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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

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AL
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Alan Levin

Named as an officer, director or promoter on SEC Form D filings · CT · Jun 6, 2023 → Jun 6, 2023

1deal (issuers)
$11.2Mreported sold
39investors
1Form D filing
2023year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Levin is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2023: Tangen Biosciences, Inc. (Branford, CT — biotechnology — 2023; $11.2M reported sold to 39 investors).

What this means One deal on file with the SEC, filed Jun 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher McLeod (1 shared filing), Daniel Wagner (1 shared filing), John Davidson (1 shared filing), Richard Birkmeyer, PhD (1 shared filing) and Vance V. Kershner (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Alan Levin and found 5 differences: Bankruptcy case: Tangen Biosciences, Inc; 16% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Levin has not run yet — it is joining a line of 43,888 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Levin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

ALAN S. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 22-50676 · Filed Dec 16, 2022 · Closed May 3, 2024
Role of ALAN S. LEVIN: Debtor · Outcome: Case closed 2024-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Alan Levin and Marla Levin closed
United States Bankruptcy Court, D. Massachusetts · No. 11-16667 · Filed Jul 14, 2011 · Closed Oct 28, 2011
Role of Alan Levin and Marla Levin: Debtor · Outcome: Case closed 2011-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Alan A. Levin and Erin M. Levin closed
United States Bankruptcy Court, N.D. Florida · No. 10-40426 · Filed Apr 30, 2010 · Closed Mar 21, 2012
Role of Alan A. Levin and Erin M. Levin: Debtor · Outcome: Case closed 2012-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
ALAN A. LEVIN closed
United States Bankruptcy Court, D. Nevada · No. 07-17342 · Filed Nov 7, 2007 · Closed Feb 22, 2008
Role of ALAN A. LEVIN: Debtor · Outcome: Case closed 2008-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Alan Levin and Sherry Levin closed
United States Bankruptcy Court, S.D. Florida. · No. 03-23205 · Filed May 5, 2003 · Closed Aug 20, 2003
Role of Alan Levin and Sherry Levin: Debtor · Outcome: Case closed 2003-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Alan B. Levin closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-33245 · Filed Sep 18, 2002 · Closed May 27, 2003
Role of Alan B. Levin: Debtor · Outcome: Case closed 2003-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Alan Levin closed
United States Bankruptcy Court, S.D. Florida. · No. 01-42787 · Filed Dec 6, 2001 · Closed Mar 20, 2002
Role of Alan Levin: Debtor · Outcome: Case closed 2002-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Alan B. Levin closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 01-11876 · Filed Feb 8, 2001 · Closed Jul 18, 2006
Role of Alan B. Levin: Debtor · Outcome: Case closed 2006-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Alan C. Levin closed
United States Bankruptcy Court, M.D. Florida · No. 2:87-bk-03179 · Filed Jun 11, 1987 · Closed Oct 16, 1990
Role of Alan C. Levin: Debtor · Outcome: Case closed 1990-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Alan Levin (compared 1 filing on Oct 24, 2026)

Note · Dec 30, 2023

Bankruptcy case: Tangen Biosciences, Inc. — filed Dec 30, 2023

United States Bankruptcy Court, D. Connecticut docket "Tangen Biosciences, Inc." filed Dec 30, 2023 (Open). Tangen Biosciences, Inc. (related issuer) is listed as Debtor ("Tangen Biosciences, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jun 6, 2023

16% of the money raised went to insiders — Tangen Biosciences, Inc.

The Jun 6, 2023 Form D reports $464,767 sold and $75,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · May 26, 2023 – Jun 6, 2023

No amendment in the last 12 months on an offering that may still be open — Tangen Biosciences, Inc. (latest filing Jun 6, 2023)

The latest filing for this offering is dated Jun 6, 2023 (first sale May 26, 2023). It reports $464,767 sold of $2,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Apr 4, 2019 – Aug 11, 2022

Same name, different state: "Alan B. Levin" (FL or NY) is a separate record

This page covers filings where the address state is CT. A separate record, "Alan B. Levin" with address state FL or NY, is listed on 36 filings — most recently by Bridge Line Ventures, LLC Series T-2QP (Aug 11, 2022). The two records do not overlap in time: this page has one filing dated Jun 6, 2023; the other runs Apr 4, 2019 to Aug 11, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 21, 2016 – May 27, 2020

Same name, different state: "Alan G. Levin" (VA) is a separate record

This page covers filings where the address state is CT. A separate record, "Alan G. Levin" with address state VA, is listed on 7 filings — most recently by Diffusion Pharmaceuticals Inc. (May 27, 2020). The two records do not overlap in time: this page has one filing dated Jun 6, 2023; the other runs Jan 21, 2016 to May 27, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $75,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 6, 2023 D
Tangen Biosciences, Inc.
File 021-483452
$0$0$75,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Alan Levin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Tangen Biosciences, Inc.

Branford, CT · Jun 6, 2023
  • Jun 6, 2023 · D · $464,767 sold of $2,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.2M from 39 investors (100% of the $2.5M target) as of the latest filing. Alan is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan B. Levin — FL, NY, 9 issuers, Apr 4, 2019 → Aug 11, 2022 · no shared issuer
  • Alan G. Levin — VA, 2 issuers, Jan 21, 2016 → May 27, 2020 · no shared issuer

People around Alan 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Wagner

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Daniel Wagner is on 14 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John Davidson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levin. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Birkmeyer, PhD

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levin. Their page shows their other deals.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vance V. Kershner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Levin. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher McLeod

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Levin. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Levin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Levin is listed on: none on file. No website or social profile named in Tangen Biosciences, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #124,226 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Branford, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when Alan Levin appears on a new Form D, or when a court case or SEC action is matched to them. See plans →