Alan Schram is listed as a director and promoter on 2 SEC Form D filings by 2 issuers in Dec 2009: Wellington Capital Partners, Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2009; $1.3M reported sold to 3 investors) and WellCap Partners, L.P. (Los Angeles, CA — pooled investment fund — 2009; $202K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as director and promoter. Across those companies the filings report $1.5M sold in total.
Listed alongside Avi Wasser (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Alan Schram and found 5 differences, 3 worth asking the sponsor about: Bankruptcy case: Alan M. Schram and Shirley J. Schram; Form D filed 1,749 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.