Allan Will

Form D filed 17 days after the first sale — EBR Systems, Inc. · Form D filed 42 days after the first sale — EBR Systems, Inc. · Form D filed 17 days after the first sale — EBR Systems, Inc. · Form D filed 16 days after the first sale — Fractyl Health, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

The Feb 10, 2011 filing lists Allan Will as director; the Jul 15, 2014 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Offering amount changed between filings — SetPoint Medical Corp · Offering amount changed between filings — Fractyl Health, Inc. · Offering amount changed between filings — Fractyl Health, Inc. · Offering amount changed between filings — SetPoint Medical Corp · Offering amount changed between filings — TWELVE, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

No amendment in the last 12 months on an offering that may still be open — EBR Systems, Inc. (latest filing Jul 12, 2021) · No amendment in the last 12 months on an offering that may still be open — EBR Systems, Inc. (latest filing Oct 7, 2019) · No amendment in the last 12 months on an offering that may still be open — SetPoint Medical Corp (latest filing Sep 17, 2019) · No amendment in the last 12 months on an offering that may still be open — EBR Systems, Inc. (latest filing Nov 16, 2017) · No amendment in the last 12 months on an offering that may still be open — Fractyl Health, Inc. (latest filing Sep 3, 2014) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "Allan R. Will" on 4 filings (from May 12, 2009), and "Allan Will" on 20 filings (from Jan 20, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

"Other Health Care" (Mar 21, 2013 to Jun 22, 2021); then "Other" (Jan 25, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

"Biotechnology" (Nov 17, 2011 to Aug 13, 2013); then "Other Health Care" (Sep 17, 2019 to Oct 28, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

"Other Technology" (Feb 10, 2011); then "Other Health Care" (Jul 15, 2014 to Jul 12, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

The people listed on the Feb 19, 2016 filing give Waltham, MA; on the Jul 5, 2017 filing they give Lexington, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

The people listed on the Feb 10, 2011 filing give Menlo Park, CA; on the Jul 15, 2014 filing they give Sunnyvale, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

CA on 15 filings (May 12, 2009 to Oct 28, 2025); MA on 9 filings (Mar 21, 2013 to Jan 25, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.