Alex Panton is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 1 issuer between Feb 2019 and Aug 2019: Pop-Up Post Inc (Portland, OR — industry reported as "Other" — 2019; $350K reported sold to 4 investors).
What this means One deal on file with the SEC, filed Aug 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Charles Cohen (3 shared filings), Jordan Snider (3 shared filings) and Neil Alonzo (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alex. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Alex Panton and found 2 differences, 1 worth asking the sponsor about: Form D filed 135 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.