PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:14 AM ET

Sponsor Check › Person

AF
No photo found yet (own website and image search run after this page is viewed)

Alan Ferry

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Jun 16, 2009 → Aug 6, 2025

4deals (issuers)
$42.4Mreported sold
25investors
25Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Ferry is listed as a director on 25 SEC Form D filings by 4 issuers between Jun 2009 and Aug 2025: GUYANA GOLDFIELDS INC (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2009–2014; $29.8M reported sold to 13 investors), Avalon Advanced Materials Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2009–2025; $11M reported sold to 6 investors), GPM Metals Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2016; $978K reported sold to 1 investors) and Plateau Energy Metals Inc. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2014–2020; $665K reported sold to 5 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 16 years. Across those companies the filings report $42.4M sold in total.

Listed alongside R.J. Andersen (14 shared filings), Donald S. Bubar (12 shared filings), Brian D. MacEachen (10 shared filings), William Mercer (10 shared filings), Mark Wiseman (9 shared filings) and 66 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 25 public filings for Alan Ferry and found 11 differences, 4 worth asking the sponsor about: Bankruptcy case: Alan C Ferry and Virginia L Ferry; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Ferry has not run yet — it is #19,161 of 49,782 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Ferry..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Alan C Ferry and Virginia L Ferry closed
United States Bankruptcy Court, N.D. Illinois · No. 86-03195 · Filed Feb 28, 1986 · Closed Sep 30, 1986
Role of Alan C Ferry and Virginia L Ferry: Debtor · Outcome: Case closed 1986-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Alan Ferry — 4 worth asking about (compared 25 filings on Oct 24, 2026)

Worth asking · Feb 28, 1986 – Sep 30, 1986

Bankruptcy case: Alan C Ferry and Virginia L Ferry — filed Feb 28, 1986

United States Bankruptcy Court, N.D. Illinois docket "Alan C Ferry and Virginia L Ferry" filed Feb 28, 1986, closed Sep 30, 1986. Alan Ferry is listed as Debtor ("Alan C Ferry and Virginia L Ferry"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Worth asking · Jun 16, 2009 – Jan 29, 2010

Amount sold went down between filings — GUYANA GOLDFIELDS INC

The Jun 16, 2009 filing says $7,143,826 sold; the Jan 29, 2010 Form D says $4,366,489 sold — $2,777,337 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jun 16, 2009 ↗Form D (later) · Jan 29, 2010 ↗GUYANA GOLDFIELDS INC — PartnerFacts page ↗
Sources
Worth asking · Jun 16, 2009 – Jan 29, 2010

Investor count went down between filings — GUYANA GOLDFIELDS INC

The Jun 16, 2009 filing reports 3 investors; the Jan 29, 2010 Form D reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jun 16, 2009 ↗Form D (later) · Jan 29, 2010 ↗GUYANA GOLDFIELDS INC — PartnerFacts page ↗
Sources
Note · May 20, 2020

Alan Ferry appears on 1 deal that stopped filing before reaching its target

Plateau Energy Metals Inc. (last filing May 20, 2020; $665,447 sold of $1,616,086). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Plateau Energy Metals Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 29, 2010 – Oct 14, 2010

8 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Laurentian Bank Securities Inc. — Avalon Advanced Materials Inc. · Paid seller listed without a CRD number: Stonecap Securities Inc. — Avalon Advanced Materials Inc. · Paid seller listed without a CRD number: Canaccord Genuity Corp. — Avalon Advanced Materials Inc. · Paid seller listed without a CRD number: BMO Nesbitt Burns Inc. — GUYANA GOLDFIELDS INC · Paid seller listed without a CRD number: Cormark Securities Inc. — GUYANA GOLDFIELDS INC · and 3 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Oct 14, 2010 ↗BrokerCheck search: Laurentian Bank Securities Inc. ↗Avalon Advanced Materials Inc. — PartnerFacts page ↗BrokerCheck search: Stonecap Securities Inc. ↗
Sources
Note · Apr 27, 2020 – May 20, 2020

Form D filed 23 days after the first sale — Plateau Energy Metals Inc.

The filing says the first sale was Apr 27, 2020. The Form D was filed May 20, 2020 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 20, 2020 ↗Plateau Energy Metals Inc. — PartnerFacts page ↗
Sources
Note · May 20, 2016 – Jun 16, 2016

Form D filed 27 days after the first sale — GPM Metals Inc.

The filing says the first sale was May 20, 2016. The Form D was filed Jun 16, 2016 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 16, 2016 ↗GPM Metals Inc. — PartnerFacts page ↗
Sources
Note · Sep 17, 2009 – Aug 6, 2025

20 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Avalon Advanced Materials Inc. (latest filing Aug 6, 2025) · No amendment in the last 12 months on an offering that may still be open — Avalon Advanced Materials Inc. (latest filing Nov 27, 2024) · No amendment in the last 12 months on an offering that may still be open — Avalon Advanced Materials Inc. (latest filing Apr 5, 2024) · No amendment in the last 12 months on an offering that may still be open — Avalon Advanced Materials Inc. (latest filing May 12, 2022) · No amendment in the last 12 months on an offering that may still be open — Avalon Advanced Materials Inc. (latest filing Feb 10, 2021) · and 15 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 6, 2025 ↗Avalon Advanced Materials Inc. — PartnerFacts page ↗Form D · Nov 27, 2024 ↗Form D · Apr 5, 2024 ↗
Sources
Note · Jun 16, 2009 – Jan 29, 2010

Offering amount lowered between filings — GUYANA GOLDFIELDS INC

The Jun 16, 2009 filing says $18,374,693 offered; the Jan 29, 2010 Form D says $4,366,489.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jun 16, 2009 ↗Form D (later) · Jan 29, 2010 ↗GUYANA GOLDFIELDS INC — PartnerFacts page ↗
Sources
Note · Sep 30, 2009 – Mar 23, 2016

Reported revenue range changed between filings — Avalon Advanced Materials Inc.

"$1 - $1,000,000" (Sep 30, 2009); then "Decline to Disclose" (Mar 23, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 30, 2009 ↗Form D · Mar 23, 2016 ↗Avalon Advanced Materials Inc. — PartnerFacts page ↗
Sources
Note · Jun 16, 2009 – May 2, 2012

Reported revenue range changed between filings — GUYANA GOLDFIELDS INC

"No Revenues" (Jun 16, 2009); then "Decline to Disclose" (May 2, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 16, 2009 ↗Form D · May 2, 2012 ↗GUYANA GOLDFIELDS INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

8 of 24 offerings report sales commissions totalling $1,711,237; 2 report finder's fees totalling $58,102; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 6, 2025 D
Avalon Advanced Materials Inc.
File 021-553910
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2024 D
Avalon Advanced Materials Inc.
File 021-530692
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2024 D
Avalon Advanced Materials Inc.
File 021-509823
$0$0$0None listed on this filingEDGAR ↗
May 12, 2022 D
Avalon Advanced Materials Inc.
File 021-445479
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2021 D
Avalon Advanced Materials Inc.
File 021-388973
$0$0$0None listed on this filingEDGAR ↗
May 20, 2020 D
Plateau Energy Metals Inc.
File 021-367415
$123,609$0$0Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Haywood Securities Inc.
EDGAR ↗
Sep 24, 2019 D
Plateau Energy Metals Inc.
File 021-349545
$6,019$0$0Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Haywood Securities Inc.
EDGAR ↗
Dec 6, 2018 D
Avalon Advanced Materials Inc.
File 021-327240
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2018 D
Avalon Advanced Materials Inc.
File 021-327242
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2018 D
Plateau Energy Metals Inc.
File 021-325958
$22,211$0$0Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Haywood Securities Inc.

Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Cormark Securities Inc.

Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Eight Capital
EDGAR ↗
Jul 10, 2018 D
Avalon Advanced Materials Inc.
File 021-316364
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2018 D
Avalon Advanced Materials Inc.
File 021-303562
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2017 D
Avalon Advanced Materials Inc.
File 021-282919
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2016 D
GPM Metals Inc.
File 021-265184
$64,246$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Haywood Securities Inc.
EDGAR ↗
Mar 23, 2016 D
Avalon Advanced Materials Inc.
File 021-259822
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2015 D
Plateau Energy Metals Inc.
File 021-242680
$0$12,163$0Haywood Securites (USA) Inc. BrokerCheck CRD 42072 ↗EDGAR ↗
Sep 12, 2014 D
Plateau Energy Metals Inc.
File 021-224608
$0$45,939$0Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗
Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗		EDGAR ↗
Jul 10, 2014 D
GUYANA GOLDFIELDS INC
File 021-220735
$140,095$0$0Loewen, Ondaatje, McCutcheon USA Limited BrokerCheck CRD 35205 ↗EDGAR ↗
Jul 10, 2014 D
Avalon Advanced Materials Inc.
File 021-220771
$0$0$0None listed on this filingEDGAR ↗
Jul 10, 2014 D
Avalon Advanced Materials Inc.
File 021-220772
$0$0$0None listed on this filingEDGAR ↗
May 2, 2012 D
GUYANA GOLDFIELDS INC
File 021-177548
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2010 D
Avalon Advanced Materials Inc.
File 021-149095
$657,470$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
CIBC World Markets Inc. no CRD number reported
via CIBC World Markets Corp. (CRD 630 ↗)

Laurentian Bank Securities Inc. no CRD number reported
Stonecap Securities Inc. no CRD number reported
Canaccord Genuity Corp. no CRD number reported		EDGAR ↗
Jan 29, 2010 D
GUYANA GOLDFIELDS INC
File 021-87868
$261,989$0$0Scotia Capital Inc. no CRD number reported
via Scotia Capital (USA) Inc. (CRD 2739 ↗)

Dahlman Rose & Company LLC BrokerCheck CRD 23510 ↗
BMO Nesbitt Burns Inc. no CRD number reported
Cormark Securities Inc. no CRD number reported
TD Securities Inc. no CRD number reported
Thomas Weisel partners Canada Inc. no CRD number reported
Paradigm Capital Inc. no CRD number reported		EDGAR ↗
Sep 30, 2009 D
Avalon Advanced Materials Inc.
File 021-89726
$435,598 (est.)$0$0CIBC World Markets Corp. BrokerCheck CRD 630 ↗
via CIBC World Markets Inc.
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Alan Ferry on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AA
Other

Avalon Advanced Materials Inc.

Toronto, Ontario, Canada (as filed: A6) · Sep 30, 2009 → Aug 6, 2025 · 15 filings
  • Aug 6, 2025 · D · $948,610 sold of $1,644,744 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 27, 2024 · D · $0 sold of $155,783 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2024 · D · $2,024,000 sold of $3,535,744 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2022 · D · $2,314,101 sold of $4,119,099 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 10, 2021 · D · $2,347,418 sold of $3,727,700 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2018 · D · $376,250 sold of $617,238 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2018 · D · $26,464 sold of $49,147 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2018 · D · $570,900 sold of $927,713 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 18, 2018 · D · $1,208,202 sold of $1,963,328 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 20, 2017 · D · $1,856,114 sold of $3,034,375 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 23, 2016 · D · $98,373 sold of $172,153 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2014 · D · $27,000 sold of $43,875 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2014 · D · $27,000 sold of $43,875 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2010 · D · $10,957,828 sold of $27,108,537 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 30, 2009 · D · $7,259,965 sold of $17,429,097 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11M from 6 investors (100% of the $1.64M target) as of the latest filing. Alan is listed as director on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Other

Plateau Energy Metals Inc.

Toronto, Ontario, Canada (as filed: A6) · Sep 12, 2014 → May 20, 2020 · 5 filings
  • May 20, 2020 · D · $175,719 sold of $545,653 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 24, 2019 · D · $100,324 sold of $200,648 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 15, 2018 · D · $370,186 sold of $613,730 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2015 · D · $221,154 sold of $368,590 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $665,447 sold of $1,616,086 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $665K from 5 investors (100% of the $546K target) as of the latest filing. Alan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Other

GPM Metals Inc.

Toronto, Ontario, Canada (as filed: A6) · Jun 16, 2016
  • Jun 16, 2016 · D · $978,153 sold of $978,153 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $978K from 1 investor (100% of the $978K target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GG
Other

GUYANA GOLDFIELDS INC

Toronto, Ontario, Canada (as filed: A6) · Jun 16, 2009 → Jul 10, 2014 · 4 filings
  • Jul 10, 2014 · D · $26,426,444 sold of $26,426,444 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 2, 2012 · D · $29,771,537 sold of $29,771,537 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2010 · D · $4,366,489 sold of $4,366,489 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2009 · D · $7,143,826 sold of $18,374,693 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.8M from 13 investors (100% of the $26.4M target) as of the latest filing. Alan is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Alan 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

R.J. Andersen

Executive Officer · 14 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Donald S. Bubar

Executive Officer, Director · 12 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian D. MacEachen

Director · 10 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Mercer

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre Neatby

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Wiseman

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth G. Thomas

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Ferry. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Marsh

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jane E. Pagel

Director · 6 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Noone

Director, Executive Officer · 5 shared filings (2 issuers) · also on 5 other issuers

Daniel Noone is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter McCarter

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

NJ
No photo found yet (own website and image search run after this page is viewed)
Person

Naomi Johnson

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Bondy

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J. Patrick Sheridan

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Fontaine

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Ferry. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Gibbs

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Ferry. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Mohr

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zeeshan Syed

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

HY
No photo found yet (own website and image search run after this page is viewed)
Person

Harvey L.A. Yesno

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Po

Director · 3 shared filings (2 issuers)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Williams

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Richard Williams is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cindy Hu

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Haig

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Ferry. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Murphy

Executive Officer · 3 shared filings (2 issuers) · also on 7 other issuers

Paul Murphy is on 9 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Terrence O'Connor

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Stalker

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Monteith

Director, Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Ferry. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Milau

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Stefan

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Holmes

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Maryse Belanger

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Ferry. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Drier

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alec Kodatsky

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charlotte May

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Charlotte May is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carmelo Marrelli

Executive Officer · 2 shared filings (1 issuer) · also on 18 other issuers

Carmelo Marrelli is on 19 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Claude F. Lemasson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Patricio

Director · 2 shared filings (1 issuer) · also on 16 other issuers

Richard Patricio is on 17 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence Stefan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sergio Marchi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Ferry. Their page shows their other deals.

The team behind the deals

Same business address

40 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Ferry by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Ferry is listed on: none on file. No website or social profile named in Avalon Advanced Materials Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #63,762 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Alan Ferry appears on a new Form D, or when a court case or SEC action is matched to them. See plans →