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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 6:51 AM ET

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Andrew Hanges

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0), Ireland (as filed: L2), Bermuda (as filed: D0) · May 4, 2009 → Jul 17, 2023

22deals (issuers)
$6.5Breported sold
394investors
96Form D filings
2009–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Hanges is listed as a director on 96 SEC Form D filings by 22 issuers between May 2009 and Jul 2023. Largest by amount reported sold: GAM FCM Cat Bond Inc. (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2013–2018; $2.22B reported sold to 7 investors), GAM Unconstrained Bond Fund (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2010–2018; $2.22B reported sold to 121 investors), GAM INSTITUTIONAL DIVERSITY INC. (Road Town, Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2019; $987.9M reported sold to 20 investors), GAM TXT Multi-Strategy Inc. (Road Town, Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2010–2018; $252M reported sold to 1 investors), Manager Skill LLC (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2013; $231.5M reported sold to 101 investors) and 17 more (all listed below).

What this means That is a lot of deals — 22 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $6.5B sold in total.

Listed alongside Maxwell L.H. Quin (85 shared filings), Jozef Charles Hendriks (68 shared filings), GAM USA Inc. (17 shared filings, management entity), Jozef Charles Hendricks (16 shared filings), Paul B Hubbard (13 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

18 of the issuers belong to the sponsor group Gam (20 issuers, $3.53B reported sold, 2009–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Gam has 20 companies on file and $3.53B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 96 public filings for Andrew Hanges and found 14 differences, 7 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Hanges has not run yet — it is joining a line of 20,943 names; searches run around the clock at the hosts' allowed rate. Searched so far: 314 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Hanges..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Johnny & Hanges, Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 96-29318 · Filed Oct 17, 1996 · Closed Apr 1, 2003
Role of Johnny & Hanges, Inc.: Debtor · Outcome: Case closed 2003-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 1 federal dockets); different first name (inc); court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Andrew Hanges — 7 worth asking about (compared the newest 50 of 96 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jan 2, 2013 – Jul 13, 2017

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — GAM FCM Cat Bond Inc. · Amount sold went down between filings — GAM Beachwood Total Return Offshore Fund · Amount sold went down between filings — GAM INSTITUTIONAL DIVERSITY INC. · Amount sold went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Jun 2, 2017 ↗Form D/A (later) · Jul 13, 2017 ↗GAM FCM Cat Bond Inc. — PartnerFacts page ↗Form D/A (earlier) · Jun 6, 2014 ↗
Sources
Worth asking · Jun 6, 2014 – Feb 20, 2015

Investor count went down between filings — GAM Beachwood Total Return Offshore Fund

The Jun 6, 2014 filing reports 3 investors; the Feb 20, 2015 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 6, 2014 ↗Form D/A (later) · Feb 20, 2015 ↗GAM Beachwood Total Return Offshore Fund — PartnerFacts page ↗
Sources
Worth asking · Feb 12, 2014 – Feb 11, 2015

Investor count went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Feb 12, 2014 filing reports 16 investors; the Feb 11, 2015 Form D/A reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 12, 2014 ↗Form D/A (later) · Feb 11, 2015 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 2, 2013 – Feb 12, 2014

Investor count went down between filings — GAM INSTITUTIONAL DIVERSITY INC.

The Jan 2, 2013 filing reports 20 investors; the Feb 12, 2014 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 2, 2013 ↗Form D/A (later) · Feb 12, 2014 ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Note · Jun 1, 2018 – Jun 27, 2018

Form D filed 26 days after the first sale — GAM Institutional Emerging Equity Inc.

The filing says the first sale was Jun 1, 2018. The Form D was filed Jun 27, 2018 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 27, 2018 ↗GAM Institutional Emerging Equity Inc. — PartnerFacts page ↗
Sources
Note · Jan 20, 2010 – Jul 17, 2023

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GAM Institutional Emerging Equity Inc. (latest filing Jul 17, 2023) · No amendment in the last 12 months on an offering that may still be open — GAM Unconstrained Bond Fund (latest filing Jun 1, 2018) · No amendment in the last 12 months on an offering that may still be open — GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC (latest filing Jun 1, 2018) · No amendment in the last 12 months on an offering that may still be open — GAM TXT Multi-Strategy Inc. (latest filing Feb 7, 2018) · No amendment in the last 12 months on an offering that may still be open — GAM Divergent Trading Inc. (latest filing Oct 4, 2017) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 17, 2023 ↗GAM Institutional Emerging Equity Inc. — PartnerFacts page ↗Form D/A · Jun 1, 2018 ↗GAM Unconstrained Bond Fund — PartnerFacts page ↗
Sources
Worth asking · Jun 1, 2018 – Nov 5, 2020

Andrew Hanges is no longer listed on the Nov 5, 2020 amendment — GAM FCM Cat Bond Inc.

Andrew Hanges appears on the Jun 1, 2018 Form D/A (director) but not on the Nov 5, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jun 1, 2018 ↗Form D/A · Nov 5, 2020 ↗Andrew Hanges — PartnerFacts page ↗GAM FCM Cat Bond Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 7, 2019 – Jun 20, 2019

Andrew Hanges is no longer listed on the Jun 20, 2019 amendment — GAM Beachwood Total Return Offshore Fund

Andrew Hanges appears on the Feb 7, 2019 Form D/A (director) but not on the Jun 20, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 7, 2019 ↗Form D/A · Jun 20, 2019 ↗Andrew Hanges — PartnerFacts page ↗GAM Beachwood Total Return Offshore Fund — PartnerFacts page ↗
Sources
Worth asking · Feb 7, 2019 – May 30, 2019

Andrew Hanges is no longer listed on the May 30, 2019 amendment — GAM INSTITUTIONAL DIVERSITY INC.

Andrew Hanges appears on the Feb 7, 2019 Form D/A (director) but not on the May 30, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 7, 2019 ↗Form D/A · May 30, 2019 ↗Andrew Hanges — PartnerFacts page ↗GAM INSTITUTIONAL DIVERSITY INC. — PartnerFacts page ↗
Sources
Note · Jun 6, 2014 – Feb 20, 2015

Minimum investment changed between filings — GAM Beachwood Total Return Offshore Fund

The Jun 6, 2014 filing lists a minimum of $100,000; the Feb 20, 2015 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 6, 2014 ↗Form D/A (later) · Feb 20, 2015 ↗GAM Beachwood Total Return Offshore Fund — PartnerFacts page ↗
Sources
Note · Feb 24, 2010 – Aug 4, 2014

Minimum investment changed between filings — GAM Unconstrained Bond Fund

The Feb 24, 2010 filing lists a minimum of $10,000; the Aug 4, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 24, 2010 ↗Form D/A (later) · Aug 4, 2014 ↗GAM Unconstrained Bond Fund — PartnerFacts page ↗
Sources
Note · Jun 6, 2014 – Feb 20, 2015

Address moved from Summit, NJ to Hamilton, Bermuda (as filed: D0) — GAM Beachwood Total Return Offshore Fund

The people listed on the Jun 6, 2014 filing give Summit, NJ; on the Feb 20, 2015 filing they give Hamilton, Bermuda (as filed: D0).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 6, 2014 ↗Form D/A · Feb 20, 2015 ↗GAM Beachwood Total Return Offshore Fund — PartnerFacts page ↗
Sources
Note · Jan 2, 2013 – Feb 21, 2014

Address moved from Londand, United Kingdom (as filed: X0) to Hamilton, Bermuda (as filed: D0) — GAM TXT Multi-Strategy Inc.

The people listed on the Jan 2, 2013 filing give Londand, United Kingdom (as filed: X0); on the Feb 21, 2014 filing they give Hamilton, Bermuda (as filed: D0). The address now on file (Craigmuir Chambers, Box 71, Road Town, Tortola, Virgin Islands, British (as filed: D8)) is a registered-agent or shared-office address used by 12 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 2, 2013 ↗Form D/A · Feb 21, 2014 ↗GAM TXT Multi-Strategy Inc. — PartnerFacts page ↗
Sources
Note · Jan 2, 2013 – Feb 21, 2014

Address moved from Hamilton Hm11, Bermuda (as filed: D0) to Hamilton, Bermuda (as filed: D0) — GAM US Institutional Trading II Inc.

The people listed on the Jan 2, 2013 filing give Hamilton Hm11, Bermuda (as filed: D0); on the Feb 21, 2014 filing they give Hamilton, Bermuda (as filed: D0). The address now on file (Craigmuir Chambers, Box 71, Road Town, Tortola, Virgin Islands, British (as filed: D8)) is a registered-agent or shared-office address used by 12 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 2, 2013 ↗Form D/A · Feb 21, 2014 ↗GAM US Institutional Trading II Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 96 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 26 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $6,300. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 17, 2023 D/A
GAM Institutional Emerging Equity Inc.
File 021-315556
$0$0$6,300 (est.)
Each of the Directors, with exception of the Chairman, receives a compensation of $2,000 USD per year. The Chairman receives $2,300 USD per year. The Directors are also entitled to reimbursement of out of pocket expenses incurred in carrying out duties.
None listed on this filingEDGAR ↗
Feb 7, 2019 D/A
GAM INSTITUTIONAL DIVERSITY INC.
File 021-94840
$0 (est.)$0 (est.)$0 (est.)
Details are disclosed in Issuer's PPM
None listed on this filingEDGAR ↗
Feb 7, 2019 D/A
GAM Beachwood Total Return Offshore Fund
File 021-133437
$0$0$0GAM Services Inc. BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Jun 1, 2018 D/A
GAM Unconstrained Bond Fund
File 021-139000
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jun 1, 2018 D/A
GAM FCM Cat Bond Inc.
File 021-192032
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2018 D/A
Alternative Premia Inc.
File 021-203766
$0$0$0GAM Services Inc. BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Jun 1, 2018 D/A
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC
File 021-136631
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 7, 2018 D/A
GAM TXT Multi-Strategy Inc.
File 021-150019
$0 (est.)$0 (est.)$0 (est.)
Details are disclosed in Issuer's PPM
None listed on this filingEDGAR ↗
Oct 4, 2017 D/A
GAM Divergent Trading Inc.
File 021-208482
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Mar 2, 2016 D/A
Manager Skill Inc.
File 021-192051
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Mar 2, 2016 D/A
Manager Skill II Inc.
File 021-213718
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Feb 21, 2014 D/A
GAM US Institutional Trading II Inc.
File 021-132279
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 19, 2013 D
Manager Skill LLC
File 021-192055
$0$0$0N/A BrokerCheck CRD 25631 ↗
via GAM Services Inc. (CRD 25631 ↗)
EDGAR ↗
Feb 15, 2013 D/A
GAM PORTABLE MULTI-ALPHA SPC INC
File 021-105299
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Feb 15, 2013 D/A
GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC
File 021-107896
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Feb 14, 2013 D/A
Raven 5 Fund, L.L.C.
File 021-175385
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2013 D/A
GAM Star Japan Equity
File 021-132013
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
GAM Multi-Global Equity Hedge Inc
File 021-137440
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
GAM Star Japan Equity
File 021-172573
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 21, 2012 D/A
GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC
File 021-142797
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
May 14, 2012 D/A
GAM PORTABLE MULTI-ALPHA SPC INC
File 021-142792
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Jun 6, 2011 D/A
GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC
File 021-143261
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Jun 1, 2010 D
Gam Portable Diversity/S&P 500 inc
File 021-142802
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
Feb 24, 2010 D
GAM Global Rates Hedge Fund
File 021-139002
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Aug 27, 2009 D
GAM Multi-Dislocation Inc.
File 021-133993
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
May 26, 2009 D
GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC
File 021-120649
$0$0$0GAM Services, Inc. BrokerCheck CRD 25631 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 22

Every issuer that named Andrew Hanges on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GI
Pooled Investment Fund · group: Gam

GAM Institutional Emerging Equity Inc.

Tortola, Virgin Islands, British (as filed: D8) · Jun 27, 2018 → Jul 17, 2023 · 6 filings
  • Jul 17, 2023 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2022 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2021 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2020 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jul 15, 2019 · D/A · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jun 27, 2018 · D · $6,300,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $6.3M from 1 investor as of the latest filing. Andrew is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GB
Pooled Investment Fund

GAM Beachwood Total Return Offshore Fund

New York, NY · Feb 20, 2015 → Feb 7, 2019 · 5 filings
  • Feb 7, 2019 · D/A · $1,543,537 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 7, 2018 · D/A · $1,117,100 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 7, 2017 · D/A · $1,117,100 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 11, 2016 · D/A · $1,117,100 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 20, 2015 · D/A · $1,117,100 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5M from 3 investors as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GI
Pooled Investment Fund · group: Gam

GAM INSTITUTIONAL DIVERSITY INC.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · May 4, 2009 → Feb 7, 2019 · 12 filings
  • Feb 7, 2019 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 7, 2018 · D/A · $174,257,600 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 7, 2017 · D/A · $174,250,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 11, 2016 · D/A · $174,250,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 11, 2015 · D/A · $173,250,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 12, 2014 · D/A · $245,980,000 sold of Indefinite · 16 investors · min. $5,000,000 · role: Director (CEO & Director - Operations for GAM (UK) Limited, Sub-Advisor) EDGAR ↗
  • Jan 2, 2013 · D/A · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 4, 2012 · D/A · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 9, 2010 · D/A · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 26, 2010 · D · $953,500,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 7, 2009 · D/A · $987,891,915 sold of Indefinite · 12 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 4, 2009 · D/A · $987,891,915 sold of Indefinite · 12 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $987.9M from 20 investors as of the latest filing. Andrew is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GU
Pooled Investment Fund · group: Gam

GAM Unconstrained Bond Fund

Hamilton, Bermuda (as filed: D0) · Feb 24, 2010 → Jun 1, 2018 · 6 filings
  • Jun 1, 2018 · D/A · $2,223,296,402 sold of Indefinite · 121 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $2,146,296,402 sold of Indefinite · 119 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 15, 2015 · D/A · $1,891,073,633 sold of Indefinite · 108 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 4, 2014 · D/A · $295,038,523 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗
  • Feb 24, 2010 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗

Raised $2.22B from 121 investors as of the latest filing. Andrew is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Gam

GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC

Hamilton, Bermuda (as filed: D0) · Oct 30, 2015 → Jun 1, 2018 · 3 filings
  • Jun 1, 2018 · D/A · $34,889,000 sold of Indefinite · 85 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $34,889,000 sold of Indefinite · 85 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 30, 2015 · D/A · $34,889,000 sold of Indefinite · 85 investors · min. $100,000 · role: Director EDGAR ↗

Raised $34.9M from 85 investors as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GF
Pooled Investment Fund · group: Gam

GAM FCM Cat Bond Inc.

Dublin 2, Ireland (as filed: L2) · Feb 19, 2013 → Jun 1, 2018 · 8 filings
  • Jun 1, 2018 · D/A · $24,461,288 sold of Indefinite · 7 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 13, 2017 · D/A · $24,276,765 sold of Indefinite · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $2,224,276,765 sold of Indefinite · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 2, 2016 · D/A · $2,224,276,765 sold of Indefinite · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 26, 2015 · D/A · $22,650,000 sold of Indefinite · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 9, 2015 · D/A · $22,650,000 sold of Indefinite · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 10, 2014 · D/A · $22,650,000 sold of Indefinite · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 19, 2013 · D · $15,000,000 sold of Indefinite · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.22B from 7 investors as of the latest filing. Andrew is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Gam

Alternative Premia Inc.

Dublin 2, Ireland (as filed: L2) · Sep 30, 2013 → Jun 1, 2018 · 4 filings
  • Jun 1, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Jun 2, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Aug 27, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Sep 30, 2013 · D · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GT
Pooled Investment Fund · group: Gam

GAM TXT Multi-Strategy Inc.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Nov 4, 2010 → Feb 7, 2018 · 8 filings
  • Feb 7, 2018 · D/A · $251,974,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Feb 7, 2017 · D/A · $251,974,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Feb 11, 2016 · D/A · $251,974,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Feb 20, 2015 · D/A · $181,974,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Feb 21, 2014 · D/A · $111,900,000 sold of Indefinite · 1 investors · min. $100,000,000 · role: Director (CEO & Director - Operations for GAM (UK) Limited, Sub-Advisor) EDGAR ↗
  • Jan 2, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Jan 27, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000,000 · role: Director EDGAR ↗
  • Nov 4, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000,000 · role: Director EDGAR ↗

Raised $252M from 1 investor as of the latest filing. Andrew is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GD
Pooled Investment Fund · group: Gam

GAM Divergent Trading Inc.

Dublin 2, Ireland (as filed: L2) · Dec 20, 2013 → Oct 4, 2017 · 5 filings
  • Oct 4, 2017 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Oct 5, 2016 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Oct 23, 2015 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Oct 30, 2014 · D/A · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Dec 20, 2013 · D · $93,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗

Raised $93M from 2 investors as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Gam

Manager Skill II Inc.

Dublin 2, Ireland (as filed: L2) · Mar 17, 2014 → Mar 2, 2016 · 3 filings
  • Mar 2, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 17, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 17, 2014 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Gam

Manager Skill Inc.

Dublin 2, Ireland (as filed: L2) · Feb 19, 2013 → Mar 2, 2016 · 4 filings
  • Mar 2, 2016 · D/A · $91,092,879 sold of Indefinite · 39 investors · min. $250,000 · role: Director EDGAR ↗
  • Feb 9, 2015 · D/A · $90,491,700 sold of Indefinite · 38 investors · min. $250,000 · role: Director EDGAR ↗
  • Feb 10, 2014 · D/A · $52,099,700 sold of Indefinite · 31 investors · min. $250,000 · role: Director EDGAR ↗
  • Feb 19, 2013 · D · $10,000,000 sold of Indefinite · 16 investors · min. $250,000 · role: Director EDGAR ↗

Raised $91.1M from 39 investors as of the latest filing. Andrew is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GU
Pooled Investment Fund · group: Gam

GAM US Institutional Trading II Inc.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Jun 26, 2009 → Feb 21, 2014 · 5 filings
  • Feb 21, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director (CEO & Director - Operations for GAM (UK) Limited, Sub-Advisor) EDGAR ↗
  • Jan 2, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 27, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Nov 19, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund

Manager Skill LLC

Dublin 2, Ireland (as filed: L2) · Feb 19, 2013
  • Feb 19, 2013 · D · $75,500,000 sold of Indefinite · 50 investors · min. $250,000 · role: Director (Director of the Master Fund in which the entity will invest all or substantially all of its investable assets) EDGAR ↗

Raised $231.5M from 101 investors as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GU
Pooled Investment Fund · group: Gam

GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC

Dublin, Ireland (as filed: L2) · May 26, 2009 → Feb 15, 2013 · 5 filings
  • Feb 15, 2013 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 21, 2012 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 25, 2011 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 1, 2010 · D · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 26, 2009 · D · $2,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $2.5M from 1 investor as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GP
Pooled Investment Fund · group: Gam

GAM PORTABLE MULTI-ALPHA SPC INC

Dublin, Ireland (as filed: L2) · May 26, 2009 → Feb 15, 2013 · 5 filings
  • Feb 15, 2013 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 14, 2012 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 25, 2011 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Jun 1, 2010 · D · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • May 26, 2009 · D · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

R5
Pooled Investment Fund

Raven 5 Fund, L.L.C.

New York, NY · Mar 22, 2012 → Feb 14, 2013 · 2 filings
  • Feb 14, 2013 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗
  • Mar 22, 2012 · D · $100,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Andrew is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GS
Pooled Investment Fund · group: Gam

GAM Star Japan Equity

Dublin 2, Ireland (as filed: L2) · Jun 16, 2009 → Feb 11, 2013 · 5 filings
  • Feb 11, 2013 · D/A · $11,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗
  • Jan 2, 2013 · D/A · $11,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗
  • Jan 27, 2012 · D · $11,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗
  • Nov 19, 2010 · D/A · $11,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 16, 2009 · D · $11,000,000 sold of Indefinite · 1 investors · min. $10,000 · role: Director EDGAR ↗

Raised $11M from 1 investor as of the latest filing. Andrew is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GM
Pooled Investment Fund · group: Gam

GAM Multi-Global Equity Hedge Inc

Dublin, Ireland (as filed: L2) · Jan 5, 2010 → Jan 2, 2013 · 3 filings
  • Jan 2, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 4, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 5, 2010 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GU
Pooled Investment Fund · group: Gam

GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC

Dublin2, Ireland (as filed: L2) · May 26, 2009 → Jun 6, 2011 · 3 filings
  • Jun 6, 2011 · D/A · $107,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 10, 2010 · D · $107,000,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $107M from 2 investors as of the latest filing. Andrew is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GP
Pooled Investment Fund · group: Gam

Gam Portable Diversity/S&P 500 inc

Dublin 2 Ireland, Israel (as filed: L3) · Jun 1, 2010
  • Jun 1, 2010 · D · $25,000,000 sold of Indefinite · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Gam

GAM Global Rates Hedge Fund

Hamilton, Bermuda (as filed: D0) · Feb 24, 2010
  • Feb 24, 2010 · D · $79,433,891 sold of Indefinite · 7 investors · min. $500,000 · role: Director EDGAR ↗

Raised $79.4M from 7 investors as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GM
Pooled Investment Fund

GAM Multi-Dislocation Inc.

Dublin, Ireland (as filed: L2) · Aug 27, 2009
  • Aug 27, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Andrew 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GU
Management entity

GAM USA Inc.

Promoter · 17 shared filings (4 issuers) · also on 3 other issuers

GAM USA Inc. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LH
Management entity

L.H. GAM USA Inc.

Promoter · 12 shared filings (3 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

LH
Management entity

L.H. GAM Fund Management Limited

Promoter · 12 shared filings (3 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

LH
Management entity

L.H. GAM Limited

Promoter · 11 shared filings (3 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

GF
Management entity

GAM Fund Management Limited

Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

GL
Management entity

GAM Limited

Promoter · 4 shared filings (2 issuers) · also on 4 other issuers

GAM Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GS
Management entity

GAM Services, Inc.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

LH
Management entity

L.H. GAM GP Inc

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

MQ
No photo found yet (own website and image search run after this page is viewed)
Person

Maxwell L.H. Quin

Director · 85 shared filings (18 issuers) · also on 5 other issuers

Maxwell L.H. Quin is on 23 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jozef Charles Hendriks

Director · 68 shared filings (15 issuers)

Jozef Charles Hendriks is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jozef Charles Hendricks

Director · 16 shared filings (3 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Peter L Everson

Director · 13 shared filings (4 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul B Hubbard

Director · 13 shared filings (4 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

GAM LIMITED

Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Bates

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

WN
No photo found yet (own website and image search run after this page is viewed)
Person

William Norris

Director · 5 shared filings (1 issuer)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dillon

Director · 5 shared filings (1 issuer) · also on 12 other issuers

David Dillon is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Llewellyn Gibbons

Director · 3 shared filings (1 issuer) · also on 8 other issuers

James Llewellyn Gibbons is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mari Kooi

Director · 3 shared filings (2 issuers)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gail Wright

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gibbons

Director · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Wade Sherwell

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Josef C Hendricks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Hanges. Their page shows their other deals.

The team behind the deals

G
Sponsor group

Gam

20 issuers · 123 filings · $3.53B reported sold · 2009–2023

One team, 20 deal companies. Andrew Hanges is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Hanges.

Same business address

23 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 22 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): GAM INSTITUTIONAL DIVERSITY INC., GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC, GAM PORTABLE MULTI-ALPHA SPC INC, Gam Portable Diversity/S&P 500 inc.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Hanges by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 22 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Hanges is listed on: none on file. No website or social profile named in GAM INSTITUTIONAL DIVERSITY INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #145,778 of 374,652 in line (510 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Road Town, Tortola, D8). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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