Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Jul 11, 2011 → Oct 7, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
2 of 22 offerings report sales commissions totalling $1,804,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 7, 2026 D/A File 021-279269 | $0 | $0 | $0 (est.) MidOcean Credit Fund Management LP, the Investment Manager of the Issuer, is entitled to receive a quarterly management fee equal to a specified percentage of the Issuer's net asset value as set forth in the Issuer's offering documents. | None listed on this filing |
| EDGAR ↗ | Apr 29, 2026 D File 021-582320 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation. An affiliate of the general partner is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials. | Piper Sandler & Co. BrokerCheck CRD 665 ↗ |
| EDGAR ↗ | Apr 28, 2026 D File 021-582004 | $4,000 (est.) | $0 | $0 | Heptagon Capital LLP no CRD number reported |
| EDGAR ↗ | Oct 23, 2025 D File 021-561740 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 15, 2023 D File 021-499871 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 28, 2023 D File 021-485452 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 31, 2023 D/A File 021-447493 | $0 | $0 | $0 (est.) An affiliate of the general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials. | Heptagon Capital Limited no CRD number reported |
| EDGAR ↗ | Jul 15, 2022 D/A File 021-405023 | $0 (est.) | $0 | $0 (est.) An affiliate of the general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials. | PROBITAS FUNDS GROUP, LLC BrokerCheck CRD 115876 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Magenta Capital Service Ltd. no CRD number reported |
| EDGAR ↗ | May 10, 2018 D File 021-312106 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation and the general partner or an affiliate thereof is entitled to a management fee. The performance allocation and management fee are fully disclosed in the Issuer's confidential offering materials | None listed on this filing |
| EDGAR ↗ | Sep 28, 2017 D File 021-295583 | $1,800,000 (est.) | $0 | $0 (est.) An affiliate of the general partner is entitled to a performance allocation. An affiliate of the general partner is also entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's offering materials. | POLARIS Investment Advisory AG no CRD number reported Arrowpoint Advisers no CRD number reported J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | May 31, 2016 D File 021-264138 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation and the general partner or an affiliate thereof is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials | None listed on this filing |
| EDGAR ↗ | Feb 11, 2016 D File 021-257237 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ Stifel Nicholaus BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Feb 11, 2016 D File 021-257239 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 10, 2016 D/A File 021-175969 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 10, 2016 D File 021-257226 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Feb 10, 2016 D File 021-257224 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ Sifel Nicholas BrokerCheck CRD 793 ↗ |
| EDGAR ↗ | Jun 17, 2015 D File 021-241924 | $0 | $0 | $0 (est.) The general partner or an affiliate thereof is entitled to a performance allocation. | None listed on this filing |
| EDGAR ↗ | Apr 14, 2015 D File 021-237973 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Nov 26, 2014 D/A File 021-175970 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ |
| EDGAR ↗ | Nov 26, 2014 D/A File 021-175971 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ |
| EDGAR ↗ | Nov 26, 2014 D/A File 021-196231 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jul 11, 2011 D File 021-162586 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Executive Officer Chief Financial Officer of the Investment Manager of the Issuer | Oct 7, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,934,901 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Torque, L.P. group: Midocean | Director, Promoter Director of the GP of the GP of the Issuer | Apr 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Tactical Credit Fund IV A, LP group: Midocean | Executive Officer | Apr 28, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $464,475,000 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Structured Equity Solutions Fund A, LP group: Midocean | Executive Officer | Oct 23, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Executive Officer Chief Financial Officer of the Investment Manager of the Issuer | Oct 7, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,829,960 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Executive Officer Chief Financial Officer of the Investment Manager of the Issuer | Oct 7, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $99,751,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Tactical Credit Fund III Offshore, LP group: Midocean | Director, Promoter | Dec 15, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Executive Officer Chief Financial Officer of the Investment Manager of the Issuer | Oct 5, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,001,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Partners VI Executive, L.P. group: Midocean | Director, Promoter | Jun 28, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Tactical Credit Fund III, LP group: Midocean | Director, Promoter | May 31, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $242,852,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner and Investment Manager of Issuer | Oct 5, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $96,001,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Partners VI, L.P. group: Midocean | Director, Promoter | Jul 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,407,071,667 | 256 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Tactical Credit Fund III, LP group: Midocean | Director, Promoter | May 31, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner and Investment Manager of Issuer | Oct 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,902,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Partners VI, L.P. group: Midocean | Director, Promoter | Jul 1, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner and Investment Manager of Issuer | Jan 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,902,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner and Investment Manager of Issuer | Jan 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,902,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner and Investment Manager of Issuer | Jan 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,766,060 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Tactical Credit Fund II, L.P. group: Midocean | Executive Officer, Director | May 10, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner and Investment Manager of Issuer | Jan 26, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,600,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Partners V, L.P. group: Midocean | Director, Promoter | Sep 28, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $692,000,000 | 101 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MIDOCEAN CREDIT IDF I, LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Jan 26, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Tactical Credit Fund, LP group: Midocean | Executive Officer, Director | May 31, 2016 | D | $300,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Feb 11, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $613,818,804 | 368 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Offshore Fund Ltd. group: Midocean | Director | Feb 11, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $222,445,460 | 39 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Feb 10, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $276,770,075 | 40 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Offshore Fund, Ltd. group: Midocean | Director | Feb 10, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $201,148,075 | 65 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Feb 10, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $257,724,151 | 72 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Partners III-P, L.P. group: Midocean | Director, Promoter | Jun 17, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Partners IV, L.P. group: Midocean | Director, Promoter | Apr 14, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Offshore Fund Ltd. group: Midocean | Director | Nov 26, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $182,433,806 | 41 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Offshore Fund, Ltd. group: Midocean | Director | Nov 26, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $68,775,232 | 99 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Nov 26, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $276,770,075 | 69 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Nov 26, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $569,778,835 | 377 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Nov 26, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $503,346,195 | 292 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Offshore Fund Ltd. group: Midocean | Director | May 9, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $38,900,000 | 10 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Offshore Fund, Ltd. group: Midocean | Director | Apr 1, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $177,075,000 | 32 similar: 4–27 | $200,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Apr 1, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $329,822,199 | 97 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Apr 1, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,850,000 | 36 similar: 4–27 | $35,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Offshore Fund, Ltd. group: Midocean | Director | Mar 30, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $15,375,000 | 8 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Credit Opportunity Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Mar 30, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $263,335,000 | 79 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean Absolute Return Credit Fund LP group: Midocean | Director Director of General Partner of General Partner of Issuer | Mar 30, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $77,315,000 | 10 similar: 4–27 | $65,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MidOcean PPL Holdings Corp. group: Midocean | Executive Officer | Jul 11, 2011 | D | $213,500,000 similar: $500,000–$7,000,000 | $213,000,000 | 13 similar: 2–14 | $1,000,000 similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Andrew Spring. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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