed Apr 22, 2011 · Closed Jan 10, 2012 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure
Role of Wolverton: Plaintiff · Outcome: Terminated 2012-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NV (not a filing state)
Wolverton v. HSBC Bank USA NA judgment
District Court, D. Nevada · No. 2:10-cv-01987 · Filed Nov 15, 2010 · Closed Jan 31, 2011 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1441 Petition for Removal
Role of Wolverton: Plaintiff · Outcome: Terminated 2011-01-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NV (not a filing state)
Wolverton v. HSBC Bank USA, N.A. dismissed
District Court, D. Nevada · No. 2:10-cv-00700 · Filed May 13, 2010 · Closed Apr 1, 2011 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure
Role of Wolverton: Plaintiff · Outcome: Terminated 2011-04-01 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NV (not a filing state)
Wolverton v. Mortgage Electronic Systems, Inc. dismissed
District Court, D. Nevada · No. 2:08-cv-01168 · Filed Sep 4, 2008 · Closed Jul 2, 2009 · Nature of suit: 290 Other real property actions
Role of Wolverton: Plaintiff · Outcome: Terminated 2009-07-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NV (not a filing state)
J. Alexander v. Wolverton Securities closed
District Court, S.D. Florida · No. 1:02-cv-22787 · Filed Sep 20, 2002 · Closed Dec 19, 2002 · Nature of suit: 140 Negotiable instruments
Role of Wolverton Securities: Defendant · Outcome: Terminated 2002-12-19 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in FL (not a filing state)
Wolverton v. Walt Disney Company closed
District Court, M.D. Florida · No. 8:02-cv-01553 · Filed Aug 26, 2002 · Closed Aug 29, 2002
Role of Wolverton: Plaintiff · Outcome: Terminated 2002-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in FL (not a filing state)
DeCosta v. Wolverton Securities, Ltd. closed
District Court, D. Oregon · No. 3:01-cv-00121 · Filed Jan 25, 2001 · Closed Apr 26, 2001
Role of Wolverton Securities, Ltd.: Defendant · Outcome: Terminated 2001-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in OR (not a filing state)
Beaufort Centres GP v. Wolverton & Assoc dismissed
District Court, D. South Carolina · No. 9:00-cv-03942 · Filed Dec 19, 2000 · Closed Sep 10, 2001 · Nature of suit: 190 Other contract actions
Role of Wolverton & Assoc: Defendant · Outcome: Terminated 2001-09-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in SC (not a filing state)
National Financial v. Wolverton Securities dismissed
District Court, S.D. New York · No. 1:97-cv-07248 · Filed Sep 29, 1997 · Closed Oct 3, 1997 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Wolverton Securities: Defendant · Outcome: Terminated 1997-10-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
WOLVERTON SECURITIES V LBU, INC. dismissed
District Court, D. Nevada · No. 2:97-cv-01264 · Filed Sep 12, 1997 · Closed Feb 2, 2001 · Nature of suit: 380 Other personal property damage
Role of WOLVERTON SECURITIES: Plaintiff · Outcome: Terminated 2001-02-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NV (not a filing state)
RISIEN v. WOLVERTON SECURITIES, ET AL closed
District Court, W.D. Texas · No. · Filed Feb 12, 1996 · Closed Mar 15, 1996 · Nature of suit: 370 Other fraud
Role of WOLVERTON SECURITIES: Defendant · Outcome: Terminated 1996-03-15 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in TX (not a filing state)
Wolverton v. Cablemasters Corp. closed
District Court, N.D. West Virginia · No. 2:94-cv-00052 · Filed Apr 21, 1994 · Closed Nov 3, 1994 · Nature of suit: 690 Other forfeiture and penalty suits
Role of Wolverton: Plaintiff · Outcome: Terminated 1994-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in WV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Wolverton..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

12 cases: 2 open, 10 closed (disposition not in docket feed)

Balasiano v. THE WOLVERTON GROUP open
United States Bankruptcy Court, D. Delaware · No. 26-50462 · Filed Jun 10, 2026
Role of THE WOLVERTON GROUP: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in DE (not a filing state)
Kmart Holding Corporation v. Wolverton Inc. open
United States Bankruptcy Court, S.D. New York · No. 19-08675 · Filed Nov 12, 2019
Role of Wolverton Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
Wolverton v. Monitor Liability Managers, LLC closed
United States Bankruptcy Court, C.D. California · No. 6:15-ap-01009 · Filed Jan 9, 2015 · Closed Jun 9, 2015
Role of Wolverton: Plaintiff · Outcome: Case closed 2015-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in CA (not a filing state)
Wolverton v. Green Tree Servicing LLC closed
United States Bankruptcy Court, E.D. Michigan · No. 11-06272 · Filed Aug 15, 2011 · Closed Jan 6, 2012
Role of Wolverton: Plaintiff · Outcome: Case closed 2012-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in MI (not a filing state)
Wolverton v. Beneficial Ohio Inc closed
United States Bankruptcy Court, N.D. Ohio · No. 07-05011 · Filed Jan 19, 2007 · Closed Jun 26, 2007
Role of Wolverton: Plaintiff · Outcome: Case closed 2007-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in OH (not a filing state)
PCT v. Wolverton Inc closed
United States Bankruptcy Court, D. Delaware · No. 05-76602 · Filed Mar 22, 2005 · Closed May 2, 2005
Role of Wolverton Inc: Defendant · Outcome: Case closed 2005-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in DE (not a filing state)
Wolverton Funding Corporation closed
United States Bankruptcy Court, N.D. Indiana · No. 00-34868 · Filed Dec 20, 2000 · Closed Mar 26, 2001
Role of Wolverton Funding Corporation: Debtor · Outcome: Case closed 2001-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in IN (not a filing state)
American Express Travel Related Services Company v. Wolverton closed
United States Bankruptcy Court, W.D. New York · No. 1-98-01126 · Filed May 5, 1998 · Closed Sep 17, 1998
Role of Wolverton: Defendant · Outcome: Case closed 1998-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in NY (not a filing state)
Hawaii National Bank+ v. Wolverton closed
United States Bankruptcy Court, D. Hawaii · No. 96-00083 · Filed Aug 1, 1996 · Closed Feb 28, 1997
Role of Wolverton: Defendant · Outcome: Case closed 1997-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in HI (not a filing state)
Sticka v. Wolverton Dray Line Inc closed
United States Bankruptcy Court, D. Oregon · No. 94-06205 · Filed May 24, 1994 · Closed Dec 16, 1994
Role of Wolverton Dray Line Inc: Defendant · Outcome: Case closed 1994-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in OR (not a filing state)
Whitaker v. Wolverton Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-18803 · Filed Sep 10, 1992 · Closed Feb 19, 1993
Role of Wolverton Inc.: Defendant · Outcome: Case closed 1993-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in FL (not a filing state)
Wolverton Associates, Inc. closed
United States Bankruptcy Court, N.D. California · No. 82-52329 · Filed Nov 25, 1981 · Closed Jun 10, 1998
Role of Wolverton Associates, Inc.: Debtor · Outcome: Case closed 1998-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 57 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Andrew Wolverton — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Nov 14, 2016 – Jul 2, 2018

Form D filed 595 days after the first sale — Green Canopy, Inc.

The filing says the first sale was Nov 14, 2016. The Form D was filed Jul 2, 2018 — 595 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 580 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Mar 29, 2024 – May 1, 2024

Form D filed 33 days after the first sale — Douglas Fir Fund, LP

The filing says the first sale was Mar 29, 2024. The Form D was filed May 1, 2024 — 33 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 18 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 16, 2014 – May 1, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Douglas Fir Fund, LP (latest filing May 1, 2024) · No amendment in the last 12 months on an offering that may still be open — Green Canopy, Inc. (latest filing Nov 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Green Canopy, Inc. (latest filing Aug 7, 2019) · No amendment in the last 12 months on an offering that may still be open — Green Canopy, Inc. (latest filing Jul 2, 2018) · No amendment in the last 12 months on an offering that may still be open — Green Canopy, Inc. (latest filing May 29, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · May 29, 2014 – Nov 5, 2021

Industry group changed between filings — Green Canopy, Inc.

"Residential" (May 29, 2014 to Aug 7, 2019); then "Other" (Nov 5, 2021 to Nov 5, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 1, 2024 D
Douglas Fir Fund, LP
File 021-512075
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2021 D
Green Canopy, Inc.
File 021-420067
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2021 D
Green Canopy, Inc.
File 021-420119
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2019 D
Green Canopy, Inc.
File 021-346037
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2018 D
Green Canopy, Inc.
File 021-315912
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 29, 2014 D
Green Canopy, Inc.
File 021-218209
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Andrew Wolverton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate · group: Green Canopy

Douglas Fir Fund, LP

Issaquah, WA · May 1, 2024
  • May 1, 2024 · D · $20,000,000 sold of $200,000,000 · 5 investors · min. $500,000 · role: Executive Officer, Director (Key Person) EDGAR ↗

Raised $20M from 5 investors (10% of the $200M target) as of the latest filing. Andrew is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Green Canopy

Green Canopy, Inc.

Seattle, WA · May 29, 2014 → Nov 5, 2021 · 5 filings
  • Nov 5, 2021 · D · $8,630,480 sold of $11,000,000 · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 5, 2021 · D · $9,999,000 sold of $9,999,000 · 71 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 7, 2019 · D · $5,103,695 sold of $11,001,032 · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 2, 2018 · D · $3,704,000 sold of $4,280,000 · 39 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • May 29, 2014 · D · $316,000 sold of $1,500,000 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10M from 71 investors (91% of the $11M target) as of the latest filing. Andrew is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Andrew 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Fairchild

Executive Officer, Director · 6 shared filings (2 issuers) · also on 3 other issuers

Aaron Fairchild is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Lai

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

PO
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Orser

Director · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Du Wors

Director · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Mollie Fadule

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Vogel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Mylius

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Terranella

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Kadish

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Lai

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kate Q. Knight

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Emily Powell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Susan (Fairchild) Weingartner

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Wolverton. Their page shows their other deals.

The team behind the deals

Sponsor group

Green Canopy

3 issuers · 10 filings · $29.3M reported sold · 2010–2024

One team, 3 deal companies. Andrew Wolverton is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Wolverton.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

1 Regulation Crowdfunding filing — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Mar 27, 2023
File 020-31379
Regulation Crowdfunding annual report (Form C-AR)
Annual report filed
Green Canopy NODE, SPC
Seattle, WA
Not reportedNot reported on this formsigner name on this filing (Andrew Wolverton) + listed as a related person on Form D filings of the same issuer (CIK 1502392) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Wolverton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Wolverton is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Issaquah, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

greencanopynode.com ↗ found on Douglas Fir Fund, LP (greencanopynode.com — same registered sponsor family (group "Green Canopy"); known from issuer CIK 1502392 (form-c))

Change history

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