Alan Matthew is listed as an executive officer, director, and promoter on 2 SEC Form D filings by 2 issuers between Aug 2014 and Oct 2014: Tribal Ventures II, LLC (Chicago, IL — pooled investment fund — 2014; $213K reported sold to 4 investors) and Tribal Ventures IV, LLC (Chicago, IL — pooled investment fund — 2014; $35K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter. Across those companies the filings report $248K sold in total.
Listed alongside Ann Marie Murphy (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.
All 2 issuers belong to the sponsor group Tribal (2 issuers, $248K reported sold, 2014).
What this means A sponsor group is one team that sets up a new company for each deal. Tribal has 2 companies on file and $248K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Alan Matthew and found 4 differences: Alan Matthew appears on 1 deal that stopped filing before reaching its target; Form D filed 45 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.