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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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Alan Cochrane Dixon

Named as an officer, director or promoter on SEC Form D filings · NJ, NY · Mar 27, 2013 → Feb 15, 2018

4deals (issuers)
$148.6Mreported sold
191investors
15Form D filings
2013–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Cochrane Dixon is listed as an executive officer and director on 15 SEC Form D filings by 4 issuers between Mar 2013 and Feb 2019: Alcentra Global Credit Alternatives Fund, L.L.C. (New York, NY — pooled investment fund — 2014–2015; $78.1M reported sold to 187 investors), U.S. Select Direct Private Equity (US), LP (Baltimore, MD — pooled investment fund — 2013–2019; $28M reported sold to 2 investors), U.S. Select Direct Private Equity II, LP (Baltimore, MD — pooled investment fund — 2018–2019; $27.5M reported sold to 1 investors) and U.S. Select Private Opportunities Fund III LP (Baltimore, MD — pooled investment fund — 2016–2018; $15M reported sold to 1 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $148.6M sold in total.

Listed alongside Alexander MacLachlan (13 shared filings), Jonathan Cordish (13 shared filings), Jonathan Sinex (13 shared filings), Margaret Katz Cordish (7 shared filings), U.S. Select Direct Private Equity (US) GP, LLC (6 shared filings, management entity) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

The issuers belong to 2 sponsor groups: U S Select Direct (4 issuers, $85.5M reported sold, 2013–2021) and Alcentra (30 issuers, $2.77B reported sold, 2010–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Alan Cochrane Dixon and found 15 differences, 4 worth asking the sponsor about: Form D filed 462 days after the first sale; Form D filed 111 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Cochrane Dixon has not run yet — it is joining a line of 32,261 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Cochrane Dixon..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Alan Dixon closed
United States Bankruptcy Court, W.D. Michigan · No. 13-05846 · Filed Jul 22, 2013 · Closed Dec 30, 2013
Role of Alan Dixon: Debtor · Outcome: Case closed 2013-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Alan E. Dixon and Terry S. Dixon closed
United States Bankruptcy Court, E.D. Michigan · No. 10-69309 · Filed Sep 22, 2010 · Closed Jan 4, 2011
Role of Alan E. Dixon and Terry S. Dixon: Debtor · Outcome: Case closed 2011-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state); middle initial differs
Alan C Dixon and Lora L Dixon closed
United States Bankruptcy Court, N.D. Illinois · No. 09-44781 · Filed Nov 25, 2009 · Closed Feb 22, 2010
Role of Alan C Dixon and Lora L Dixon: Debtor · Outcome: Case closed 2010-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Alan E. Dixon closed
United States Bankruptcy Court, D. Massachusetts · No. 09-41408 · Filed Apr 16, 2009 · Closed Sep 4, 2009
Role of Alan E. Dixon: Debtor · Outcome: Case closed 2009-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state); middle initial differs
Alan D. Dixon closed
United States Bankruptcy Court, S.D. Florida. · No. 05-32601 · Filed May 23, 2005 · Closed Aug 31, 2005
Role of Alan D. Dixon: Debtor · Outcome: Case closed 2005-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
Alan C Dixon and Lora L Dixon closed
United States Bankruptcy Court, N.D. Illinois · No. 91-05017 · Filed Mar 8, 1991 · Closed Oct 15, 1991
Role of Alan C Dixon and Lora L Dixon: Debtor · Outcome: Case closed 1991-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Alan L. Dixon closed
United States Bankruptcy Court, M.D. Florida · No. 3:90-bk-01374 · Filed Apr 11, 1990 · Closed Dec 14, 1990
Role of Alan L. Dixon: Debtor · Outcome: Case closed 1990-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
Alan M Dixon and Sharon M Dixon closed
United States Bankruptcy Court, N.D. Illinois · No. 89-04901 · Filed Mar 23, 1989 · Closed May 15, 1990
Role of Alan M Dixon and Sharon M Dixon: Debtor · Outcome: Case closed 1990-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Alan Cochrane Dixon — 4 worth asking about (compared 15 filings on Oct 24, 2026)

Note · Mar 12, 1998 – Mar 26, 2001

Bankruptcy case: Richard C. Breeden, Esq. v. Birkin — filed Mar 12, 1998

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Birkin" filed Mar 12, 1998, closed Mar 26, 2001. Tom Birkin (listed on the same filings) is listed as Defendant ("Birkin"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Mar 25, 1998 – Mar 29, 2000

Bankruptcy case: Richard C. Breeden, Esq. v. Birkin — filed Mar 25, 1998

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Birkin" filed Mar 25, 1998, closed Mar 29, 2000. Tom Birkin (listed on the same filings) is listed as Defendant ("Birkin"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Nov 1, 2017 – Feb 6, 2019

Form D filed 462 days after the first sale — U.S. Select Direct Private Equity II, LP

The filing says the first sale was Nov 1, 2017. The Form D was filed Feb 6, 2019 — 462 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 447 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Nov 1, 2017 – Feb 20, 2018

Form D filed 111 days after the first sale — U.S. Select Direct Private Equity II, LP

The filing says the first sale was Nov 1, 2017. The Form D was filed Feb 20, 2018 — 111 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 96 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 1, 2017 – Feb 6, 2019

No amendment in the last 12 months on an offering that may still be open — U.S. Select Direct Private Equity II, LP (latest filing Feb 6, 2019)

The latest filing for this offering is dated Feb 6, 2019 (first sale Nov 1, 2017). It reports $27,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 1, 2017 – Feb 20, 2018

No amendment in the last 12 months on an offering that may still be open — U.S. Select Direct Private Equity II, LP (latest filing Feb 20, 2018)

The latest filing for this offering is dated Feb 20, 2018 (first sale Nov 1, 2017). It reports $27,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jul 1, 2014 – Jul 13, 2015

No amendment in the last 12 months on an offering that may still be open — Alcentra Global Credit Alternatives Fund, L.L.C. (latest filing Jul 13, 2015)

The latest filing for this offering is dated Jul 13, 2015 (first sale Jul 1, 2014). It reports $78,140,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Worth asking · Feb 11, 2019 – Feb 13, 2020

Alan Cochrane Dixon is no longer listed on the Feb 13, 2020 amendment — U.S. Select Direct Private Equity (US), LP

Alan Cochrane Dixon appears on the Feb 11, 2019 Form D/A (director) but not on the Feb 13, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Nov 21, 2018 – Nov 18, 2019

Alan Cochrane Dixon is no longer listed on the Nov 18, 2019 amendment — U.S. Select Private Opportunities Fund III LP

Alan Cochrane Dixon appears on the Nov 21, 2018 Form D/A (executive officer) but not on the Nov 18, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Mar 27, 2013 – Jul 14, 2014

Alan Cochrane Dixon is written 2 different ways on the filings

listed as "Alan Cochrane Dixon" on 9 filings (from Mar 27, 2013), and "Alan Dixon" on 6 filings (from Jul 14, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 11, 2016

Same name, different state: "Alan Dixon" (NJ) is a separate record

This page covers filings where the address state is NJ or NY. A separate record, "Alan Dixon" with address state NJ, is listed on 1 filing — most recently by Laver Place Pty Ltd (Mar 11, 2016). Both records have filings in the same period (Mar 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 11, 2019 – Feb 13, 2020

Address moved from New York, NY to Baltimore, MD — U.S. Select Direct Private Equity (US), LP

The people listed on the Feb 11, 2019 filing give New York, NY; on the Feb 13, 2020 filing they give Baltimore, MD.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 21, 2018 – Nov 18, 2019

Address moved from New York, NY to Baltimore, MD — U.S. Select Private Opportunities Fund III LP

The people listed on the Nov 21, 2018 filing give New York, NY; on the Nov 18, 2019 filing they give Baltimore, MD.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Feb 15, 2018 – Feb 11, 2019

Address moved from Jersey City, NJ to New York, NY — U.S. Select Direct Private Equity (US), LP

The people listed on the Feb 15, 2018 filing give Jersey City, NJ; on the Feb 11, 2019 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Mar 27, 2013 – Feb 11, 2019

Alan Cochrane Dixon is listed with 2 different address states: NJ, NY

NJ on 6 filings (Mar 27, 2013 to Feb 15, 2018); NY on 9 filings (Jul 14, 2014 to Feb 11, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 11, 2019 D/A
U.S. Select Direct Private Equity (US), LP
File 021-194059
$0$0$0
Certain person identified in Item 3 have an ownership interest in the general partner of the fund. While these persons do not receive payments from the general partner, the general partner does receive fees from the fund for its management services.
None listed on this filingEDGAR ↗
Feb 6, 2019 D
U.S. Select Direct Private Equity II, LP
File 021-332271
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2018 D/A
U.S. Select Private Opportunities Fund III LP
File 021-274169
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2018 D
U.S. Select Direct Private Equity II, LP
File 021-305954
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2015 D/A
Alcentra Global Credit Alternatives Fund, L.L.C.
File 021-220987
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Alan Cochrane Dixon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: U S Select Direct

U.S. Select Direct Private Equity (US), LP

Baltimore, MD · Mar 27, 2013 → Feb 11, 2019 · 7 filings
  • Feb 11, 2019 · D/A · $28,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Feb 15, 2018 · D/A · $28,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Feb 21, 2017 · D/A · $28,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Feb 25, 2016 · D/A · $28,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Mar 2, 2015 · D/A · $28,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Apr 2, 2014 · D/A · $25,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Mar 27, 2013 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗

Raised $28M from 2 investors as of the latest filing. Alan is listed as director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: U S Select Direct

U.S. Select Direct Private Equity II, LP

Baltimore, MD · Feb 20, 2018 → Feb 6, 2019 · 2 filings
  • Feb 6, 2019 · D · $27,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Feb 20, 2018 · D · $27,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗

Raised $27.5M from 1 investor as of the latest filing. Alan is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: U S Select Direct

U.S. Select Private Opportunities Fund III LP

Baltimore, MD · Nov 9, 2016 → Nov 21, 2018 · 4 filings
  • Nov 21, 2018 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Nov 21, 2017 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Nov 29, 2016 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗
  • Nov 9, 2016 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Serves in a role that may be viewed as functionally equivalent to that of a director.) EDGAR ↗

Raised $15M from 1 investor as of the latest filing. Alan is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Alcentra

Alcentra Global Credit Alternatives Fund, L.L.C.

New York, NY · Jul 14, 2014 → Jul 13, 2015 · 2 filings
  • Jul 13, 2015 · D/A · $78,140,000 sold of Indefinite · 187 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Manager) EDGAR ↗
  • Jul 14, 2014 · D · $2,050,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Manager) EDGAR ↗

Raised $78.1M from 187 investors as of the latest filing. Alan is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan Dixon — NJ, 1 issuer, Mar 11, 2016 → Mar 11, 2016 · no shared issuer

People around Alan 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Cordish

Director, Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Sinex

Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander MacLachlan

Executive Officer · 13 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Margaret Katz Cordish

Director · 7 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roshani Shah

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Golden

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Kirby-Houlihan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Medlen

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Birkin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Griffith

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Cresswell

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kieran Glennon

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cochrane Dixon. Their page shows their other deals.

The team behind the deals

Sponsor group

U S Select Direct

4 issuers · 19 filings · $85.5M reported sold · 2013–2021

One team, 4 deal companies. Alan Cochrane Dixon is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Cochrane Dixon.

Sponsor group

Alcentra

30 issuers · 79 filings · $2.77B reported sold · 2010–2024

One team, 30 deal companies. Alan Cochrane Dixon is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Cochrane Dixon.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 4 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Alcentra Global Credit Alternatives Fund, L.L.C..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Cochrane Dixon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Cochrane Dixon is listed on: none on file. No website or social profile named in U.S. Select Direct Private Equity II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #239,988 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Baltimore, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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