PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:58 AM ET

Sponsor Check › Person

Andrew Brown

Related person on Form D filings · address state/country as listed: British Columbia, Canada (as filed: A1) · listed Aug 24, 2009 → Aug 2, 2024

6issuers
9Form D filings
2009–2024years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 9 offerings reports sales commissions totalling $24,000; 1 reports finder's fees totalling $12,151; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 2, 2024 D
File 021-520466
$0$0$0None listed on this filing
EDGAR ↗Feb 27, 2024 D
File 021-506144
$0$0$0None listed on this filing
EDGAR ↗Feb 27, 2024 D
File 021-506147
$0$0$0None listed on this filing
EDGAR ↗Sep 1, 2023 D
File 021-491230
$0$12,151$0Canaccord Genuity Corp. BrokerCheck CRD 7449 ↗
GloRes Securities Inc. no CRD number reported
German Mining Network no CRD number reported
StephenAvenue Securities Inc. no CRD number reported
EDGAR ↗Jun 14, 2018 D
File 021-314630
$24,000 (est.)$0$0National Securities Corporation BrokerCheck CRD 7569 ↗
via National Securities Corporation (CRD 7569 ↗)
EDGAR ↗Apr 5, 2011 D
File 021-157878
$0$0$0None listed on this filing
EDGAR ↗Mar 18, 2011 D
File 021-156975
$0$0$0None listed on this filing
EDGAR ↗Mar 18, 2011 D
File 021-156976
$0$0$0None listed on this filing
EDGAR ↗Aug 24, 2009 D
File 021-107641
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Nevada Organic Phosphate Inc.Executive Officer
Corporate Secretary
Aug 2, 2024D$46,890
similar: $500,000–$7,000,000
$46,8903
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Nevada Organic Phosphate Inc.Executive OfficerFeb 27, 2024D$29,580
similar: $500,000–$7,000,000
$29,5801
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗ParcelPal Logistics Inc.Executive OfficerFeb 27, 2024D$277,875
similar: $500,000–$5,000,000
$277,8753
similar: 2–15
$1
similar: $6,225–$50,000
EDGAR ↗CARLYLE COMMODITIES CORP.Executive OfficerSep 1, 2023D$870,754
similar: $500,000–$7,000,000
$870,75449
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗GOLDEN DAWN MINERALS INC.Executive OfficerJun 14, 2018D$5,400,000
similar: $1,405,000–$19,473,684
$01
similar: 1–12
No minimum reported
similar: $17,400–$100,000
EDGAR ↗Armada Exploration Corp.Executive Officer, DirectorApr 5, 2011D$31,008$31,0081No minimum reported
EDGAR ↗Armada Exploration Corp.Executive Officer, DirectorMar 18, 2011D$456$4561No minimum reported
EDGAR ↗Armada Exploration Corp.Executive Officer, DirectorMar 18, 2011D$70,973$70,9731No minimum reported
EDGAR ↗Laurentian Goldfields LtdDirector, Executive OfficerAug 24, 2009D$168,124$50,4371No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Business Services / 506(b) (965 filings); Oil and Gas / 506(c) (529 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • ANDREW BROWN — address state CA, NJ, 63 issuers, Nov 14, 2011 → Oct 13, 2026 · no shared issuer found
  • Andrew Brown — address state NY, UT, 8 issuers, Mar 5, 2010 → Aug 27, 2025 · no shared issuer found
  • Andrew William Fraser Brown — address state TX, NC, 2 issuers, Mar 1, 2018 → Mar 1, 2018 · no shared issuer found
  • Andrew Brown — address state PA, 2 issuers, Dec 8, 2022 → Apr 6, 2023 · no shared issuer found
  • Andrew J. Brown — address state MO, 1 issuer, May 7, 2009 → May 7, 2009 · no shared issuer found
  • Andrew Brown — address state United Kingdom (as filed: X0), 1 issuer, Sep 14, 2010 → Sep 6, 2013 · no shared issuer found
  • Andrew Lawrence Brown — address state OR, 1 issuer, Nov 12, 2010 → Nov 12, 2010 · no shared issuer found
  • Andrew W Brown — address state IL, 1 issuer, Aug 15, 2013 → Aug 15, 2013 · no shared issuer found
  • Andrew E. Brown — address state MN, 1 issuer, Jan 28, 2020 → Sep 30, 2025 · no shared issuer found
  • Andrew Brown — address state FL, 1 issuer, Oct 26, 2023 → Jun 4, 2026 · no shared issuer found
  • Andrew Brown — address state IL, 1 issuer, Jan 27, 2017 → Jan 27, 2017 · no shared issuer found
  • Andrew Jonathan Brown — address state United Kingdom (as filed: X0), 1 issuer, Feb 16, 2018 → Feb 16, 2018 · no shared issuer found
  • Andrew Todd Brown — address state TX, 1 issuer, Dec 3, 2024 → Dec 3, 2024 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 27 names on the same filings (0 management entities, 27 people)

People and management entities the issuers listed as related persons on the same Form D filings as Andrew Brown. Source: the EDGAR rows in the table above.

  • Christopher Twells — 4 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Ronald L. Parratt — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • ROBERT CARPENTER — 3 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Miles Thompson — 3 shared filings (1 issuer) · role as listed: Director
  • Eric Szustak — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Paul Pitman — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Robin Bruce Dow — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 5 other issuers
  • Keith Li — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 7 other issuers
  • Garry Keith Smith — 2 shared filings (1 issuer) · role as listed: Director
  • Leighton Bocking — 1 shared filing (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Andrea Yuan — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • Stephen Leahy — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Kim Charisse Casswell — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 10 other issuers
  • Patrick Lengyel — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • WOLF WIESE — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Michael Sprague — 1 shared filing (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Rich Wheeless — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • DIETER BENZ — 1 shared filing (1 issuer) · role as listed: Director
  • MORGAN GOOD — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 5 other issuers
  • Kevin Puil — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Ralph Wintermantel — 1 shared filing (1 issuer) · role as listed: Director
  • Mathew Ball, Ph.D. — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Stefan Bender — 1 shared filing (1 issuer) · role as listed: Director
  • JEREMY HANSON — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Brock Vandrick — 1 shared filing (1 issuer) · role as listed: Director
  • BRIAN P FOWLER — 1 shared filing (1 issuer) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • INAR KAMALETDINOV — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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