PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

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Amy Wolf

Named as an officer, director or promoter on SEC Form D filings · NY, RI · Sep 16, 2014 → Jan 31, 2019

5deals (issuers)
$6.15Mreported sold
59investors
8Form D filings
2014–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Amy Wolf is listed as an executive officer and director on 8 SEC Form D filings by 5 issuers between Sep 2014 and Feb 2021: Luna Pharmaceuticals, Inc. (Providence, RI — other health care — 2018–2021; $2.26M reported sold to 21 investors), River Hollow Partners (Dancing Deer) LP (New York, NY — industry reported as "Other" — 2014; $2M reported sold to 12 investors), River Hollow Partners (Kriser's) LP (New York, NY — industry reported as "Other" — 2015; $975K reported sold to 9 investors), River Hollow Partners (Macro Energy) LP (New York, NY — industry reported as "Other" — 2015; $475K reported sold to 9 investors) and Illumination Funding Co. LP (New York, NY — industry reported as "Other" — 2016; $440K reported sold to 8 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $6.15M sold in total.

Listed alongside John Charles Baynes-Reid (4 shared filings), Kevin Michael Charlton (4 shared filings), Dan Aziz (3 shared filings), Kevin Murphy (3 shared filings), Mark Lehrol (2 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Amy. Each name links to their own page.

4 of the issuers belong to the sponsor group River Hollow (7 issuers, $9.49M reported sold, 2014–2018).

What this means A sponsor group is one team that sets up a new company for each deal. River Hollow has 7 companies on file and $9.49M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 12 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Amy Wolf and found 10 differences, 1 worth asking the sponsor about: Form D filed 95 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Amy Wolf has not run yet — it is #16,660 of 31,741 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

USA VS AMY WOLF closed
District Court, D. Nevada · No. 3:04-cr-00155 · Filed Oct 20, 2004 · Closed Nov 22, 2005 · Nature of suit: 890 Other statutory actions
Role of AMY WOLF: Defendant · Outcome: Terminated 2005-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state); criminal docket
United States v. AMY WOLF closed
District Court, D. Nevada · No. 3:04-cr-00155 · Filed Oct 20, 2004 · Closed Nov 22, 2005
Role of AMY WOLF: Defendant · Outcome: Terminated 2005-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state); criminal docket
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Amy Wolf..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

Amy M. Wolf open
United States Bankruptcy Court, E.D. Missouri · No. 25-40959 · Filed Mar 21, 2025
Role of Amy M. Wolf: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Amy S Wolf closed
United States Bankruptcy Court, N.D. Ohio · No. 11-36117 · Filed Nov 15, 2011 · Closed Mar 19, 2012
Role of Amy S Wolf: Debtor · Outcome: Case closed 2012-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Amy C. Wolf closed
United States Bankruptcy Court, D. New Hampshire · No. 08-10840 · Filed Mar 30, 2008 · Closed Aug 6, 2008
Role of Amy C. Wolf: Debtor · Outcome: Case closed 2008-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)
Amy R. Wolf closed
United States Bankruptcy Court, E.D. Kentucky · No. 06-50408 · Filed Apr 26, 2006 · Closed Jul 25, 2006
Role of Amy R. Wolf: Debtor · Outcome: Case closed 2006-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
Amy M. Wolf closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-38334 · Filed Aug 18, 2005 · Closed Jan 19, 2010
Role of Amy M. Wolf: Debtor · Outcome: Case closed 2010-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Amy Wolf closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-22365 · Filed Nov 17, 2004 · Closed Apr 25, 2005
Role of Amy Wolf: Debtor · Outcome: Case closed 2005-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
John H Wolf and Amy K Wolf closed
United States Bankruptcy Court, C.D. Illinois · No. 02-85725 · Filed Dec 20, 2002 · Closed Aug 1, 2006
Role of Amy K Wolf: Debtor · Outcome: Case closed 2006-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Amy M Wolf closed
United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-37810 · Filed Oct 17, 2002 · Closed Nov 25, 2005
Role of Amy M Wolf: Debtor · Outcome: Case closed 2005-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Amy L. Wolf closed
United States Bankruptcy Court, W.D. Tennessee · No. 00-36258 · Filed Dec 21, 2000 · Closed May 3, 2001
Role of Amy L. Wolf: Debtor · Outcome: Case closed 2001-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
John R. Wolf and Amy D. Wolf closed
United States Bankruptcy Court, N.D. Oklahoma · No. 98-00101 · Filed Jan 13, 1998 · Closed Aug 18, 1998
Role of Amy D. Wolf: Debtor · Outcome: Case closed 1998-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Gregory L. Wolf and Amy B. Wolf closed
United States Bankruptcy Court, E.D. Virginia · No. 97-34620 · Filed Jul 2, 1997 · Closed Aug 23, 2001
Role of Amy B. Wolf: Debtor · Outcome: Case closed 2001-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Philip H. Wolf and Amy Wolf closed
United States Bankruptcy Court, S.D. Florida. · No. 93-21260 · Filed Apr 2, 1993 · Closed Sep 6, 1994
Role of Amy Wolf: Debtor · Outcome: Case closed 1994-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Amy Wolf — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Jan 31, 2019

19% of the money raised went to insiders — Luna Pharmaceuticals, Inc.

The Jan 31, 2019 Form D/A reports $516,758 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Executive salaries.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 31, 2019 ↗Luna Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Mar 15, 2018

24% of the money raised went to insiders — Luna Pharmaceuticals, Inc.

The Mar 15, 2018 Form D reports $210,000 sold and $50,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Executive salaries.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 15, 2018 ↗Luna Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Feb 9, 2021

Amy Wolf appears on 1 deal that stopped filing before reaching its target

Luna Pharmaceuticals, Inc. (last filing Feb 9, 2021; $2,264,176 sold of $5,900,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Luna Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 10, 2016 – Sep 13, 2016

Form D filed 95 days after the first sale — Illumination Funding Co. LP

The filing says the first sale was Jun 10, 2016. The Form D was filed Sep 13, 2016 — 95 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 80 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 13, 2016 ↗Illumination Funding Co. LP — PartnerFacts page ↗
Sources
Note · Aug 20, 2014 – Sep 16, 2014

Form D filed 27 days after the first sale — River Hollow Partners (Dancing Deer) LP

The filing says the first sale was Aug 20, 2014. The Form D was filed Sep 16, 2014 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 16, 2014 ↗River Hollow Partners (Dancing Deer) LP — PartnerFacts page ↗
Sources
Note · Dec 19, 2019 – Dec 26, 2019

No amendment in the last 12 months on an offering that may still be open — Luna Pharmaceuticals, Inc. (latest filing Dec 26, 2019)

The latest filing for this offering is dated Dec 26, 2019 (first sale Dec 19, 2019). It reports $2,264,176 sold of $2,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 26, 2019 ↗Luna Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Mar 2, 2018 – Jan 31, 2019

No amendment in the last 12 months on an offering that may still be open — Luna Pharmaceuticals, Inc. (latest filing Jan 31, 2019)

The latest filing for this offering is dated Jan 31, 2019 (first sale Mar 2, 2018). It reports $516,758 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 31, 2019 ↗Luna Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Mar 15, 2018 – Jan 31, 2019

Offering amount changed between filings — Luna Pharmaceuticals, Inc.

The Mar 15, 2018 filing says $500,000 offered; the Jan 31, 2019 Form D/A says $1,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 15, 2018 ↗Form D/A (later) · Jan 31, 2019 ↗Luna Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Jan 22, 2020 – Oct 24, 2023

Same name, different state: "AMY WOLF" (MD) is a separate record

This page covers filings where the address state is NY or RI. A separate record, "AMY WOLF" with address state MD, is listed on 3 filings — most recently by Hex Performance, LLC (Oct 24, 2023). The two records do not overlap in time: this page runs Sep 16, 2014 to Jan 31, 2019; the other runs Jan 22, 2020 to Oct 24, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

AMY WOLF (MD) — PartnerFacts page ↗Form D · Oct 24, 2023 ↗Hex Performance, LLC — PartnerFacts page ↗Amy Wolf (NY,RI) — this page ↗
Sources
Note · Sep 16, 2014 – Feb 9, 2021

Amy Wolf is listed with 2 different address states: NY, RI

NY on 6 filings (Sep 16, 2014 to Jan 31, 2019); RI on 2 filings (Dec 26, 2019 to Feb 9, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 16, 2014 ↗Form D · Dec 26, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 1 reports finder's fees totalling $141,750; 3 report proceeds to related persons totalling $420,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 9, 2021 D
Luna Pharmaceuticals, Inc.
File 021-388856
$0$0$200,000None listed on this filingEDGAR ↗
Dec 26, 2019 D
Luna Pharmaceuticals, Inc.
File 021-356437
$0$141,750 (est.)$120,000 (est.)Corporate Fuel Securities, LLC BrokerCheck CRD 139124 ↗EDGAR ↗
Jan 31, 2019 D/A
Luna Pharmaceuticals, Inc.
File 021-307753
$0$0$100,000 (est.)
Executive salaries.
None listed on this filingEDGAR ↗
Sep 13, 2016 D
Illumination Funding Co. LP
File 021-270498
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2015 D
River Hollow Partners (Macro Energy) LP
File 021-237921
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2015 D
River Hollow Partners (Kriser's) LP
File 021-236551
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2014 D
River Hollow Partners (Dancing Deer) LP
File 021-224824
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Amy Wolf on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LP
Other Health Care

Luna Pharmaceuticals, Inc.

Providence, RI · Mar 15, 2018 → Feb 9, 2021 · 4 filings
  • Feb 9, 2021 · D · $0 sold of $5,900,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 26, 2019 · D · $2,264,176 sold of $2,500,000 · 10 investors · min. $7,000 · role: Director EDGAR ↗
  • Jan 31, 2019 · D/A · $516,758 sold of $1,000,000 · 21 investors · min. $10,000 · role: Director EDGAR ↗
  • Mar 15, 2018 · D · $210,000 sold of $500,000 · 8 investors · min. $10,000 · role: Director EDGAR ↗

Raised $2.26M from 21 investors (38% of the $5.9M target) as of the latest filing. Amy is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IF
Other · group: River Hollow

Illumination Funding Co. LP

New York, NY · Sep 13, 2016
  • Sep 13, 2016 · D · $440,000 sold of $440,000 · 8 investors · min. No minimum reported · role: Executive Officer (Amy Wolf is a Managing Member of River Hollow Partners (IllumiNation) LLC which is the General Partner of the Issuer.) EDGAR ↗

Raised $440K from 8 investors (100% of the $440K target) as of the latest filing. Amy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other · group: River Hollow

River Hollow Partners (Macro Energy) LP

New York, NY · Apr 14, 2015
  • Apr 14, 2015 · D · $475,000 sold of $475,000 · 9 investors · min. No minimum reported · role: Executive Officer (Amy Wolf is a Managing Member of River Hollow Partners (Macro Energy) LLC which is the General Partner of the Issuer.) EDGAR ↗

Raised $475K from 9 investors (100% of the $475K target) as of the latest filing. Amy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other · group: River Hollow

River Hollow Partners (Kriser's) LP

New York, NY · Mar 24, 2015
  • Mar 24, 2015 · D · $975,000 sold of $975,000 · 9 investors · min. No minimum reported · role: Executive Officer (Amy Wolf is a Managing Member of River Hollow Partners (Kriser's) LLC which is the General Partner of the Issuer.) EDGAR ↗

Raised $975K from 9 investors (100% of the $975K target) as of the latest filing. Amy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other · group: River Hollow

River Hollow Partners (Dancing Deer) LP

New York, NY · Sep 16, 2014
  • Sep 16, 2014 · D · $2,000,000 sold of $2,000,000 · 12 investors · min. No minimum reported · role: Executive Officer (Amy Wolf is a Managing Member of River Hollow Partners Dancing Deer LLC which is the General Partner of the Issuer.) EDGAR ↗

Raised $2M from 12 investors (100% of the $2M target) as of the latest filing. Amy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • AMY WOLF — MD, 1 issuer, Jan 22, 2020 → Oct 24, 2023 · no shared issuer

People around Amy 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Michael Charlton

Executive Officer · 4 shared filings (4 issuers) · also on 3 other issuers

Kevin Michael Charlton is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Charles Baynes-Reid

Executive Officer · 4 shared filings (4 issuers) · also on 2 other issuers

John Charles Baynes-Reid is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Aziz

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Murphy

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Amy Wolf. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Mathieu

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Amy Wolf. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Mathieu

Director · 2 shared filings (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Lehrol

Director · 2 shared filings (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Peter B. Finn

Executive Officer · 1 shared filing (1 issuer) · also on 15 other issuers

Peter B. Finn is on 16 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Lerohl

Director · 1 shared filing (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Katzman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Arlene Dickinson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. Aziz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Amy Wolf. Their page shows their other deals.

The team behind the deals

RH
Sponsor group

River Hollow

7 issuers · 7 filings · $9.49M reported sold · 2014–2018

One team, 7 deal companies. Amy Wolf is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Amy Wolf.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Amy Wolf by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Amy Wolf is listed on: none on file. No website or social profile named in River Hollow Partners (Dancing Deer) LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #312,661 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Courts

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Securities regulators

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Business registries

New York Secretary of State business search ↗Rhode Island Secretary of State business search ↗OpenCorporates ↗

Change history

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