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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:05 AM ET

Sponsor Check › Person

Andrew Winer

Related person on Form D filings · address state as listed: NY · listed Nov 18, 2016 → May 21, 2026

2issuers
4Form D filings
2016–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:01 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:01 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 2 offerings reports sales commissions totalling $36,500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 21, 2026 D
File 021-584791
$0$0$0N/A no CRD number reported
via T. Rowe Price Investment Services, Inc. (CRD 290585 ↗)
EDGAR ↗Nov 16, 2018 D/A
File 021-274787
$36,500,000 (est.)$0$0Inland Securities Corporation BrokerCheck CRD 15807 ↗
Stonecrest Capital Markets Inc. BrokerCheck CRD 39616 ↗
Moloney Securities Co, Inc BrokerCheck CRD 38535 ↗
Lincoln Investment Planning Inc BrokerCheck CRD 519 ↗
NTB Financial Corporation BrokerCheck CRD 7425 ↗
Money Concepts Capital Corp BrokerCheck CRD 12963 ↗
Arkadios Capital BrokerCheck CRD 282710 ↗
Innovation Partners LLC BrokerCheck CRD 146344 ↗
Capital Financial Services Inc BrokerCheck CRD 107960 ↗
Saxony Securities Inc BrokerCheck CRD 115547 ↗
Lowell & Company, Inc. BrokerCheck CRD 24913 ↗
Lion Street Financial LLC BrokerCheck CRD 165828 ↗
Somerset Securities Inc BrokerCheck CRD 2493 ↗
R.M. Duncan Securities Inc BrokerCheck CRD 14344 ↗
Securities America Inc. BrokerCheck CRD 10205 ↗
Cambridge Investment Research Inc BrokerCheck CRD 39543 ↗
First Financial Equity Corp BrokerCheck CRD 16507 ↗
M Holdings Securities Inc BrokerCheck CRD 43285 ↗
BD4RIA Inc BrokerCheck CRD 290240 ↗
Integrity Brokerage Services Inc BrokerCheck CRD 117589 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗OHA DIRECT CREDIT FUND
group: T Rowe
Executive Officer
President, Chief Operating Officer, and Trustee
May 21, 2026DIndefinite
similar: $500,000–$16,420,250
$00
similar: 2–28
$1
similar: $5,000–$100,000
EDGAR ↗InPoint Commercial Real Estate Income, Inc.
group: Inland
Executive Officer
Chief Investment Officer
Nov 16, 2018D/A$500,000,000
similar: $125,000–$125,000
$141,118,6911536
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗InPoint Commercial Real Estate Income, Inc.
group: Inland
Executive Officer
Chief Investment Officer
Nov 17, 2017D/A$500,000,000
similar: $125,000–$125,000
$37,124,166377
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗InPoint Commercial Real Estate Income, Inc.
group: Inland
Executive Officer
Chief Investment Officer
Nov 18, 2016D$500,000,000
similar: $125,000–$125,000
$478,00015
similar: 124–125
No minimum reported
similar: $1,000–$1,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 14 names on the same filings (0 management entities, 14 people)

People and management entities the issuers listed as related persons on the same Form D filings as Andrew Winer. Source: the EDGAR rows in the table above.

  • Robert N. Jenkins — 3 shared filings (1 issuer) · role as listed: Director
  • Cynthia Foster — 3 shared filings (1 issuer) · role as listed: Director
  • Donald MacKinnon — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Roderick S. Curtis — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • Norman A. Feinstein — 3 shared filings (1 issuer) · role as listed: Director
  • Catherine L. Lynch — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Mitchell A. Sabson — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jonathan Morgan — 1 shared filing (1 issuer) · role as listed: Director · also listed on 29 other issuers
  • Eric Muller — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 47 other issuers
  • Mitchell A Sabshon — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 9 other issuers
  • Grove Stafford — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Mark Manoff — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Kathleen M. Burke — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Amaka Dike — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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