Albert Li is listed as an executive officer on 2 SEC Form D filings by 1 issuer in Dec 2020: Electric Last Mile, Inc. (Auburn Hills, MI — industry reported as "Other" — 2020; $25M reported sold to 11 investors).
What this means One deal on file with the SEC, filed Dec 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Benjamin Wu (2 shared filings), Jason Luo (2 shared filings), James Taylor (1 shared filing), Justin Prann (1 shared filing) and Kev Adjemian (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Albert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Albert Li and found 2 differences, 1 worth asking the sponsor about: Bankruptcy case: Albert R Li; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.