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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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Albert Clerc

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 29, 2010 → Jun 8, 2011

4deals (issuers)
$823.2Mreported sold
27investors
4Form D filings
2010–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Albert Clerc is listed as an executive officer and director on 4 SEC Form D filings by 4 issuers between Jun 2009 and Jun 2011: Gateway Private Equity Fund, LP (Irvine, CA — pooled investment fund — 2010; $302.3M reported sold to 2 investors), PATHWAY PRIVATE EQUITY FUND 2008 LP (Irvine, CA — pooled investment fund — 2009; $290.2M reported sold to 12 investors), Pathway Private Equity Fund Investors 6, LP (Irvine, CA — pooled investment fund — 2011; $190.7M reported sold to 10 investors) and TMA/Pathway Private Equity Fund III, LP (Irvine, CA — pooled investment fund — 2011; $40M reported sold to 3 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $823.2M sold in total.

Listed alongside James Herbert Reinhardt (4 shared filings), Karen Jane Jakobi (4 shared filings), Douglas LeBon (2 shared filings), Douglas Kent Le Bon (1 shared filing) and Douglas Le Bon (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Albert. Each name links to their own page.

All 4 issuers belong to the sponsor group Pathway (102 issuers, $22.67B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Pathway has 102 companies on file and $22.67B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Albert Clerc and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Albert Clerc is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Albert Clerc has not run yet — it is joining a line of 7,986 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 closed (disposition not in docket feed)

Clerc v. Fidelity Life Association open
District Court, D. Massachusetts · No. 1:23-cv-13037 · Filed Dec 11, 2023 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Clerc: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in MA (not a filing state)
Clerc v. Fidelity Life Association closed
District Court, N.D. Illinois · No. 1:23-cv-13763 · Filed Sep 15, 2023 · Closed Nov 29, 2023
Role of Clerc: Plaintiff · Outcome: Terminated 2023-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Albert Clerc..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

LYNN MARIE STEVENS and MICHAEL CLERC STEVENS open
United States Bankruptcy Court, D. Montana · No. 9:26-bk-90023 · Filed Jan 28, 2026
Role of LYNN MARIE STEVENS and MICHAEL CLERC STEVENS: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (michael); court in MT (not a filing state)
Clerc's River House Restaurant LLC closed
United States Bankruptcy Court, E.D. Wisconsin · No. 02-36434 · Filed Dec 23, 2002 · Closed Jan 31, 2003
Role of Clerc's River House Restaurant LLC: Debtor · Outcome: Case closed 2003-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in WI (not a filing state)
Thomas Clerc Anderson closed
United States Bankruptcy Court, E.D. Michigan · No. 00-48723 · Filed Jun 8, 2000 · Closed Sep 26, 2000
Role of Thomas Clerc Anderson: Debtor · Outcome: Case closed 2000-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (thomas); court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Albert Clerc (compared 4 filings on Oct 24, 2026)

Note · May 24, 2011 – Jun 8, 2011

No amendment in the last 12 months on an offering that may still be open — TMA/Pathway Private Equity Fund III, LP (latest filing Jun 8, 2011)

The latest filing for this offering is dated Jun 8, 2011 (first sale May 24, 2011). It reports $40,000,000 sold of $400,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 8, 2011 ↗TMA/Pathway Private Equity Fund III, LP — PartnerFacts page ↗
Sources
Note · May 24, 2011 – Jun 8, 2011

No amendment in the last 12 months on an offering that may still be open — Pathway Private Equity Fund Investors 6, LP (latest filing Jun 8, 2011)

The latest filing for this offering is dated Jun 8, 2011 (first sale May 24, 2011). It reports $190,681,000 sold of $400,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 8, 2011 ↗Pathway Private Equity Fund Investors 6, LP — PartnerFacts page ↗
Sources
Note · Jun 8, 2009 – Jun 18, 2009

No amendment in the last 12 months on an offering that may still be open — PATHWAY PRIVATE EQUITY FUND 2008 LP (latest filing Jun 18, 2009)

The latest filing for this offering is dated Jun 18, 2009 (first sale Jun 8, 2009). It reports $290,240,000 sold of $500,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 18, 2009 ↗PATHWAY PRIVATE EQUITY FUND 2008 LP — PartnerFacts page ↗
Sources
Note · Jun 18, 2009 – Apr 29, 2010

Albert Clerc is written 2 different ways on the filings

listed as "Albert M Clerc" on the Jun 18, 2009 filing, and "Albert Clerc" on 3 filings (from Apr 29, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jun 18, 2009 ↗Form D · Apr 29, 2010 ↗Albert Clerc — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 8, 2011 D
Pathway Private Equity Fund Investors 6, LP
File 021-160948
$0$0$0
None of offering proceeds will be paid directly to any Related Person. The Issuer will pay to the GP an annual management fee based on aggregate commitments to Issuer. Related Persons are Sr. Managing Directors and members of the Sole Member of GP.
None listed on this filingEDGAR ↗
Jun 8, 2011 D
TMA/Pathway Private Equity Fund III, LP
File 021-160951
$0$0$0
None of offering proceeds will be paid directly to any Related Person. The Issuer will pay to the GP an annual management fee based on aggregate commitments to Issuer. Related Persons are Sr. Managing Directors and members of the sole member GP.
None listed on this filingEDGAR ↗
Apr 29, 2010 D
Gateway Private Equity Fund, LP
File 021-141309
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2009 D/A
PATHWAY PRIVATE EQUITY FUND 2008 LP
File 021-125776
$0$0$0
None of offering proceeds will be paid directly to any Related Person. The Issuer will pay to the GP an annual management fee based on aggregate commitments to Issuer. Related Persons are Sr. Managing Directors and members of the sole member of the GP
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Albert Clerc on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TP
Pooled Investment Fund · group: Pathway

TMA/Pathway Private Equity Fund III, LP

Irvine, CA · Jun 8, 2011
  • Jun 8, 2011 · D · $40,000,000 sold of $400,000,000 · 3 investors · min. $10,000,000 · role: Executive Officer, Director (Senior Managing Director of the Sole Member of the General Partner of the Issuer) EDGAR ↗

Raised $40M from 3 investors (10% of the $400M target) as of the latest filing. Albert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PP
Pooled Investment Fund · group: Pathway

Pathway Private Equity Fund Investors 6, LP

Irvine, CA · Jun 8, 2011
  • Jun 8, 2011 · D · $190,681,000 sold of $400,000,000 · 10 investors · min. $1,000,000 · role: Executive Officer, Director (Senior Managing Director of the Sole Member of the General Partner of the Issuer) EDGAR ↗

Raised $190.7M from 10 investors (48% of the $400M target) as of the latest filing. Albert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GP
Pooled Investment Fund · group: Pathway

Gateway Private Equity Fund, LP

Irvine, CA · Apr 29, 2010
  • Apr 29, 2010 · D · $302,275,000 sold of $302,275,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Senior Managing Director, Pathway Capital Management, LLC, Managing Member of PPEF Management XXIV LLC, General Partner of Issuer) EDGAR ↗

Raised $302.3M from 2 investors (100% of the $302.3M target) as of the latest filing. Albert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PP
Pooled Investment Fund · group: Pathway

PATHWAY PRIVATE EQUITY FUND 2008 LP

Irvine, CA · Jun 18, 2009
  • Jun 18, 2009 · D/A · $290,240,000 sold of $500,000,000 · 12 investors · min. No minimum reported · role: Executive Officer, Director (Senior Managing Director of the Sole Member of the General Partner of the Issuer) EDGAR ↗

Raised $290.2M from 12 investors (58% of the $500M target) as of the latest filing. Albert is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Albert 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Jane Jakobi

Executive Officer, Director · 4 shared filings (4 issuers) · also on 88 other issuers

Karen Jane Jakobi is on 92 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Herbert Reinhardt

Executive Officer, Director · 4 shared filings (4 issuers) · also on 88 other issuers

James Herbert Reinhardt is on 92 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas LeBon

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Albert Clerc. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Kent Le Bon

Executive Officer, Director · 1 shared filing (1 issuer) · also on 82 other issuers

Douglas Kent Le Bon is on 83 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Le Bon

Executive Officer, Director · 1 shared filing (1 issuer) · also on 8 other issuers

Douglas Le Bon is on 9 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

P
Sponsor group

Pathway

102 issuers · 211 filings · $22.67B reported sold · 2009–2026

One team, 102 deal companies. Albert Clerc is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Albert Clerc.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Albert Clerc by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Albert Clerc is listed on: none on file. No website or social profile named in Gateway Private Equity Fund, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #363,314 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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