Alpha Pilot LLC is a management entity listed as an executive officer on 3 SEC Form D filings by 1 issuer between Sep 2024 and Mar 2026: Alpha Pilot Management LP (Miami, FL — pooled investment fund — 2024–2026; $3.69M reported sold to 24 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Herman Edwin Cruz (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alpha. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Alpha Pilot LLC and found 2 differences, 1 worth asking the sponsor about: Form D filed 117 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.