Sponsor Check › Person
Related person on Form D filings · address state as listed: IL · listed Dec 7, 2010 → Mar 6, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 14 offerings report sales commissions; 1 reports finder's fees totalling $15,000; 8 report proceeds to related persons totalling $4,211,580. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 6, 2026 D/A File 021-523235 | $0 | $0 | $0 The Investment Manager will be entitled to a management fee and the General Partner will be entitled to Carried Interest, as described inthe Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 13, 2022 D/A File 021-418721 | $0 | $0 | $0 (est.) The Investment Manager will be entitled to a management fee and the General Partner will be entitled to Carried Interest, as described in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Dec 13, 2022 D/A File 021-418759 | $0 | $0 | $0 (est.) The Investment Manager will be entitled to a management fee and the General Partner will be entitled to Carried Interest, as described in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Jun 18, 2015 D/A File 021-193223 | $0 | $0 | $0 A management fee will be paid to Promus Access GP, LLC, which is the General Partner of the issuer. | None listed on this filing |
| EDGAR ↗ | Mar 12, 2014 D/A File 021-184344 | $0 | $0 | $1,520,000 Structuring fees paid to the manager and certain directors of the Issuer | None listed on this filing |
| EDGAR ↗ | Apr 25, 2012 D File 021-177244 | $0 | $0 | $220,000 THE AMOUNT ABOVE RESPRESENTS A CLOSING FEE TO THE HOLDERS OF THE NOTES. | None listed on this filing |
| EDGAR ↗ | Apr 25, 2012 D File 021-177255 | $0 | $0 | $548,640 (est.) THE ISSUER HAS PAID THE MANAGER A ONE-TIME TRANSACTION STRUCTURING FEE EQUAL TO THE AMOUNT LISTED IN ITEM 16. | None listed on this filing |
| EDGAR ↗ | Apr 25, 2012 D File 021-177256 | $0 | $0 | $45,660 (est.) THE ISSUER HAS PAID THE MANAGER A ONE-TIME TRANSACTION STRUCTURING FEE EQUAL TO THE AMOUNT LISTED IN ITEM 16. | None listed on this filing |
| EDGAR ↗ | Apr 25, 2012 D File 021-177258 | $0 | $0 | $2,640 (est.) THE ISSUER HAS PAID THE MANAGER AND CO-SPONSOR A ONE-TIME TRANSACTION STRUCTURING FEE EQUAL TO THE AMOUNT LISTED IN ITEM 16. | None listed on this filing |
| EDGAR ↗ | Apr 25, 2012 D File 021-177259 | $0 | $0 | $2,640 (est.) THE ISSUER HAS PAID THE MANAGER A ONE-TIME TRANSACTION STRUCTURING FEE EQUAL TO THE AMOUNT LISTED IN ITEM 16. | None listed on this filing |
| EDGAR ↗ | Jan 4, 2012 D File 021-171173 | $0 | $0 | $100,000 Manager will be paid a fee of $100,000. | None listed on this filing |
| EDGAR ↗ | Dec 27, 2010 D/A File 021-123857 | $0 | $15,000 | $1,772,000 (est.) | Intellivest Securities, Inc. BrokerCheck CRD 145022 ↗ Laureate Wealth Management no CRD number reported |
| EDGAR ↗ | Dec 7, 2010 D File 021-151473 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2009 D/A File 021-112325 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Promus Access V, L.P. group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Mar 6, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $429,300,000 | 155 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Promus Access V, L.P. group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Mar 6, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $363,724,000 | 74 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Promus Access V, L.P. group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Sep 5, 2024 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $250,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Promus Access IV-A, L.P. group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Dec 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,100,000 | 15 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Promus Access IV, L.P . group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Dec 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $253,350,000 | 52 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Promus Access IV-A, L.P. group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Oct 27, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Promus Access IV, L.P . group: Promus | Executive Officer Member of the Investment Committee of the Issuer | Oct 27, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PROMUS ACCESS I, L.P. group: Promus | Executive Officer MEMBER OF INVESTMENT COMMITTEE OF GENERAL PARTNER OF ISSUER | Jun 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,000,001 | 74 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PROMUS ACCESS I, L.P. group: Promus | Executive Officer MEMBER OF INVESTMENT COMMITTEE OF GENERAL PARTNER OF ISSUER | Mar 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,049,001 | 38 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Associated Group Holdings, LLC group: Promus | Director | Mar 12, 2014 | D/A | $25,332,234 similar: $1,000,000–$7,247,539 | $25,332,234 | 81 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Associated Group Holdings, LLC group: Promus | Director | Jan 28, 2014 | D/A | $25,332,234 similar: $2,000,000–$35,000,000 | $25,332,234 | 81 similar: 1–8 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Associated Group Holdings, LLC group: Promus | Director | Mar 6, 2013 | D/A | $9,897,500 | $9,897,500 | 62 | No minimum reported |
| EDGAR ↗ | Quality Control Holdings, LLC group: Promus | Executive Officer PRINCIPAL OF THE MANAGER | Apr 25, 2012 | D | $47,812 | $47,812 | 8 | No minimum reported |
| EDGAR ↗ | Quality Control Holdings, LLC group: Promus | Executive Officer PRINCIPAL OF THE MANAGER | Apr 25, 2012 | D | $56,250 | $56,250 | 12 | No minimum reported |
| EDGAR ↗ | Quality Control Holdings, LLC group: Promus | Executive Officer PRINCIPAL OF THE MANAGER | Apr 25, 2012 | D | $843,750 | $843,750 | 66 | No minimum reported |
| EDGAR ↗ | Quality Control Holdings, LLC group: Promus | Executive Officer PRINCIPAL OF THE MANAGER | Apr 25, 2012 | D | $10,125,000 | $10,125,000 | 67 | No minimum reported |
| EDGAR ↗ | QCC, LLC group: Promus | Director MANAGER | Apr 25, 2012 | D | $11,000,000 | $11,000,000 | 66 | No minimum reported |
| EDGAR ↗ | Prologic Acquisition, LLC group: Promus | Director, Promoter Chairman of the Manager and Issuer | Jan 4, 2012 | D | $4,100,000 | $4,100,000 | 39 | $20,000 |
| EDGAR ↗ | CREATION INVESTMENTS SOCIAL VENTURES FUND I group: Creation | Director Mr. Code is a trustee of the issuer. | Dec 27, 2010 | D/A | $50,000,000 | $31,800,000 | 74 | $100,000 |
| EDGAR ↗ | ALC HOLDINGS LLC group: Promus | Executive Officer, Director As a member of the Board of Managers, performs similar functions to that of a director. | Dec 7, 2010 | D | $9,168,827 | $9,168,827 | 1 | No minimum reported |
| EDGAR ↗ | CREATION INVESTMENTS SOCIAL VENTURES FUND I group: Creation | Director Mr. Code is a trustee of the issuer. | Feb 16, 2010 | D | $50,000,000 | $11,100,000 | 36 | $100,000 |
| EDGAR ↗ | ALC HOLDINGS LLC group: Promus | Executive Officer, Director As a member of the Board of Managers, performs similar functions to that of a director. | Jul 15, 2009 | D/A | $23,438,258 | $23,438,258 | 12 | $5,473 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); Manufacturing / 506(b) (1,339 filings); Manufacturing / 506(c) (166 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Andrew Code. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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