PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:00 PM ET

Sponsor Check › Person

Alan S. MacKenzie

Related person on Form D filings · address state as listed: NJ · listed Apr 11, 2011 → Oct 21, 2026

33issuers
56Form D filings
2011–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 34 offerings report sales commissions totalling $7,576,670; 0 report finder's fees; 3 report proceeds to related persons totalling $45,616,188. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 21, 2026 D
File 021-602001
$0$0$0
N/A
None listed on this filing
EDGAR ↗May 29, 2026 D
File 021-585621
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jan 27, 2026 D
File 021-571356
$0$0$0
N/A
None listed on this filing
EDGAR ↗Nov 25, 2025 D
File 021-565026
$0$0$0
N/A
None listed on this filing
EDGAR ↗May 27, 2025 D
File 021-547159
$0$0$0
N/A
None listed on this filing
EDGAR ↗Mar 28, 2025 D
File 021-542440
$0$0$0
N/A
None listed on this filing
EDGAR ↗Sep 12, 2024 D
File 021-523905
$0$0$0
N/A
None listed on this filing
EDGAR ↗Oct 24, 2023 D
File 021-495473
$0$0$0
N/A
None listed on this filing
EDGAR ↗Aug 3, 2023 D
File 021-488718
$0$0$0
N/A
None listed on this filing
EDGAR ↗May 26, 2023 D
File 021-482681
$0$0$0
N/A
None listed on this filing
EDGAR ↗Oct 25, 2022 D
File 021-462763
$0$0$0
N/A
None listed on this filing
EDGAR ↗Oct 25, 2022 D
File 021-462766
$0$0$0
N/A
None listed on this filing
EDGAR ↗Apr 6, 2022 D
File 021-440638
$0$0$0
N/A
None listed on this filing
EDGAR ↗Oct 29, 2021 D
File 021-419198
$0$0$0
N/A
None listed on this filing
EDGAR ↗May 4, 2021 D
File 021-398031
$0$0$0
N/A
None listed on this filing
EDGAR ↗Apr 13, 2021 D
File 021-395588
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jan 11, 2021 D
File 021-385894
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jan 11, 2021 D
File 021-385895
$0$0$0
N/A
None listed on this filing
EDGAR ↗Nov 4, 2020 D
File 021-379680
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jul 30, 2020 D
File 021-372091
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jun 12, 2020 D
File 021-368808
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jan 16, 2020 D/A
File 021-71037
$6,882,012 (est.)$0 (est.)$41,616,755 (est.)
The General Partner and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗
FIRST REPUBLIC SECURITIES COMPANY, LLC BrokerCheck CRD 105108 ↗
GAR WOOD SECURITIES, LLC BrokerCheck CRD 138033 ↗
J.H. DARBIE & CO., INC. BrokerCheck CRD 43520 ↗
PARTNER CAPITAL GROUP, LLC BrokerCheck CRD 107130 ↗
RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗
UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
EDGAR ↗Jan 16, 2020 D/A
File 021-173515
$0$0$1,286,383 (est.)
The General Partner and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
GAR WOOD SECURITIES, LLC BrokerCheck CRD 138033 ↗
J.H. DARBIE & CO., INC. BrokerCheck CRD 43520 ↗
EDGAR ↗Jan 16, 2020 D/A
File 021-262250
$614,858 (est.)$0 (est.)$2,713,050 (est.)
The Investment Manager and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗
GAR WOOD SECURITIES, LLC BrokerCheck CRD 138033 ↗
J.H. DARBIE & CO., INC. BrokerCheck CRD 43520 ↗
PARTNER CAPITAL GROUP, LLC BrokerCheck CRD 107130 ↗
RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗
EDGAR ↗Nov 29, 2019 D
File 021-354461
$0$0$0
N/A
None listed on this filing
EDGAR ↗Oct 15, 2019 D
File 021-351040
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jul 12, 2019 D
File 021-344184
$0$0$0
N/A
None listed on this filing
EDGAR ↗Mar 25, 2019 D
File 021-335558
$0$0$0
N/A
None listed on this filing
EDGAR ↗Mar 12, 2019 D
File 021-334586
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jan 28, 2019 D
File 021-331503
$0$0$0
Not applicable
None listed on this filing
EDGAR ↗Sep 18, 2018 D
File 021-321595
$0$0$0
N/A
None listed on this filing
EDGAR ↗Jun 5, 2018 D
File 021-313884
$0$0$0
None
None listed on this filing
EDGAR ↗Apr 9, 2012 D
File 021-176360
$0$0$0None listed on this filing
EDGAR ↗Apr 11, 2011 D/A
File 021-44468
$79,800 (est.)$0$0Deutsche Bank BrokerCheck CRD 2525 ↗
via Deutsche Bank (CRD 2525 ↗)

UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services, Inc. (CRD 8174 ↗)

Credit Suisse Securities LLC BrokerCheck CRD 816 ↗
via Credit Suisse Securities LLC (CRD 816 ↗)

Jefferies & Co. Inc. BrokerCheck CRD 2347 ↗
via Jefferies & Co. Inc. (CRD 2347 ↗)

Gar Wood Securities LLC BrokerCheck CRD 138033 ↗
via Gar Wood Securities LLC (CRD 138033 ↗)

PArtner Capital Group BrokerCheck CRD 107130 ↗
via Partner Capital Group (CRD 107130 ↗)

Oberon Securities, Inc. BrokerCheck CRD 132598 ↗
via Oberon Securities, Inc. (CRD 132598 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Grand Avenue Special Situations LP - Series 3Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Oct 21, 2026D$850,000
similar: $155,000–$5,250,000
$850,00011
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 20Executive Officer, Promoter
Mr. Mackenzie is a member of the general partner of the limited partnership.
May 29, 2026D$6,000,000
similar: $155,000–$5,250,000
$5,392,00028
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Special Situations LP - Series 2Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Jan 27, 2026D$2,310,000
similar: $155,000–$5,250,000
$2,310,00018
similar: 4–27
$20,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP Series 19Executive Officer, Promoter
Mr. MacKenzie is a managing member of the general partner of the partnership.
Nov 25, 2025D$5,280,000
similar: $155,000–$5,250,000
$5,280,00028
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Special Situations LP - Series 1Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
May 27, 2025D$2,100,000
similar: $155,000–$5,250,000
$2,025,00020
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP Series 18Executive Officer, Promoter
Mr. MacKenzie is a member of the general partner of the partnership.
Mar 28, 2025D$10,000,000
similar: $155,000–$5,250,000
$5,130,00030
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments OZF LP - Series 3Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Sep 12, 2024D$25,000,000
similar: $155,000–$5,250,000
$6,624,37032
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 16Executive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Partnership.
Oct 24, 2023D$3,000,000
similar: $155,000–$5,250,000
$2,800,00016
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 17Executive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Partnership.
Aug 3, 2023D$6,500,000
similar: $155,000–$5,250,000
$6,225,00035
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 15Executive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Partnership.
May 26, 2023D$7,635,000
similar: $155,000–$5,250,000
$7,635,00040
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 14BExecutive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Limited Partnership.
Oct 25, 2022D$5,000,000
similar: $155,000–$5,250,000
$4,965,00029
similar: 4–27
$30,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP Series 14AExecutive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Limited Partnership.
Oct 25, 2022D$12,500,000
similar: $155,000–$5,250,000
$11,585,00040
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments OZF LP - Series 2Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Apr 6, 2022D$6,000,000
similar: $155,000–$5,250,000
$5,045,00019
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 13Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Oct 29, 2021D$10,000,000
similar: $155,000–$5,250,000
$9,025,00036
similar: 4–27
$75,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 10Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
May 4, 2021D$6,000,000
similar: $155,000–$5,250,000
$5,410,00032
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP Series 11Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Apr 13, 2021D$6,000,000
similar: $155,000–$5,250,000
$5,265,00038
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 4BExecutive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Jan 11, 2021D$10,000,000
similar: $155,000–$5,250,000
$8,350,00011
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 4Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Jan 11, 2021D$20,000,000
similar: $155,000–$5,250,000
$14,740,00046
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 9BExecutive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Limited Partnership.
Nov 4, 2020D$4,000,000
similar: $155,000–$5,250,000
$3,010,00025
similar: 4–27
$20,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 9Executive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Limited Partnership.
Jul 30, 2020D$9,000,000
similar: $155,000–$5,250,000
$5,625,00028
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 8Executive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Limited Partnership.
Jun 12, 2020D$5,000,000
similar: $155,000–$5,250,000
$3,505,00025
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (CI) FUND LTD.Executive Officer, Director
Mr. MacKenzie is a Director to the Issuer and a Principal Member to the Managing Member of the Investment Manager to the Issuer.
Jan 16, 2020D/AIndefinite
similar: $155,000–$5,250,000
$53,683,50743
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer
Mr. MacKenzie is a Principal Member to the Managing Member of the General Partner and Investment Manager to the Issuer.
Jan 16, 2020D/AIndefinite
similar: $155,000–$5,250,000
$526,840,995552
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer
Mr. MacKenzie is a Principal Member to the Managing Member of the General Partner and Investment Manager to the Issuer.
Jan 16, 2020D/AIndefinite
similar: $155,000–$5,250,000
$36,269,64382
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 7Executive Officer, Promoter
Mr. MacKenzie is also a member of the General Partner of the Limited Partnership.
Nov 29, 2019D$25,000,000
similar: $155,000–$5,250,000
$19,508,83383
similar: 4–27
$9,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 6Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Oct 15, 2019D$2,500,000
similar: $155,000–$5,250,000
$1,100,00011
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments OZF LP - Series 1Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Jul 12, 2019D$10,000,000
similar: $155,000–$5,250,000
$1,990,00010
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 5Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Mar 25, 2019D$2,015,000
similar: $155,000–$5,250,000
$2,015,00029
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 4Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Mar 12, 2019D$20,000,000
similar: $155,000–$5,250,000
$9,400,00052
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP-Series 3Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the Limited Partnership.
Jan 28, 2019D$20,000,000
similar: $155,000–$5,250,000
$17,315,00047
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 2Executive Officer, Promoter
Mr. MacKenzie is a member of the General Partner of the limited partnership.
Sep 18, 2018D$10,000,000
similar: $155,000–$5,250,000
$5,326,00035
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (CI) FUND LTD.Executive Officer, Director
Mr. MacKenzie is a Director to the Issuer and a Principal Member to the Managing Member of the Investment Manager to the Issuer.
Jun 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$53,455,09641
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer
Mr. MacKenzie is a Principal Member to the Managing Member of the General Partner and Investment Manager to the Issuer.
Jun 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$525,991,214550
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer
Mr. MacKenzie is a Principal Member to the Managing Member of the General Partner and Investment Manager to the Issuer.
Jun 18, 2018D/AIndefinite
similar: $155,000–$5,250,000
$36,069,64381
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Grand Avenue Investments LP - Series 1Executive Officer, PromoterJun 5, 2018D$5,450,000
similar: $155,000–$5,250,000
$3,542,50036
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$17,299,51355
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (CI) FUND LTD.Executive Officer, Director, Promoter
Mr. MacKenzie is a member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the Investment Manager. Mr. MacKenzie also serves as the Responsible Officer (for FACTA compliance) for the issuer.
Apr 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$14,955,81317
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$117,946,270132
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (CI) FUND LTD.Executive Officer, Promoter
Mr. MacKenzie is a member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the Investment Manager. Mr. MacKenzie also serves as the Responsible Officer (for FACTA compliance) for the issuer.
Apr 28, 2016DIndefinite
similar: $155,000–$5,250,000
$6,679,3917
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 28, 2016D/AIndefinite
similar: $155,000–$5,250,000
$26,326,68269
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 28, 2016D/AIndefinite
similar: $155,000–$5,250,000
$134,170,264144
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 26, 2016D/AIndefinite
similar: $155,000–$5,250,000
$26,326,68269
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 26, 2016D/AIndefinite
similar: $155,000–$5,250,000
$134,170,264144
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$150,237,472157
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$30,311,07673
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$150,237,472157
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 27, 2015D/AIndefinite
similar: $155,000–$5,250,000
$30,311,07673
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Dec 11, 2013D/AIndefinite
similar: $155,000–$5,250,000
$161,521,042225
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Oct 25, 2013D/AIndefinite
similar: $500,000–$16,420,250
$161,521,042225
similar: 2–28
$1,000,000
similar: $5,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Oct 25, 2013D/AIndefinite$161,521,042225$1,000,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Mar 13, 2013D/AIndefinite
similar: $155,000–$5,250,000
$22,298,00065
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Victor IB Holdings L.L.C.DirectorApr 9, 2012D$6,165,000
similar: $500,000–$7,000,000
$6,165,00024
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Mar 6, 2012D/AIndefinite
similar: $155,000–$5,250,000
$4,845,51221
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE ENHANCED ALPHA FUND L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Feb 15, 2012DIndefinite
similar: $155,000–$5,250,000
$4,845,51221
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE (QP) FUND, L.P.Executive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 11, 2011D/AIndefinite
similar: $155,000–$5,250,000
$161,521,042225
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GARGOYLE HEDGED VALUE FUND L PExecutive Officer, Director, Promoter
Mr. MacKenzie is a principal member of Gargoyle Group Holdings L.L.C. which is the Managing Member of the General Partner and Investment Manager of the partnership.
Apr 11, 2011D/A$100,000,000
similar: $155,000–$5,250,000
$26,947,67270
similar: 4–27
$1,000,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 27 names on the same filings (3 management entities, 24 people)

People and management entities the issuers listed as related persons on the same Form D filings as Alan S. MacKenzie. Source: the EDGAR rows in the table above.

  • GARGOYLE GROUP HOLDINGS L.L.C. entity — 6 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • GARGOYLE INVESTMENT ADVISOR L.L.C. entity — 6 shared filings (3 issuers) · role as listed: Promoter
  • GARGOYLE ASSET MANAGEMENT L.L.C. entity — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Joshua B. Parker — 52 shared filings (32 issuers) · roles as listed: Executive Officer, Promoter, Director
  • Andrew E. Hurni — 29 shared filings (28 issuers) · roles as listed: Executive Officer, Promoter
  • Alan L. Salzbank — 26 shared filings (4 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Charles B. Goodgal — 25 shared filings (24 issuers) · roles as listed: Executive Officer, Promoter
  • Phillip S. Martin — 24 shared filings (5 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Harvey J. Easterling — 10 shared filings (3 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Charles L. Goodgal — 10 shared filings (3 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Bruce T. Rogoff — 9 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter
  • WILLIAM J. IRWIN — 6 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • THOMAS F. CONCANNON — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Charles S. Goodgal — 3 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter
  • GEORGIA C. PRINSLOO — 2 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • Charles Goodgal — 2 shared filings (2 issuers) · roles as listed: Director, Executive Officer, Promoter · also listed on 1 other issuer
  • Isatou C. Smith — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Isatou S. Smith — 2 shared filings (1 issuer) · role as listed: Director
  • THOMAS S. CONCANNON — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Rogoff T. Bruce — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director, Promoter
  • Robert S. Newhouse — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Kevin S. Bakhler — 1 shared filing (1 issuer) · role as listed: Director
  • Michel S. Daher — 1 shared filing (1 issuer) · role as listed: Director
  • John S. Pawluk — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • James S. Brown — 1 shared filing (1 issuer) · role as listed: Director
  • Directors Cayman Ltd. Intertrust — 1 shared filing (1 issuer) · role as listed: Director
  • Georgia S. Prinsloo — 1 shared filing (1 issuer) · role as listed: Director · also listed on 19 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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