Albert Knotts is listed as a director on 2 SEC Form D filings by 1 issuer between Mar 2021 and Nov 2022: Strategic Risk Associates Holdings, Inc. (Glen Allen, VA — other banking and financial services — 2021–2022; $17.8M reported sold to 16 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Kenneth Thorn (2 shared filings), Michael Glotz (2 shared filings), Stephen Lane (2 shared filings), Joe Maxwell (1 shared filing), Lynn Mussatt (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Albert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Albert Knotts and found 1 difference, 1 worth asking the sponsor about: Form D filed 117 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.