15 paid sellers are listed without a CRD number
Paid seller listed without a CRD number: Peters & Co. Limited — Spartan Energy Corp. · Paid seller listed without a CRD number: TD Securities Inc. — Spartan Energy Corp. · Paid seller listed without a CRD number: GMP Securities L.P. — Spartan Energy Corp. · Paid seller listed without a CRD number: Macquarie Capital Markets Canada Ltd. — Spartan Energy Corp. · Paid seller listed without a CRD number: Cormark Securities Inc. — Spartan Energy Corp. · and 10 more
What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.
Sources
- Form D · Dec 21, 2016 ↗ (Dec 21, 2016)
- BrokerCheck search: Peters & Co. Limited ↗
- Spartan Energy Corp. — PartnerFacts page ↗ (Dec 21, 2016)
- BrokerCheck search: TD Securities Inc. ↗
- BrokerCheck search: GMP Securities L.P. ↗
- BrokerCheck search: Macquarie Capital Markets Canada Ltd. ↗
- BrokerCheck search: Cormark Securities Inc. ↗
- BrokerCheck search: Desjardins Securities Inc. ↗