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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:52 AM ET

Sponsor Check › Person

AW

Alex Ward

Named as an officer, director or promoter on SEC Form D filings · Guernsey (as filed: Y7) · Mar 13, 2014 → Nov 5, 2014

2deals (issuers)
$0reported sold
0investors
2Form D filings
2014year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: not yet

The short version

Alex Ward is listed as a director on 2 SEC Form D filings by 2 issuers between Mar 2014 and Nov 2014: OpCapita F & F Feeder, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2014) and OpCapita Consumer Opportunities Fund, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2014).

What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $0 sold in total.

Listed alongside Henry Daniel Jackson (2 shared filings), Joshua Spoerri (2 shared filings), Liam Jones (2 shared filings) and Robin Amer (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alex. Each name links to their own page.

All 2 issuers belong to the sponsor group Hg Saturn (280 issuers, $73.78B reported sold, 2012–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Hg Saturn has 280 companies on file and $73.78B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Alex J. Ward closed
United States Bankruptcy Court, N.D. Ohio · No. 23-13449 · Filed Oct 3, 2023 · Closed Jan 9, 2024
Role of Alex J. Ward: Debtor · Outcome: Case closed 2024-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
ALEX WARD and BRENDA GRIFFIN WARD closed
United States Bankruptcy Court, S.D. Mississippi · No. 94-00258 · Filed Jan 28, 1994 · Closed May 19, 1994
Role of ALEX WARD and BRENDA GRIFFIN WARD: Debtor · Outcome: Case closed 1994-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
ALEX WARD closed
United States Bankruptcy Court, S.D. Mississippi · No. 86-00959 · Filed May 16, 1986 · Closed Aug 4, 1988
Role of ALEX WARD: Debtor · Outcome: Case closed 1988-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $6,353. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 5, 2014 D
OpCapita F & F Feeder, L.P.
File 021-227740
$0$0$6,353 (est.)
The general partner is entitled to an annual priority profit share of the Funds profits in the amount set out above. The figure in this item 16 was determined on the exchange rate of 1 EUR = 1.27 USD.
None listed on this filingEDGAR ↗
Mar 13, 2014 D
OpCapita Consumer Opportunities Fund, L.P.
File 021-213483
$0$0$0 (est.)
The general partner is entitled to a priority profit share of the Funds profits and carried interest, details of which are fully disclosed in the Issuer's confidential offering materials.
Strategic Marketing Solutions LTD., LLC BrokerCheck CRD 145577 ↗
Amala Partners LLP no CRD number reported
via Strategic Marketing Solutions LTD., LLC (CRD 145577 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Alex Ward on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OF
Pooled Investment Fund · group: Hg Saturn

OpCapita F & F Feeder, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Nov 5, 2014
  • Nov 5, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of general partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alex is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: Hg Saturn

OpCapita Consumer Opportunities Fund, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Mar 13, 2014
  • Mar 13, 2014 · D · $0 sold of $205,740,000 · 0 investors · min. $6,858,000 · role: Director (Director of general partner of general partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Alex is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alex Ward — CA, 2 issuers, Jul 21, 2023 → Jul 22, 2026 · no shared issuer

People around Alex 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RA
Person

Robin Amer

Director · 2 shared filings (2 issuers)

Listed on the same filings as Alex Ward. Their page shows their other deals.

HJ
Person

Henry Daniel Jackson

Director · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Alex Ward. Their page shows their other deals.

JS
Person

Joshua Spoerri

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Alex Ward. Their page shows their other deals.

LJ
Person

Liam Jones

Director · 2 shared filings (2 issuers)

Listed on the same filings as Alex Ward. Their page shows their other deals.

The team behind the deals

HS
Sponsor group

Hg Saturn

280 issuers · 350 filings · $73.78B reported sold · 2012–2026

One team, 280 deal companies. Alex Ward is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alex Ward.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Peter Port, Y7). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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