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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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Alan W. Wilkinson

Named as an officer, director or promoter on SEC Form D filings · NY, NJ · Feb 26, 2010 → Dec 9, 2024

25deals (issuers)
$1.68Breported sold
467investors
66Form D filings
2010–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: Oct 24, 2026, 12:09 AM ET

The short version

Alan W. Wilkinson is listed as an executive officer, director, and promoter on 66 SEC Form D filings by 25 issuers between Mar 2009 and Jun 2026. Largest by amount reported sold: SEI Holding I LP (Dallas, TX — manufacturing — 2023; $403.4M reported sold to 29 investors), Spectrum Holdings I Corp. (New York, NY — industry reported as "Other" — 2018; $352.3M reported sold to 42 investors), AEA INVESTORS SMALL BUSINESS FUND II LP (New York, NY — pooled investment fund — 2010; $144.8M reported sold to 25 investors), CIM Holdings I Corp. (New York, NY — industry reported as "Other" — 2021–2024; $95.5M reported sold to 25 investors), ICM Holdco I Corp. (Lafayette, NJ — manufacturing — 2020; $93.4M reported sold to 34 investors) and 20 more (all listed below).

What this means That is a lot of deals — 25 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $1.68B sold in total.

Listed alongside Barbara L. Burns (60 shared filings), Steven E. DeCillis, II (57 shared filings), Baron Carlson (45 shared filings), Timothy Whelan (23 shared filings), Daniel Schorr (17 shared filings) and 92 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

22 of the issuers belong to the sponsor group Aea (99 issuers, $16.31B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Aea has 99 companies on file and $16.31B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 66 public filings for Alan W. Wilkinson and found 7 differences, 1 worth asking the sponsor about: 19 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan W. Wilkinson has not run yet — it is joining a line of 8,361 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 12:09 AM ET.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Alan C. Wilkinson and Diana M. Wilkinson closed
United States Bankruptcy Court, E.D. California · No. 08-38550 · Filed Dec 15, 2008 · Closed Mar 27, 2009
Role of Alan C. Wilkinson and Diana M. Wilkinson: Debtor · Outcome: Case closed 2009-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in CA (not a filing state); middle initial differs
Alan D Wilkinson closed
United States Bankruptcy Court, D. Colorado · No. 08-29484 · Filed Dec 5, 2008 · Closed Apr 23, 2009
Role of Alan D Wilkinson: Debtor · Outcome: Case closed 2009-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in CO (not a filing state); middle initial differs
Alan K. Wilkinson closed
United States Bankruptcy Court, E.D. Michigan · No. 03-57974 · Filed Jun 25, 2003 · Closed Mar 1, 2007
Role of Alan K. Wilkinson: Debtor · Outcome: Case closed 2007-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in MI (not a filing state); middle initial differs
Alan N. Wilkinson closed
United States Bankruptcy Court, S.D. Georgia · No. 95-20024 · Filed Jan 10, 1995 · Closed May 10, 1995
Role of Alan N. Wilkinson: Debtor · Outcome: Case closed 1995-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); court in GA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Alan W. Wilkinson — 1 worth asking about (compared the newest 50 of 66 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 1, 2014 – Sep 15, 2023

19 Form Ds were filed more than 15 days after the first sale

Form D filed 315 days after the first sale — REE Holdings I Corp. · Form D filed 601 days after the first sale — MGP Holdings I LP · Form D filed 85 days after the first sale — SEI Holding II LP · Form D filed 85 days after the first sale — SEI Holding LP · Form D filed 85 days after the first sale — SBP Holding LP · and 14 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 15, 2023 ↗REE Holdings I Corp. — PartnerFacts page ↗Form D · Aug 24, 2022 ↗MGP Holdings I LP — PartnerFacts page ↗
Sources
Note · May 11, 2021 – Nov 22, 2022

Alan W. Wilkinson's role changed at CIM Holdings I Corp.: director → executive officer, director

The May 11, 2021 filing lists Alan W. Wilkinson as director; the Nov 22, 2022 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 11, 2021 ↗Form D · Nov 22, 2022 ↗Alan W. Wilkinson — PartnerFacts page ↗CIM Holdings I Corp. — PartnerFacts page ↗
Sources
Note · Dec 14, 2015 – Dec 9, 2024

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CIM Holdings I Corp. (latest filing Dec 9, 2024) · No amendment in the last 12 months on an offering that may still be open — ICM Holdco I Corp. (latest filing Nov 24, 2020) · No amendment in the last 12 months on an offering that may still be open — OAC Holdings I Corp. (latest filing Oct 4, 2019) · No amendment in the last 12 months on an offering that may still be open — OAC Holdings I Corp. (latest filing Oct 4, 2019) · No amendment in the last 12 months on an offering that may still be open — FFI Holdings I Corp (latest filing Jul 2, 2018) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 9, 2024 ↗CIM Holdings I Corp. — PartnerFacts page ↗Form D · Nov 24, 2020 ↗ICM Holdco I Corp. — PartnerFacts page ↗
Sources
Note · Jul 21, 2015 – Sep 23, 2015

Alan W. Wilkinson is written 2 different ways on the filings

listed as "Alan W. Wilkinson" on 37 filings (from Jul 21, 2015), and "Alan Wilkinson" on 13 filings (from Sep 23, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 21, 2015 ↗Form D · Sep 23, 2015 ↗Alan W. Wilkinson — PartnerFacts page ↗
Sources
Note · Aug 24, 2022 – Jun 30, 2026

Industry group changed between filings — MGP Holdings I LP

"Oil and Gas" (Aug 24, 2022 to Dec 11, 2024); then "Business Services" (Jun 30, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 24, 2022 ↗Form D/A · Jun 30, 2026 ↗MGP Holdings I LP — PartnerFacts page ↗
Sources
Note · May 11, 2021 – Nov 22, 2022

Industry group changed between filings — CIM Holdings I Corp.

"Pooled Investment Fund" (May 11, 2021); then "Other" (Nov 22, 2022 to Dec 9, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 11, 2021 ↗Form D · Nov 22, 2022 ↗CIM Holdings I Corp. — PartnerFacts page ↗
Sources
Note · Jul 21, 2015 – Jun 30, 2026

Alan W. Wilkinson is listed with 2 different address states: NY, NJ

NY on 47 filings (Jul 21, 2015 to Jun 30, 2026); NJ on 3 filings (Sep 15, 2023 to Feb 19, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 21, 2015 ↗Form D · Sep 15, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 66 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 50 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $25,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 30, 2026 D/A
MGP Holdings I LP
File 021-456869
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
REE Holdings I Corp.
File 021-492203
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2024 D/A
CIM Holdings I Corp.
File 021-465541
$0$0$0None listed on this filingEDGAR ↗
May 17, 2023 D
SEI Holding I LP
File 021-481948
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2023 D
AEA SBP CF LP
File 021-476586
$0 (est.)$0 (est.)$0 (est.)
The General Partner is entitled to a performance allocation. The performance allocation is disclosed in the Issuer's confidential offering materials.
JEFFERIES LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jun 24, 2021 D
UPC Holdings LP
File 021-404190
$0$0$0None listed on this filingEDGAR ↗
May 11, 2021 D
CIM Holdings I Corp.
File 021-398910
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2020 D
ICM Holdco I Corp.
File 021-381355
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2020 D
AEA INVESTORS SBF IV LP
File 021-378064
$0$0$0 (est.)
The general partner of the Issuer is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 4, 2019 D/A
OAC Holdings I Corp.
File 021-273272
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2019 D/A
OAC Holdings I Corp.
File 021-322290
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2019 D
AEA INVESTORS SBF IV LP
File 021-330192
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A CARRIED INTEREST. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Sep 24, 2018 D
FFI Holdings I Corp
File 021-322022
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2018 D/A
FFI Holdings I Corp
File 021-287671
$0$0$0None listed on this filingEDGAR ↗
May 25, 2018 D
SBP Holding LP
File 021-313267
$0$0$0None listed on this filingEDGAR ↗
May 25, 2018 D
SEI Holding LP
File 021-313268
$0$0$0None listed on this filingEDGAR ↗
May 25, 2018 D
SEI Holding II LP
File 021-313269
$0$0$0None listed on this filingEDGAR ↗
Apr 18, 2018 D
AEA PXO Holdings LP
File 021-310487
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2018 D
Spectrum Holdings I Corp.
File 021-304893
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2017 D
DPL Holding Corp
File 021-296276
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2017 D
NCS Investment Holdings LP
File 021-295061
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2017 D
OAC Holdings I Corp.
File 021-292917
$0$0$0None listed on this filingEDGAR ↗
May 16, 2017 D
NCS Investment Holdings LP
File 021-286816
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2017 D
FFI Holdings I Corp
File 021-282213
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2017 D
OAC Holdings I Corp.
File 021-282161
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2016 D
TXL HOLDING CORP
File 021-273836
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2016 D
FFI Holdings I Corp
File 021-271220
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2016 D
OAC Holdings I Corp.
File 021-269342
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2016 D
FFI Holdings I Corp
File 021-265324
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2016 D
FFI Holdings I Corp
File 021-264490
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2015 D
BWG Holdings I Corp
File 021-253606
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2015 D
BWG Holdings I Corp
File 021-251355
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2015 D
FFI Holdings I Corp
File 021-248073
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2015 D
AEA INVESTORS SMALL BUSINESS FUND III LP
File 021-244438
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 21, 2015 D
ARA Holding LP
File 021-244153
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2015 D
Aramsco-Aztec Holding Corp
File 021-244154
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2015 D
ARI Holding Corp
File 021-244155
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2015 D
ARI Holding Corp
File 021-244157
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2015 D
FFI Holdings I Corp
File 021-235517
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2014 D
SHO Holding I Corp
File 021-227834
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2014 D
ARA Holding LP
File 021-225516
$0$0$0None listed on this filingEDGAR ↗
Mar 17, 2014 D
DPL Holding Corp
File 021-213701
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2013 D
ARI Holding Corp
File 021-203165
$0$0$0None listed on this filingEDGAR ↗
May 30, 2013 D
ARI Holding Corp
File 021-197242
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2013 D/A
SHO Holding I Corp
File 021-157674
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2012 D
DPL Holding Corp
File 021-187415
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2012 D
DPL Holding Corp
File 021-176487
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2011 D/A
TXL HOLDING CORP
File 021-152958
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2010 D/A
AEA INVESTORS SMALL BUSINESS FUND II LP
File 021-125662
$0 (est.)$0 (est.)$25,000,000 (est.)
Estimated aggregate amount for the first five years; thereafter the Issuer shall continue to pay management fees.
PTP SECURITIES, LLC BrokerCheck CRD 136832 ↗EDGAR ↗
Mar 26, 2009 D
TXL HOLDING CORP
File 021-128790
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 25

Every issuer that named Alan W. Wilkinson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MH
Business Services · group: Aea

MGP Holdings I LP

New York, NY · Aug 24, 2022 → Jun 30, 2026 · 4 filings
  • Jun 30, 2026 · D/A · $40,289,513 sold of Indefinite · 88 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of MGP Holdings GP Corp. (the general partner of MGP Holdings I LP)) EDGAR ↗
  • Dec 11, 2024 · D/A · $20,345,762 sold of Indefinite · 53 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of MGP Holdings GP Corp. (the general partner of MGP Holdings I LP)) EDGAR ↗
  • Aug 24, 2023 · D/A · $17,495,288 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of MGP Holdings GP Corp. (the general partner of MGP Holdings I LP)) EDGAR ↗
  • Aug 24, 2022 · D · $6,815,010 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer, Director (Vice President and Director of MGP Holdings GP Corp. (the general partner of MGP Holdings I LP)) EDGAR ↗

Raised $40.3M from 88 investors as of the latest filing. Alan is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other Energy · group: Aea

REE Holdings I Corp.

New York, NY · Sep 15, 2023 → Feb 19, 2026 · 3 filings
  • Feb 19, 2026 · D/A · $27,185,494 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer, Director (VICE PRESIDENT AND DIRECTOR) EDGAR ↗
  • Jan 31, 2025 · D/A · $26,985,494 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer, Director (VICE PRESIDENT AND DIRECTOR) EDGAR ↗
  • Sep 15, 2023 · D · $22,109,870 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer, Director (VICE PRESIDENT AND DIRECTOR) EDGAR ↗

Raised $27.2M from 20 investors as of the latest filing. Alan is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other

CIM Holdings I Corp.

New York, NY · May 11, 2021 → Dec 9, 2024 · 4 filings
  • Dec 9, 2024 · D/A · $95,480,155 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer, Director (Chairman and Director.) EDGAR ↗
  • Nov 30, 2023 · D/A · $12,274,407 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Director (Chairman and Director.) EDGAR ↗
  • Nov 22, 2022 · D · $1,150,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director (Chairman and Director.) EDGAR ↗
  • May 11, 2021 · D · $89,495,301 sold of $89,495,301 · 17 investors · min. $290,209 · role: Director EDGAR ↗

Raised $95.5M from 25 investors as of the latest filing. Alan is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Manufacturing · group: Aea

SEI Holding I LP

Dallas, TX · May 17, 2023
  • May 17, 2023 · D · $403,424,482 sold of $403,424,482 · 29 investors · min. No minimum reported · role: Executive Officer, Director (Chairman and director of SEI Holding I GP Corp, General Partner of the Issuer) EDGAR ↗

Raised $403.4M from 29 investors (100% of the $403.4M target) as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Aea

AEA SBP CF LP

New York, NY · Mar 22, 2023
  • Mar 22, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UH
Other

UPC Holdings LP

New York, NY · Jun 24, 2021
  • Jun 24, 2021 · D · $45,502,500 sold of $45,502,500 · 3 investors · min. $403,500 · role: Executive Officer, Director (Officer and director of the Issuer's General Partner) EDGAR ↗

Raised $45.5M from 3 investors (100% of the $45.5M target) as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IH
Manufacturing

ICM Holdco I Corp.

Lafayette, NJ · Nov 24, 2020
  • Nov 24, 2020 · D · $93,380,070 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $93.4M from 34 investors as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Aea

AEA INVESTORS SBF IV LP

New York, NY · Jan 10, 2019 → Oct 15, 2020 · 2 filings
  • Oct 15, 2020 · D · $400,000 sold of $400,000 · 1 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jan 10, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $400K from 1 investor (100% of the $400K target) as of the latest filing. Alan is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OH
Other · group: Aea

OAC Holdings I Corp.

New York, NY · Aug 22, 2016 → Oct 4, 2019 · 9 filings
  • Oct 4, 2019 · D/A · $15,654,850 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 4, 2019 · D/A · $7,174,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 27, 2018 · D/A · $12,818,150 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 27, 2018 · D · $625,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 24, 2017 · D/A · $11,983,150 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 16, 2017 · D · $135,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2017 · D · $20,131,266 sold of $20,131,266 · 18 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 26, 2016 · D · $4,746,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 22, 2016 · D · $52,075,000 sold of $52,075,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $52.1M from 18 investors as of the latest filing. Alan is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FH
Other · group: Aea

FFI Holdings I Corp

New York, NY · Mar 10, 2015 → Sep 24, 2018 · 9 filings
  • Sep 24, 2018 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 2, 2018 · D/A · $1,584,175 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 30, 2017 · D · $59,175 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2017 · D · $7,066,152 sold of $7,066,152 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 23, 2016 · D · $244,166 sold of $244,166 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 17, 2016 · D · $571,111 sold of $571,111 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 7, 2016 · D · $142,778 sold of $142,778 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 23, 2015 · D · $500,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2015 · D · $36,834,110 sold of $36,834,110 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $36.8M from 13 investors (100% of the $1M target) as of the latest filing. Alan is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other · group: Aea

SEI Holding II LP

New York, NY · May 25, 2018
  • May 25, 2018 · D · $7,811,907 sold of $7,811,907 · 13 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $7.81M from 13 investors (100% of the $7.81M target) as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other · group: Aea

SEI Holding LP

New York, NY · May 25, 2018
  • May 25, 2018 · D · $4,570,924 sold of $4,570,924 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $4.57M from 5 investors (100% of the $4.57M target) as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other · group: Aea

SBP Holding LP

New York, NY · May 25, 2018
  • May 25, 2018 · D · $14,889,865 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $14.9M from 27 investors as of the latest filing. Alan is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Manufacturing · group: Aea

AEA PXO Holdings LP

New York, NY · Apr 18, 2018
  • Apr 18, 2018 · D · $59,219,089 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $59.2M from 4 investors as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other · group: Aea

Spectrum Holdings I Corp.

New York, NY · Feb 6, 2018
  • Feb 6, 2018 · D · $352,266,691 sold of $352,266,691 · 42 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $352.3M from 42 investors (100% of the $352.3M target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DH
Business Services · group: Aea

DPL Holding Corp

New York, NY · Apr 11, 2012 → Oct 10, 2017 · 4 filings
  • Oct 10, 2017 · D · $1,118,325 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2014 · D · $83,333 sold of $83,333 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 26, 2012 · D · $27,494,000 sold of $27,494,000 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 11, 2012 · D · $7,115,000 sold of $7,115,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $27.5M from 22 investors as of the latest filing. Alan is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NI
Manufacturing · group: Aea

NCS Investment Holdings LP

New York, NY · May 16, 2017 → Sep 20, 2017 · 2 filings
  • Sep 20, 2017 · D · $660,000 sold of $660,000 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 16, 2017 · D · $86,185,843 sold of $86,185,843 · 18 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $86.2M from 18 investors (100% of the $660K target) as of the latest filing. Alan is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TH
Other · group: Aea

TXL HOLDING CORP

New York, NY · Mar 26, 2009 → Nov 4, 2016 · 4 filings
  • Nov 4, 2016 · D · $336,056 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 13, 2011 · D/A · $4,760,000 sold of $4,760,000 · 8 investors · min. $60,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2011 · D · $4,760,000 sold of $4,760,000 · 8 investors · min. $60,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 26, 2009 · D · $30,585,000 sold of $30,585,000 · 7 investors · min. $25,000 · role: Director, Executive Officer EDGAR ↗

Raised $30.6M from 10 investors as of the latest filing. Alan is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Other · group: Aea

BWG Holdings I Corp

New York, NY · Nov 17, 2015 → Dec 22, 2015 · 2 filings
  • Dec 22, 2015 · D · $1,400,680 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 17, 2015 · D · $72,400,000 sold of $72,400,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $72.4M from 13 investors as of the latest filing. Alan is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Aea

AEA INVESTORS SMALL BUSINESS FUND III LP

New York, NY · Jul 24, 2015
  • Jul 24, 2015 · D · $0 sold of $355,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Alan is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Other · group: Aea

ARI Holding Corp

New York, NY · May 30, 2013 → Jul 21, 2015 · 4 filings
  • Jul 21, 2015 · D · $3,690,259 sold of $3,690,259 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 21, 2015 · D · $4,989,792 sold of $4,989,792 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 19, 2013 · D · $676,666 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 30, 2013 · D · $40,633,659 sold of $40,633,659 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $40.6M from 17 investors (100% of the $3.69M target) as of the latest filing. Alan is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Other · group: Aea

Aramsco-Aztec Holding Corp

New York, NY · Jul 21, 2015
  • Jul 21, 2015 · D · $17,009,321 sold of $17,009,321 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $17M from 9 investors (100% of the $17M target) as of the latest filing. Alan is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Other · group: Aea

ARA Holding LP

New York, NY · Sep 30, 2014 → Jul 21, 2015 · 2 filings
  • Jul 21, 2015 · D · $4,736,080 sold of $4,736,080 · 19 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 30, 2014 · D · $9,099,898 sold of $9,099,898 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $9.1M from 19 investors (100% of the $4.74M target) as of the latest filing. Alan is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Manufacturing · group: Aea

SHO Holding I Corp

New York, NY · Mar 31, 2011 → Nov 6, 2014 · 4 filings
  • Nov 6, 2014 · D · $2,577,750 sold of $2,577,750 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 29, 2013 · D/A · $13,841,250 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 30, 2012 · D/A · $11,988,750 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 31, 2011 · D · $6,757,500 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $13.8M from 12 investors (100% of the $2.58M target) as of the latest filing. Alan is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Aea

AEA INVESTORS SMALL BUSINESS FUND II LP

New York, NY · Feb 26, 2010 → Mar 2, 2010 · 2 filings
  • Mar 2, 2010 · D/A · $144,838,000 sold of $250,000,000 · 25 investors · min. $10,000 · role: Executive Officer, Promoter EDGAR ↗
  • Feb 26, 2010 · D/A · $144,838,000 sold of $250,000,000 · 25 investors · min. $10,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $144.8M from 25 investors (58% of the $250M target) as of the latest filing. Alan is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Alan 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara L. Burns

Executive Officer, Promoter · 60 shared filings (24 issuers) · also on 76 other issuers

Barbara L. Burns is on 100 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven E. DeCillis, II

Executive Officer, Promoter · 57 shared filings (24 issuers) · also on 64 other issuers

Steven E. DeCillis, II is on 88 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Baron Carlson

Director, Executive Officer, Promoter · 45 shared filings (15 issuers) · also on 5 other issuers

Baron Carlson is on 20 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Whelan

Director, Executive Officer, Promoter · 23 shared filings (8 issuers) · also on 9 other issuers

Timothy Whelan is on 17 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Schorr

Executive Officer, Director, Promoter · 17 shared filings (5 issuers) · also on 6 other issuers

Daniel Schorr is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Cozzi

Director, Executive Officer, Promoter · 13 shared filings (7 issuers) · also on 14 other issuers

John Cozzi is on 21 issuers in total — a repeat sponsor. Their page lists every one.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Kownacki

Executive Officer, Director · 10 shared filings (4 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Butterfield

Director · 10 shared filings (2 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin T. Seltzer

Executive Officer · 8 shared filings (3 issuers) · also on 9 other issuers

Kevin T. Seltzer is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Patterson

Executive Officer, Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Drew Schwartz

Director · 8 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Linville

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sanford Krieger

Executive Officer · 7 shared filings (3 issuers) · also on 15 other issuers

Sanford Krieger is on 18 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Welsch

Executive Officer, Director · 7 shared filings (4 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Volling

Executive Officer, Director · 7 shared filings (3 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Salerno

Director, Executive Officer · 7 shared filings (3 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Blake Liebling

Executive Officer, Director · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN L. GARCIA

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 17 other issuers

JOHN L. GARCIA is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Curt Massey

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Morgan

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CARDIE SAUNDERS

Director, Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Marcellus

Executive Officer · 4 shared filings (2 issuers) · also on 9 other issuers

Michelle Marcellus is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James L. Ho

Executive Officer, Director · 4 shared filings (1 issuer) · also on 11 other issuers

James L. Ho is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER MAHAN

Executive Officer · 4 shared filings (2 issuers) · also on 6 other issuers

CHRISTOPHER MAHAN is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Amy C. Bevacqua

Executive Officer · 4 shared filings (2 issuers) · also on 4 other issuers

Amy C. Bevacqua is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley R. Smith

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Willis

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Martin C. Eltrich, III

Director, Executive Officer · 4 shared filings (1 issuer) · also on 10 other issuers

Martin C. Eltrich, III is on 11 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Cappeline

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Gary Cappeline is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN ELIA

Executive Officer, Promoter · 4 shared filings (3 issuers) · also on 10 other issuers

STEPHEN ELIA is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Whelan

Executive Officer, Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Wade

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Sedlacek

Director, Executive Officer · 4 shared filings (2 issuers) · also on 3 other issuers

John Sedlacek is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Ashley Madray

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Willlingham

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Marini

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Kaltrider

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D'alessandro

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan W. Wilkinson. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Baron J. Carlson

Executive Officer, Promoter, Director · 4 shared filings (4 issuers) · also on 5 other issuers

Baron J. Carlson is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian R. Hoesterey

Executive Officer, Promoter · 3 shared filings (2 issuers) · also on 26 other issuers

Brian R. Hoesterey is on 28 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Aea

99 issuers · 269 filings · $16.31B reported sold · 2009–2026

One team, 99 deal companies. Alan W. Wilkinson is listed on 22 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan W. Wilkinson.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 25 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan W. Wilkinson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 25 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan W. Wilkinson is listed on: none on file. No website or social profile named in SEI Holding I LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #126,557 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗New Jersey state courts — find the court ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗New Jersey Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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